What’s New on the SEC Website
December 7, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Crest Radius, Inc. and Loyal Source Market Services, Inc. (Release No. AP-6802; File Nos. 3-20021, 3-20022)
Litigation
Administrative Proceedings
- Fiat Chrysler Automobiles N.V. (Release No. 34-90576; File No. 3-20092)
Commission Opinions and Orders
- The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Release No. IA-5641; File No. 3-16047)
Litigation Releases
- Applied BioSciences Corp. (Release No. LR-24977)
News
Press Releases
- SEC Issues Multiple Whistleblower Awards Totaling Nearly $3 Million (Press Release No. 2020-307)
Speeches
- Statement on OCA’s Focus on High-Quality Financial Reporting During an Unusual Year and a Discussion of our Upcoming Priorities by Sagar Teotia
- Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments by: Kevin Cherrstrom, Professional Accounting Fellow, Office of the Chief Accountant
- Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments by: Geoff Griffin, Professional Accounting Fellow, Office of the Chief Accountant
- Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments by: Jeffery Joseph, Professional Accounting Fellow, Office of the Chief Accountant
- Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments by: Sheena Lam, Professional Accounting Fellow, Office of the Chief Accountant
- Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments by: Jeffrey Nick, Professional Accounting Fellow, Office of the Chief Accountant
- Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments by: Jillian Pearce, Professional Accounting Fellow, Office of the Chief Accountant
- Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments by: Damon Romano, Professional Accounting Fellow, Office of the Chief Accountant
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-90582; File No. 2021-14)
- Order Determining Whistleblower Award Claim (Release No. 34-90580; File No. 2021-13)
- Order Determining Whistleblower Award Claim (Release No. 34-90578; File No. 2021-12)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Temporary Rules to Extend the Time by which Trading Permit Holders must Complete their Office Inspections for the Calendar year 2020 and to Provide Temporary Remote Inspection Relief for their Office Inspections for Calendar Years 2020 and 2021 (Release No. 34-90583; File No. SR-CBOE-2020-112)
- MIAX Pearl: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2611, Odd and Mixed Lots (Release No. 34-90579; File No. SR-PEARL-2020-28;); See Also: Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate its Equity and General Rules from its Current Rulebook into its New Rulebook Shell (Release No. 34-90577; File No. SR-NASDAQ-2020-079) See Also: Exhibit 5a Exhibit 5b
- NYSE Arca: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities (Release No. 34-90575; File No. SR-NYSEArca-2020-46; )
- NYSEAMER: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Modify Rule 971.1NY Regarding Customer Best Execution Auctions to Provide Optional All-or-None Functionality for Larger-Sized Orders (Release No. 34-90584; File No. SR-NYSEAMER-2020-64)