What’s New on the SEC Website
December 28, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters
- TMX Group See also: Incoming Letter
Litigation
Litigation Releases
- Qin et al (Release No. LR-24997)
News
Press Releases
- SEC Obtains Emergency Asset Freeze, Charges Cryto Fund Manager with Fraud (Press Release No. 2020-341)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeBYX: Order Granting Approval of Proposed Rule Changes to Revise Each Exchange's Process for Re-opening Trading of NYSE-Listed Securities Outside of Regular Trading Hours (Release No. 34-90804; File Nos. SR-CboeBYX-2020-032, SR-CboeBZX-2020-083, SR-CboeEDGA-2020-029, SR-CboeEDGX-2020-055)
- CboeBZX: Notice of Withdrawal of a Proposed Rule Change to Accommodate Exchange Listing and Trading of Options-Linked Securities (Release No. 34-90802; File No. SR-CboeBZX-2020-042)
- DTC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a Fee for the New ClaimConnectTM Service (Release No. 34-90805; File No. SR-DTC-2020-020); see also Exhibit 5
- FICC Advance Rulemaking: Notice of Filing of Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes (Release No. 34-90736; File No. SR-FICC-2020-803)
- ICEEU: Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Procedures and CDS Default Management Policy. (Release No. 34-90806; File No. SR-ICEEU-2020-018); see also Exhibit 5
- LTSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule Series 11.60 (Release No. 34-90809; File No. SR-LTSE-2020-24); see also Exhibit 5
- MEMX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4.5 and 4.7 Regarding the National Market System Plan Governing the Consolidated Audit Trail (Release No. 34-90808; File No. SR-MEMX-2020-16;); see also Exhibit 5
- NYSE: Notice of Filing of Proposed Rule Change to Amend the NYSE Listed Company Manual to Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 (Release No. 34-90803; File No. SR-NYSE-2020-85); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change in the Time of Calculation and Publication of the Wilshire Gold Index Applicable to Shares of the Wilshire wShares Enhanced Gold Trust (Release No. 34-90807; File No. SR-NYSEArca-2020-114)