What’s New on the SEC Website
December 21, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- India Globalization Capital, Inc. and Ramachandra "Ram" Mukunda ("Release No. 33-10908; File Nos. 3- 20177, 3-20177")
Litigation Releases
- Dike Boone Nerren (Release No. LR-24991)
- TH Wealth Management, LLC and Brian Keat Hobbs (Release No. LR-24990)
News
Press Releases
- SEC Names John Moses as Deputy Director of Office of Investor Education and Advocacy (Press Release No. 2020-330)
- SEC Charges Company and CEO for $119 Million Securities Fraud Targeting Members of the South Asian American Community (Press Release No. 2020-329)
- S.P. Kothari to Conclude Tenure As SEC Chief Economist and Division of Economic and Risk Analysis Director (Press Release No. 2020-328)
Public Statements
- Statement on Recent and Upcoming Regulation Best Interest Examinations from the SEC Division of Examinations by Division of Examinations Staff
Regulatory Actions
Investment Company Act Notices and Orders
- Main Street Capital Corporation, et al. (Release No. IC-34146; File No. 812-14979)
- Signature PE Fund, LLC and McDermott Will & Emery LLP (Release No. IC-34145; File No. 813-00395)
- ETF Series Solutions and Clearshares LLC (Release No. IC-34144; File No. 812-15167)
Other Commission Orders, Notices, and Information
- Rescindment of System of Record Notice ([Release No. PA-56; File No. S7-21-20])
- Notice of revised system of records ([Release No. PA-55; File No. S7-20-20])