What’s New on the SEC Website
December 16, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Dentsply Sirona Inc. (Release No. 34-90681; File No. 3-20170)
Commission Opinions and Orders
- Smartag International, Inc. (Release No. 34-90690; File No. 3-20007)
Litigation Releases
- Luckin Coffee Inc. (Release No. LR-24987)
Regulatory Actions
Exemptive Orders
- Order Granting Temporary Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 (Exchange Act) and Rule 608(e) of Regulation NMS under the Exchange Act, from Section 8.1.1 and Section 8.1.2 of Appendix D of the National Market System Plan Governing the Consolidated Audit Trail (Release No. 34-90689)
- Order Granting Temporary Conditional Exemptive Relief Pursuant to Section 36 of the Securities Exchange Act of 1934 (Exchange Act) and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail (Release No. 34-90688)
Final Rules
- Final rule: Disclosure of Payments by Resource Extraction Issuers (17 CFR Parts 240 and 249b; [Release No. 34-90679; File No. S7-24-19]; RIN 3235-AM06)
- Final rule: Exemption from the Definition of Clearing Agency for Certain Activities of Security-Based Swap Dealers and Security-Based Swap Execution Facilities (17 CFR Part 240; [Release No. 34-90667; File No. S7-08-11]; RIN 3235-AK74)
Other Commission Orders, Notices, and Information
- Order Recognizing the Resource Extraction Payment Disclosure Requirements of the European Union, the United Kingdom, Norway, and Canada as Alternative Reporting Regimes that Satisfy the Transparency Objectives of Section 13(q) under the Securities Exchange Act of 1934 (Release No. 34-90680)
- Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2021 (Release Nos. 33-10905; 34-90693)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NASDAQ: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Listing Rules Applicable to Special Purpose Acquisition Companies whose Business Plan is to Complete One or More Business Combinations (Release No. 34-90682; File No. SR-NASDAQ-2020-062)
- NYSE Arca: Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to List and Trade Shares of the AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF under NYSE Arca Rule 8.900-E (Release No. 34-90683; File No. SR-NYSEArca-2020-94)
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the ProShares Short VIX Short-Term Futures ETF and the ProShares Ultra VIX Short-Term Futures ETF, Each a Series of ProShares Trust II, Under Rule 14.11(f)(4), Trust Issued Receipts (Release No. 34-90691; File No. SR-CboeBZX-2020-093)
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule to List and Trade Shares of the Invesco Real Assets ESG ETF and the Invesco US Large Cap Core ESG ETF, Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust, under Rule 14.11(m) (Tracking Fund Shares) (Release No. 34-90686; File No. SR-CboeBZX-2020-090)
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF, Each a Series of ProShares Trust II, Under Rule 14.11(f)(4) (Trust Issued Receipts) (Release No. 34-90685; File No. SR-CboeBZX-2020-092)
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the Invesco Focused Discovery Growth ETF and the Invesco Select Growth ETF, Each a Series of the Invesco Actively Managed Exchange-Traded Fund Trust, Under Rule 14.11(m) (Tracking Fund Shares) (Release No. 34-90684; File No. SR-CboeBZX-2020-091)