What’s New on the SEC Website
October 15, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Loyal Source Market Services, Inc. (Release No. AP-6793; File No. 3-20022)
Litigation
Administrative Proceedings
- Andeavor LLC (Release Nos. 34-90208, AAER-4190; File No. 3-20125)
- Bankrate, Inc. (Release No. 34-90188; File No. 3-16786); see also Distribution Plan
- MVP Manager LLC (Release No. 34-90187; File No. 3-19334)
- Token Communities Ltd. (Release No. 34-90175; File No. 3-19960; October 14, 2020)
Commission Opinions and Orders
- Equitec Proprietary Markets, LLC Chicago Board Options Exchange, Inc. (Release No. 34-90200; File No. 3-19182)
- Briarwood Holdings Group, Inc., Heyu Leisure Holidays Corporation and Tj Roasters Inc. (Release No. 34-90194; File No. 3-19394)
- Fantastic Financial Corporation, et al. (Release No. 34-90192; File No. 3-19396)
- Veris Gold Corp. (Release No. 34-90190; File No. 3-19385)
- Edward M. Daspin and a/k/a "Edward (Ed) Michael" (Release Nos. 33-10875, 34-90198; File No. 3-16509)
News and Public Statements
Commission Open Meetings
Press Releases
- SEC and CFTC to Hold a Joint Open Meeting on October 22 (Release No. 2020-259)
- SEC Charges Andeavor for Inadequate Controls Around Authorization of Stock Buyback Plan (Release No. 2020-258)
- Board Member James G. Kaiser to Retire From the PCAOB; Contributed Substantially to PCAOB Strategic Plan and the Use of Technology to Enhance Audit Quality (Release No. 2020-257)
- SEC Appoints PCAOB Chief Auditor Megan Zietsman to PCAOB Board (Release No. 2020-256)
- SEC Awards $800,000 to Whistleblower (Release No. 2020-255)
Regulatory Actions
Investment Company Act Notices and Orders
- 361 Social Infrastructure Fund and 361 Infrastructure Partners, LLC (Release No. IC-34051; File No. 812-15104)
- Yieldstreet Prism Fund Inc., et al. (Release No. IC-34050; File No. 812-15038)
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-90189, File No. 2021-1, October 15, 2020)
- EF Hutton Investments LLC (Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940) (Release No. IA-5612, October 15, 2020)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE: Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections (Release No. 34-90209; File Nos. SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee (Release No. 34-90191; File No. SR-NYSEArca-2020-90); see also Exhibit 5
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule (Release No. 34-90193; File No. SR-NYSEAMER-2020-76); see also Exhibit 5