Newsroom

What’s New on the SEC Website

December 14, 2020

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
Latest Filings for the most recent company filings.
Previous What’s New Issues
News Digest Archives (1956-2013)

Information for EDGAR Filers

EDGAR Filer Manual Volume II

Litigation

Administrative Proceedings

Robert J. Lindner (Release No. IA-5647; File No. 3-20168)
Belden Inc. and Dennis Wiser, CPA (Release No. 33-10903; File No. 3-20169)

News

Press Releases

SEC Awards More Than $300,000 to Whistleblower with Audit Responsibilities (Press Release No. 2020-316)

Public Statements

Statement of Dissent from the Commission’s Order Approving the Financial Industry Regulatory Authority’s Proposed Rule Change, as Modified by Amendment No. 1, to Address Brokers with a Significant History of Misconduct by Commissioner Hester Peirce

Regulatory Actions

Investment Company Act Notices and Orders

Palmer Square Capital BDC Inc., et al. (Release No. IC-34139; File No. 812-15113)

Other Commission Orders, Notices, and Information

Family Office Partners, Inc.: Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940
Order Determining Whistleblower Award Claim (Release No. 34-90656; File No. 2021-15)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

CBOE: Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rule 5.24 (Release No. 34-90658; File No. SR-CBOE-2020-055)
CboeBZX: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the -1x Short VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) ("Trust Issued Receipts") (Release No. 34-90659; File No. SR-CboeBZX-2020-070)
MEMX LLC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule (Release No. 34-90660; File No. SR-MEMX-2020-15); see also Exhibit 5
NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM's Pricing Schedule at Options 7, Section 2 and Options 7, Section 3 (Release No. 34-90654; File No. SR-NASDAQ-2020-084); see also Exhibit 5
NASDAQ OMX BX: Notice of Filing of Proposed Rule Change to Amend BX Options 7, Section 2 and Section 3 (Release No. 34-90655; File No. SR-BX-2020-037); see also Exhibit 5
NYSE: Notice of Filing of Proposed Rule Change to Amend Its Rules to Prohibit Member Organizations from Seeking Reimbursement, in Certain Circumstances, from Issuers for Forwarding Proxy and Other Materials to Beneficial Owners (Release No. 34-90653; File No. SR-NYSE-2020-98); see also Exhibit 5