What’s New on the SEC Website
December 4, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
- Parfait Mutimura (Release Nos. 34-90566, IA-5639; File No. 3-20159)
- The Cheesecake Factory Incorporated (Release No. 34-90565; File No. 3-20158)
- Rajesh Taneja (Release No. 34-90564; File No. 3-20157)
Opinions
- Mark Feathers (Release No. 34-90572; File No. 3-15755)
- Piedmont Mining Company, Inc. and Rainbow Coral Corp. (Release No. 34-90570; File No. 3-19654)
News
Press Releases
- SEC Charges The Cheesecake Factory For Misleading COVID-19 Disclosures (Press Release No. 2020-306)
Public Statement
- Statement on the Departure of Bill Hinman, by Chairman Jay Clayton, Commissioner Hester M. Peirce, Commissioner Elad L. Roisman, Commissioner Allison Herren Lee, Commissioner Caroline A. Crenshaw
Regulatory Actions
Investment Company Act Notices and Orders
- Allianz Life Insurance Company of North America and Allianz Life Insurance Company of New York ("Allianz Ny, et al. (Release No. IC-34129; File No. 812-14722)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeBYX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Remove Unused (Release No. 34-90567; File No. SR-CboeBYX-2020-033; December 4, 2020); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule to Update the Add Volume Tiers, to Eliminate the Remove Volume Tier, and to Eliminate Unused Fee Codes (Release No. 34-90569; File No. SR-CboeBZX-2020-088; December 4, 2020); see also Exhibit 5
- FICC: Notice of Filing of Proposed Rule Change to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount (Release No. 34-90568; File No. SR-FICC-2020-017; December 4, 2020); see also Exhibit 5
- NASDAQ: Notice of Filing of Proposed Rule Change to Adopt Listing Rules Related to Board Diversity (Release No. 34-90574; File No. SR-NASDAQ-2020-081; December 4, 2020); see also Exhibit 5 and Exhibit 3
- NASDAQ: Notice of Filing of Proposed Rule Change to Adopt Listing Rule IM-5900-9 to Offer Certain Listed Companies Access to a Complimentary Board Recruiting Solution to Help Advance Diversity on Company Boards (Release No. 34-90571; File No. SR-NASDAQ-2020-082; December 4, 2020)
- Phlx: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Options on a Nasdaq-100 Volatility Index (Release No. 34-90573; File No. SR-Phlx-2020-41; December 4, 2020)