What’s New on the SEC Website
December 29, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Norman T. Reynolds, Esq. (Release No. AP-6805; File No. 3-20136)
Divisions
Enforcement Investors Claims Funds
Litigation
Administrative Proceedings
- Larry Louis Matyas (Release No. 34-90813; File No. 3-20191)
Litigation Releases
- Jason Peltz (Release No. LR-24998)
News
Regulatory Actions
Public Petitions for Rulemaking
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule (Release No. 34-90818; File No. SR-MIAX-2020-40); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule (Release No. 34-90814; File No. SR-MIAX-2020-39); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers (Release No. 34-90811; File No. SR-MIAX-2020-41); see also Exhibit 5
- NASDAQ OMX BX: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Utilize the FIX Protocol to Submit Orders to BX's Price Improvement Auction Mechanism (Release No. 34-90815; File No. SR-BX-2020-033)
- NYSE Arca: Notice of Withdrawal of a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities (Release No. 34-90817; File No. SR-NYSEArca-2020-46)
- NYSE Arca: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust under NYSE Arca Rule 8.201-E and the iShares S&P GSCI Commodity-Indexed Trust under Rule 8.203-E (Release No. 34-90816; File No. SR-NYSEArca-2020-98)
- CboeBZX: Order Disapproving a Proposed Rule Change Relating to Rule 14.11, Other Securities, to Modify a Continued Listing Criterion for Certain Exchange-Traded Products (Release No. 34-90819; File No. SR-CboeBZX-2020-036)