Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure (Final Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds (Proposed Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to Smaller Reporting Company Definition Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Inline XBRL Filing of Tagged Data Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement on Investment Company Rule 30e-3, Enabling Optional Internet Availability of Shareholder Reports Speaker: Commissioner Michael S. Piwowar
Published date grouping:May 2018 Date: Title: Statement of Commissioner Michael S. Piwowar Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: Statement at Open Meeting on Form CRS, Proposed Regulation Best Interest and Notice of Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers (Proposed Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: Letter of Commissioners Piwowar and Peirce on Regulation A Offering Amount Limitation Speaker:

Commissioner Michael S. Piwowar
Commissioner Hester M. Peirce

Published date grouping:April 2018 Date: Title: Statement on Passing of Enforcement Division Associate Director Scott W. Friestad Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Commissioner Robert J. Jackson, Jr.
Commissioner Hester M. Peirce

Published date grouping:March 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Speaker: Commissioner Michael S. Piwowar
Published date grouping:March 2018 Date: Title: Statement on Proposed Rule to Conduct a Transaction Fee Pilot in NMS stocks Speaker: Commissioner Michael S. Piwowar
Published date grouping:January 2018 Date: Title: Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Commissioner Michael S. Piwowar
Published date grouping:December 2017 Date: Title: Statement on the Tax Cuts and Jobs Act Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:December 2017 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2017 Date: Title: Remarks to the SEC Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2017 Date: Title: Statement on Adoption of Auditor’s Reporting Model Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2017 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding FAST Act Modernization and Simplification of Regulation S-K Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2017 Date: Title: Statement on Cybersecurity Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2017 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2017 Date: Title: Statement of Chairman Jay Clayton and Commissioners Kara M. Stein and Michael S. Piwowar on passing of former SEC Chairman Harold M. Williams Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:July 2017 Date: Title: Comment Letter in Response to the Department of Labor’s “Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions” Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2017 Date: Title: Statement of Acting Chairman Piwowar on the Court of Appeals Decision on the Conflict Minerals Rule Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:April 2017 Date: Title: Opening Remarks at the April 2017 Meeting of the Equity Market Structure Advisory Committee Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:February 2017 Date: Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Welcoming Remarks Speaker:

Acting Chairman Michael Piwowar

Published date grouping:February 2017 Date: Title: Remarks of SEC Acting Chairman Michael Piwowar at the Signing of the Memorandum of Understanding between the Commission and NASAA Speaker:

Acting Chairman Michael Piwowar

Published date grouping:February 2017 Date: Title: Opening Remarks of SEC Acting Chairman Michael Piwowar before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Acting Chairman Michael S. Piwowar 

Published date grouping:February 2017 Date: Title: Reconsideration of Pay Ratio Rule Implementation Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:January 2017 Date: Title: Reconsideration of Conflict Minerals Rule Implementation Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:December 2016 Date: Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2016 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2016 Date: Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2016 Date: Title: Statement at Financial Technology Forum Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Dissenting Statement at Open Meeting: Universal Proxy System Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Adoption of Updated Rules regarding Intrastate Offerings and Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Investment Company Liquidity Risk Management Programs, Investment Company Swing Pricing, and Investment Company Reporting Modernization Releases Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Shortening the Settlement Cycle Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Adoption of Clearing Agency Standards and Proposal of Amendments to Clearing Agency Definitions Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2016 Date: Title: Statement Regarding Publication of List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2016 Date: Title: Opinion of Commissioner Piwowar, concurring in part and dissenting in part from the opinion of the Commission Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2016 Date: Title: Opinion of Commissioner Piwowar, concurring in part and dissenting in part from the opinion of the Commission Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2016 Date: Title: Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Meeting of the Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting Regarding Amendments to Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Disclosure of Order Handling Information Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Disclosure Update and Simplification Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement Regarding the Delay in Proposing to Shorten the Trade Settlement Cycle Speaker:

Commissioner Michael S. Piwowar

Published date grouping:June 2016 Date: Title: Remarks at the Meeting of the SEC Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2016 Date: Title: Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2016 Date: Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2016 Date: Title: Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2016 Date: Title: Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2016 Date: Title: Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2016 Date: Title: Opening Remarks to the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:January 2016 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2015 Date: Title: Dissenting Statement at Open Meeting on Resource Extraction Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2015 Date: Title: Dissenting Statement at Open Meeting on Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2015 Date: Title: Statement Regarding Repeal of Indemnification Requirement Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2015 Date: Title: Statement to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2015 Date: Title: Dissenting Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2015 Date: Title: Remarks at the SEC Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2015 Date: Title: Statement Regarding Security-Based Swap Rules Speaker:

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Additional Dissenting Comments on Pay Ratio Disclosure Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Dissenting Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2015 Date: Title: Statement on Decision of the D.C. Circuit on Retroactive Collateral Bars Speaker:

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Published date grouping:July 2015 Date: Title: Dissenting Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Michael S. Piwowar

Published date grouping:June 2015 Date: Title: Statement Regarding Proposals to Shorten the Trade Settlement Cycle Speaker:

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: Statement of Support for the Need to Modernize the Commission’s Transfer Agent Rules Speaker:

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2015 Date: Title: Remarks at the Inaugural SEC Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2015 Date: Title: Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2015 Date: Title: Dissenting Statement at an Open Meeting on Pay Versus Performance Disclosures Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Rule 15b9-1 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Reg A+ Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2015 Date: Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:January 2015 Date: Title: Dissenting Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2014 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2014 Date: Title: Statement at Open Meeting on Regulation SCI Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2014 Date: Title: Dissenting Statement at the SEC Open Meeting on Credit Risk Retention Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2014 Date: Title: Dissenting Statement on Credit Rating Agencies at SEC Open Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2014 Date: Title: Statement on Asset-Backed Securities at SEC Open Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2014 Date: Title: Dissenting Statement at SEC Open Meeting On Money Market Fund Reform Speaker:

Commissioner Michael S. Piwowar

Published date grouping:June 2014 Date: Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2014 Date: Title: Statement at Open Meeting on Rules for Systemically Important and Security-Based Swap Clearing Agencies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2014 Date: Title: Statement on the Re-Opening of the Comment Period for Asset-Backed Securities Disclosure and Registration Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2014 Date: Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:January 2014 Date: Title: Dissenting Statement Regarding Adoption of Interim Final Rule Regarding Certain CDOs Backed by TruPS as a "Companion Rule" to the Volcker Rule Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2013 Date: Title: Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2013 Date: Title: Dissenting Statement Regarding Adoption of Rule Implementing the Volcker Rule Speaker:

Commissioner Michael S. Piwowar

U.S. Securities and Exchange Commission

Published date grouping:December 2013 Date: Title: Opening Statement at the Proxy Advisory Services Roundtable Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2013 Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors and Pay Ratio Disclosure Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2013 Date: Title: Statement Regarding Joint Rule Reproposal Concerning Credit Risk Retention Speaker:

Commissioner Michael S. Piwowar

Securities and Exchange Commission

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