Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:November 2013 Date: Title: Statement in Response to Media Inquiries Regarding Nomination of Timothy Massad as CFTC Chairman Speaker:

Chair Mary Jo White

Published date grouping:October 2013 Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Chair Mary Jo White

Published date grouping:October 2013 Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2013 Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2013 Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2013 Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2013 Date: Title: Statement on the Proposed Interagency Policy Statement to Establish Standards to Assess the Diversity Policies and Practices of Regulated Entities Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2013 Date: Title: Statement on SEC Enforcement Action Against JPMorgan Speaker:

George Canellos
Co-Director of the SEC's Division of Enforcement

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors and Pay Ratio Disclosure Speaker:

Chair Mary Jo White

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors and Pay Ratio Disclosure Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Pay Ratio Disclosures Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Pay Ratio Disclosures Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Pay Ratio Disclosures Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2013 Date: Title: The Need for Effective Regulation of the Asset-Backed Securities Market Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:August 2013 Date: Title: Statement on the Re-Proposal of Rules Related to Risk Retention Speaker:

Commissioner Kara M. Stein
U.S. Securities and Exchange Commission

Published date grouping:August 2013 Date: Title: Statement Regarding Joint Rule Reproposal Concerning Credit Risk Retention Speaker:

Commissioner Michael S. Piwowar

Securities and Exchange Commission

Published date grouping:August 2013 Date: Title: Dissenting Statement of Commissioner Daniel M. Gallagher Concerning Re-Proposal of Rules Implementing the Credit Risk Retention Provisions of the Dodd-Frank Act Speaker:

Commissioner Daniel M.Gallagher

U.S. Securities and Exchange Commission

Published date grouping:August 2013 Date: Title: Statement on Nasdaq Trading Interruption Speaker:

Chair Mary Jo White

Published date grouping:August 2013 Date: Title: Statement on Commissioners Elisse B. Walter and Troy A. Paredes upon the completion of their terms, and their succession by Kara M. Stein and Dr. Michael S. Piwowar Speaker:

Chair Mary Jo White

Published date grouping:August 2013 Date: Title: Statement upon Departure from the Commission Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

Published date grouping:August 2013 Date: Title: Statement on the Tourre Verdict Speaker:

Andrew Ceresney

Co-Director of the SEC's Division of Enforcement

Published date grouping:July 2013 Date: Title: Strengthening Oversight of Broker-Dealers by Instituting a Framework to Prevent Another Madoff Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:July 2013 Date: Title: Statement by Commissioners Gallagher and Paredes Concerning Commission Adoption of a Final Rule Regarding Assets Being Held by Broker-Dealers Speaker:

Commissioner Troy A. Paredes
Commissioner Daniel M. Gallagher

Published date grouping:July 2013 Date: Title: The Commission’s Registration Process: How to Better Administer an Ounce of Prevention Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:July 2013 Date: Title: Addressing Investor Risks in the Retail Forex Business Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 
Published date grouping:July 2013 Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Chair Mary Jo White

Published date grouping:July 2013 Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2013 Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:July 2013 Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Commissioner Elisse B. Walter

Published date grouping:July 2013 Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Commissioner Troy A. Paredes

Published date grouping:July 2013 Date: Title: Open Meeting Statement on General Solicitation for Rule 506 of Regulation D Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2013 Date: Title: Open Meeting Statement on Disqualifying Bad Actors under Rule 506 of Regulation D Speaker:

Commissioner Luis A. Aguilar

Published date grouping:June 2013 Date: Title: Opening Statement at the SEC Open Meeting Speaker:

Chair Mary Jo White

Published date grouping:June 2013 Date: Title: Statement at Open Meeting on Money Market Fund Reforms Speaker:

Commissioner Troy A. Paredes

Published date grouping:June 2013 Date: Title: Statement at Open Meeting on Money Market Fund Reforms Speaker:

Commissioner Luis A. Aguilar

Published date grouping:June 2013 Date: Title: Statement at Open Meeting on Money Market Fund Reforms Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:June 2013 Date: Title: Statement at Open Meeting on Money Market Fund Reforms Speaker:

Commissioner Elisse B. Walter

Published date grouping:May 2013 Date: Title: Statement Congratulating SEC Nominees Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Opening Remarks at SEC Roundtable on Credit Ratings Speaker:

Chair Mary Jo White

Published date grouping:May 2013 Date: Title: Opening Remarks at SEC Roundtable on Credit Ratings Speaker:

Commissioner Luis A. Aguilar

Published date grouping:May 2013 Date: Title: The Need for Robust SEC Oversight of SROs Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:May 2013 Date: Title: Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Speaker:

Chair Mary Jo White

Published date grouping:May 2013 Date: Title: Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Speaker:

Commissioner Elisse B. Walter

Published date grouping:May 2013 Date: Title: Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2013 Date: Title: Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Speaker:

