What’s New on the SEC Website
January 6, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Michelle Morton (Release No. IA-5663; File Nos. 20198, 3-20198)
- Trans-Pacific Aerospace Company, Inc. and Vertical Computer Systems, Inc. (Release No. 34-90854; File No. 3-19864; January 5, 2021)
- Thomas Rose, David Leeman and David Featherstone (Release Nos. 34-90846, IA-5660, IC-34162; File No. 3-18061; January 4, 2021)
- Eugene Terracciano (Release Nos. 34-90842, IA-5659, IC-34160; File No. 3-18414; January 4, 2021)
Commission Opinions and Orders
- The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Release No. IA-5662; File No. 3-16047)
- Dougherty's Pharmacy, Inc. (Release No. 34-90860; File No. 3-20155)
- Danka Business Systems Plc (Release No. 34-90859; File No. 3-19640)
- Michael Joseph Clarke (Release No. 34-90858; File No. 3-20126)
- David B. Tysk (Release No. 34-90857; File No. 3-17294r)
- Hengyi International Industries Group, Inc., Jacobs Financial Group, Inc. and Ranger Gold Corp. (Release No. 34-90851; File No. 3-19409; January 5, 2021)
- Medical Safetec, Inc., et al. (Release No. 34-90850; File No. 3-19402; January 5, 2021)
Regulatory Actions
Investment Company Act Notices and Orders
- Symmetry Panoramic Trust and Symmetry Partners, LLC (Release No. IC-34165; File No. 812-15066)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ICEEU: Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Procedures and CDS Default Management Policy. (Release No. 34-90861; File No. SR-ICEEU-2020-018)
- LCH SA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendments of the CDSClear Fee Grid (Release No. 34-90862; File No. SR-LCH SA-2020-007); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule Relating to LMM Financial Incentives (Release No. 34-90863; File No. SR-CboeBZX-2021-004); see also Exhibit 5