What’s New on the SEC Website
December 31, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
- Signator Investors, Inc. and Gregory J. Mitchell (Release No. 34-90836; File Nos. 3-16753, 3-16754); see also Proposed Plan of Distribution
Litigation Releases
- Bowser et al. (Release No. LR-25003)
- DeAndre P. Sears et al. (Release No. LR-25002)
Regulatory Actions
Final Rules
- Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets (17 CFR Parts 227, 229, 230, 239, 240, 249, 270, and 274; [Release Nos. 33-10884; 34-90300; IC-34082; File No. S7-05-20]; RIN 3235-AM27)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FICC - Advance Notice: Notice of Filing and Extension of the Review Period of an Advance Notice to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount (Release No. 34-90834; File No. SR-FICC-2020-804)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 7: Consolidated Audit Trail Compliance, the Exchange's Compliance Rule (Release No. 34-90837; File No. SR-NASDAQ-2020-099); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule (Release No. 34-90838; File No. SR-NYSEArca-2020-115); see also Exhibit 5
- NYSE Arca: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.900-E to Adopt Generic Listing Standards for Managed Portfolio Shares (Release No. 34-90835; File No. SR-NYSEArca-2020-84)