What’s New on the SEC Website
December 8, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance
- BWIS Final Waiver Request (12.2.2020)
Staff No-Action, Interpretive & Exemptive Letters
Enforcement Investors Claims Funds
Litigation
Administrative Proceedings
- Covia Holdings Corp. and Fairmount Santrol Holdings Inc. Now Known as Bison Merger Sub I, LLC (Release Nos. 33-10897, 34-90598; File No. 3-20163)
- BlueCrest Capital Management Limited (Release Nos. 33-10896, IA-5642; File No. 3-20162)
Commission Opinions and Orders
- David B. Tysk (Release No. 34-90589; File No. 3-17294r; December 7, 2020)
- LD Holdings, Inc.; Mansfield-Martin Exploration Mining, Inc.; and RadTek, Inc. (Release No. 34-90588; File No. 3-19383; December 7, 2020)
- Bakken Resources, Inc.; Ireland Inc.; and Worlds Mall, Inc. (Release No. 34-90587; File No. 3-19382; December 7, 2020)
- Diadexus, Inc.; Mustang Alliances, Inc.; and Protea Biosciences Group, Inc. (Release No. 34-90586; File No. 3-19376; December 7, 2020)
- Adama Technologies Corp.; GeoBio Energy, Inc.; and Powerdyne International, Inc. (Release No. 34-90581; File No. 3-19375; December 7, 2020)
News
Press Releases
Commission Open Meetings
Publice Statements
Regulatory Actions
Investment Company Act Notices and Orders
- Nb Crossroads Private Markets Access Fund LLC and Neuberger Berman Investment Advisers LLC (Release No. IC-34132; File No. 812-15150)
- AdvisorShares Trust, et al. (Release No. IC-34131; File No. 812-15146)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements (Release No. 34-90594; File No. SR-CBOE-2020-051)
- CBOE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism (Release No. 34-90593; File No. SR-CBOE-2020-050)
- CBOE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism (Release No. 34-90592; File No. SR-CBOE-2020-052)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Market Maker Plus Program Under Options 7, Section 3, Regular Order Fees and Rebates (Release No. 34-90596; File No. SR-ISE-2020-40); see also Exhibit 5
- OCC: Notice of Filing of Proposed Rule Change Concerning the Implementation of New Sufficiency Scenarios in The Options Clearing Corporation's Stress Testing Inventory (Release No. 34-90603; File No. SR-OCC-2020-015)
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Equities Fee Schedule (Release No. 34-90591; File No. SR-PEARL-2020-34); see also Exhibit 5
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Equities Fee Schedule (Release No. 34-90590; File No. SR-PEARL-2020-32); see also Exhibit 5
- EMERALD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a Monthly Trading Permit Fees (Release No. 34-90601; File No. SR-EMERALD-2020-18); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule (Release No. 34-90604; File No. SR-CboeEDGX-2020-060); see also Exhibit 5