What’s New on the SEC Website
January 7, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Initial Decisions
- Sean P. Finn and M. Dwyer LLC (Release No. 34-90871; File No. 3-17693)
- Starkot Corp. (Release No. 33-10917; File No. 3-19146)
ALJ Orders
- Cynthia Holder, CPA, et al. (Release No. AP-6806; File No. 3-18346)
Litigation
Commission Opinions and Orders
- Franklin Scientific, Inc. and Goodwell Inc. (Release No. 34-90873; File No. 3-19638)
- Shad Nhebi Clayton (Release No. 34-90868; File No. 3-20192)
- Black Stallion Oil & Gas, Inc. n/k/a Arize Therapeutics, Inc. and Cannabis Science, Inc. (Release No. 34-90856; File No. 3-19415; January 6, 2021)
- Tongli Pharmaceuticals (USA), Inc. and Vansen Pharma, Inc. (Release No. 34-90855; File No. 3-19410; January 6, 2021)
News and Public Statements
Press Releases
- SEC Issues Over $1.1 Million to Multiple Whistleblowers (Release No. 2021-2)
- Paul G. Cellupica, Division of Investment Management Deputy Director and Chief Counsel to Conclude Tenure at SEC (Release No. 2021-1)
Public Statements
- Statement on Proposed 2011 Fraud-Detection Program and Related 2012 Opinion of the DOJ Office of Legal Counsel by Acting Chairman Elad L. Roisman, Commissioner Hester M. Peirce, Commissioner Allison Herren Lee, Commissioner Caroline A. Crenshaw
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-90872; File No. 2020-23)
- Order Determining Whistleblower Award Claim (Release No. 34-90867; File No. 2021-22)
- Order Determining Whistleblower Award Claim (Release No. 34-90866; File No. 2021-21)
- Order Determining Whistleblower Award Claim (Release No. 34-90864; File No. 2021-20)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend its Waiver of the Application of Certain of the Shareholder Approval Requirements in Section 312.03 of the NYSE Listed Company Manual Through March 31, 2021 Subject to Certain Conditions (Release No. 34-90865; File No. SR-NYSE-2020-108)