Commissioner Troy A. Paredes

Published date grouping:May 2013 Date: Title: Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2013 Date: Title: Statement at Open Meeting on Rules to Help Protect Investors from Identity Theft Speaker:

Chair Mary Jo White

Published date grouping:April 2013 Date: Title: Statement at Open Meeting on Rules to Help Protect Investors from Identity Theft Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2013 Date: Title: Inclusion is a Strength: Corporate America and the SEC Should Reflect America Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:March 2013 Date: Title: Statement at Open Meeting on Rules to Improve Systems Compliance and Integrity Speaker:

Chairman Elisse Walter

Published date grouping:March 2013 Date: Title: Statement at Open Meeting on Rules to Improve Systems Compliance and Integrity Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2013 Date: Title: Statement at Open Meeting on Rules to Improve Systems Compliance and Integrity Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2013 Date: Title: Shareholders Need Robust Disclosure to Exercise Their Voting Rights as Investors and Owners Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:February 2013 Date: Title: Statement at Open Meeting on 2013 PCAOB Budget and Accounting Support Fee Speaker:

Chairman Elisse Walter

Published date grouping:February 2013 Date: Title: Statement at Open Meeting on 2013 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2013 Date: Title: Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board's Proposed 2013 Budget and Accounting Support Fee Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:January 2013 Date: Title: Statement concerning publication by IOSCO on January 21, 2012 of the Final Report on "Suitability Requirements with respect to the Distribution of Complex Financial Products." Speaker:

Commissioners Troy A. Paredes and Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:January 2013 Date: Title: Opening Remarks at Investor Advisory Committee Meeting on Responding to Recommendations Speaker:

Chairman Elisse Walter

Published date grouping:January 2013 Date: Title: Opening Remarks at Investor Advisory Committee Meeting on Responding to Recommendations Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2012 Date: Title: Statement on Money Market Funds as to Recent Developments Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:October 2012 Date: Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2012 Date: Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2012 Date: Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2012 Date: Title: Speech by SEC Chairman: Remarks at 2012 New England Securities Conference Speaker:

Chairman Mary L. Schapiro

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings Speaker:

Chairman Mary L. Schapiro

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings Speaker:

Commissioner Troy A. Paredes

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings Speaker:

Commissioner Elisse B. Walter

Published date grouping:August 2012 Date: Title: Increasing the Vulnerability of Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:August 2012 Date: Title: Statement on the Regulation of Money Market Funds Speaker:

Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

Published date grouping:August 2012 Date: Title: Statement Regarding Money Market Funds Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Chairman Mary L. Schapiro

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Troy A. Paredes

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Elisse B. Walter

Published date grouping:August 2012 Date: Title: Requiring Disclosure to Increase Transparency Regarding the Sourcing of Conflict Minerals Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:July 2012 Date: Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2012 Date: Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity Speaker:

Commissioner Elisse B. Walter

Published date grouping:July 2012 Date: Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity Speaker:

Chairman Mary L. Schapiro

Published date grouping:July 2012 Date: Title: “Smart Regulation: Keeping the Door Open for Effective Ideas” Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:June 2012 Date: Title: Public Statement by Commissioner: Investor Voices Renewed: The New Investor Advisory Committee Speaker:

Commissioner Luis A. Aguilar

Published date grouping:May 2012 Date: Title: Statement Regarding Commission Approval of MSRB Rule G-17 Interpretive Notice Speaker:

Commissioners Daniel M. Gallagher and Troy A. Paredes

U.S. Securities and Exchange Commission

Published date grouping:May 2012 Date: Title: Statement concerning publication by IOSCO on April 27, 2012 of the “Consultation Report of the IOSCO Standing Committee 5 on Money Market Funds: Money Market Fund Systemic Risk Analysis and Reform Opt Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 
Published date grouping:April 2012 Date: Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2012 Date: Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives Speaker:

Commissioner Troy Paredes

Published date grouping:April 2012 Date: Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:April 2012 Date: Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives Speaker:

Commissioner Elisse B. Walter

Published date grouping:April 2012 Date: Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives Speaker:

Chairman Mary Schapiro

Published date grouping:April 2012 Date: Title: Statement by Commissioner: Defrauded Investors Deserve Their Day in Court Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 
Published date grouping:March 2012 Date: Title: Public Statement by SEC Staff: Commission Credits Individual Under Cooperation Initiative Speaker:

Robert Khuzami

Director, Division of Enforcement
U.S. Securities and Exchange Commission

Published date grouping:March 2012 Date: Title: Public Statement by Commissioner: Investor Protection is Needed for True Capital Formation: Views on the JOBS Act Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:February 2012 Date: Title: Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:January 2012 Date: Title: Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Luis A. Aguilar

Published date grouping:January 2012 Date: Title: Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:January 2012 Date: Title: Opening Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 Speaker:

Chairman Mary Schapiro

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