What’s New on the SEC Website
September 24, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Finser International Corporation and Andrew H. Jacobus (Release No. IA-5593; File No. 3-20068)
- Power Solutions International, Inc. (Release Nos. 34-89984, AAER-4169; File No. 3-20062)
- James Vincent Marino (Release Nos. 34-89983, IA-5591; File No. 3-20061)
- Emmanuel Kouyoumdjian a/k/a "Manny K" (Release No. 34-89980; File No. 3-20055)
- Morgan Wilshire Securities, Inc. (Release No. 34-89979; File No. 3-20054)
- HS3 Technologies, Inc. (Release No. 34-89978; File No. 3-20053; )
- Steven Rosen (Release Nos. 33-10851, IA-5590; File No. 3-20057)
- Michael Vernon (Release Nos. 33-10849, IA-5589; File No. 3-20056)
Litigation Releases
- Oscar Haynes Morris, Jr. and Lakeside Capital Partners, LP (Release No. LR-24916)
- Revolution Lighting Technologies, Inc., et al. (Release No. LR-24915)
- James M. Rudnick (Release No. LR-24914)
- Craig A. Zabala (Release No. LR-24913)
News and Public Statements
Press Releases
- SEC Charges BMW for Disclosing Inaccurate and Misleading Retail Sales Information to Bond Investors (Release No. 2020-223)
- Engine Manufacturing Company to Pay Penalty, Take Remedial Measures to Settle Charges of Accounting Fraud (Release No. 2020-222)
- SEC Charges Lighting Products Company and Four Executives With Accounting Violations (Release No. 2020-221)
Public Statements
- Remarks at the Meeting of the Investor Advisory Committee by Chairman Jay Clayton
Regulatory Actions
Investment Company Act Notices and Orders
- Arca U.S. Treasury Fund and Arca Capital Management, LLC (Release No. IC-34026; File No. 812-15145)
- Deutsche Bank AG, et al. (Release No. IC-34025; File No. 812-15163)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism to Adopt a New ISO Prime Order Type (Release No. 34-89991; File No. SR-MIAX-2020-31); see also Exhibit 5
- MSRB: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation (Release No. 34-89994; File No. SR-MSRB-2020-06); see also Exhibit 5