Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, view the Speeches Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:April 2021 Date: Title: Werewolves of Change:
Remarks before the ISDA Derivatives Trading Forum on Regulatory Change
Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2021 Date: Title: An Honest Conversation about ESG Regulation Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2021 Date: Title: Every Vote Counts: The Importance of Fund Voting and Disclosure Speaker: Acting Chair Allison Herren Lee
Published date grouping:March 2021 Date: Title: Paper, Plastic, Peer-to-Peer Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2021 Date: Title: A Climate for Change: Meeting Investor Demand for Climate and ESG Information at the SEC Speaker: Acting Chair Allison Herren Lee
Published date grouping:March 2021 Date: Title: Moving Forward Together – Enforcement for Everyone Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:March 2021 Date: Title: Small World Speaker: Commissioner Hester M. Peirce
Published date grouping:February 2021 Date: Title: Atomic Trading Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2021 Date: Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Liberty’s Loss Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020 Date: Title: Statement on OCA’s Focus on High-Quality Financial Reporting During an Unusual Year and a Discussion of our Upcoming Priorities Speaker: Sagar Teotia, Chief Accountant
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Kevin Cherrstrom, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Geoff Griffin, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffery Joseph, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sheena Lam, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffrey Nick, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jillian Pearce, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Damon Romano, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:November 2020 Date: Title: Putting Principles into Practice, the SEC from 2017-2020
Remarks to the Economic Club of New York
Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: The Role of the CCO – Empowered, Senior and With Authority Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Published date grouping:November 2020 Date: Title: The Regulation of Corporation Finance – A Principles-Based Approach Speaker: William Hinman, Director, Division of Corporation Finance
Published date grouping:November 2020 Date: Title: The Promise of Structured Data: True Modernization of Disclosure Effectiveness Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2020 Date: Title: Keynote Address: ALI CLE 2020 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:November 2020 Date: Title: Playing the Long Game: The Intersection of Climate Change Risk and Financial Regulation Speaker: Commissioner Allison Herren Lee
Published date grouping:October 2020 Date: Title: Statement on Funds' Use of Derivatives Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:October 2020 Date: Title: When the Nail Fails – Remarks before the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020 Date: Title: The Car Talk of Capital Raising Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:October 2020 Date: Title: Volume, Value, and Impact: Remarks by the SEC Ombudsman Speaker: Tracey L. McNeil, Ombudsman
Published date grouping:October 2020 Date: Title: Investing in the Public Option: Promoting Growth in Our Public Markets
Remarks at The SEC Speaks in 2020
Speaker: Commissioner Allison Herren Lee
Published date grouping:October 2020 Date: Title: Remarks At SEC Speaks 2020 Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2020 Date: Title: An Update on FY 2020 Results – Remarks at SEC Speaks Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Remarks at U.S. Treasury Market Conference Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Keynote Address: Regulating with our Eyes on the Future Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:September 2020 Date: Title: Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2020 Date: Title: Intellectual Siren Song Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2020 Date: Title: Investor-Focused, Nimble and Vigorous Enforcement at the SEC Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement Speaker: Stephanie Avakian, Director, Division of Enforcement
Published date grouping:September 2020 Date: Title: Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020 Date: Title: Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2020 Date: Title: Speech: PLI Investment Management Institute Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:July 2020 Date: Title: Not Braking and Breaking Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2020 Date: Title: Keynote Speech at the Society for Corporate Governance National Conference Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Modernizing U.S. Equity Market Structure Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:May 2020 Date: Title: Remarks to the Financial Stability Oversight Council Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Keynote Address: Securities Enforcement Forum West 2020 Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:March 2020 Date: Title: Speech at the Council of Institutional Investors’ (“CII”) Conference Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2020 Date: Title: Getting Back to Basics: Protecting, Serving, and Empowering Investors

Remarks before the Investment Adviser Association Compliance Conference 2020
Speaker: Commissioner Allison Herren Lee
Published date grouping:February 2020 Date: Title: The SEC’s Office of Credit Ratings and NRSRO Regulation: Past, Present, and Future Speaker: Jessica Kane, Director, Office of Credit Ratings
Published date grouping:February 2020 Date: Title: Running on Empty: A Proposal to Fill the Gap Between Regulation and Decentralization Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2020 Date: Title: Myths and Realities: Modernizing the Proxy Rules Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2020 Date: Title: Learning from Miami’s Emprendimientos Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:December 2019 Date: Title: Mochas, Mariners, and Morality -- Remarks before the National Economists Club Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2019 Date: Title: Statement in Connection with the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sagar Teotia, Chief Accountant
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Vassilios Karapanos,
Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Susan M. Mercier
Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Louis J. Collins, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Lauren K. Alexander
Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Aaron Shaw, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Jamie N. Davis,
Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Nipa Patel
Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Erin Bennett, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2019 Date: Title: Remarks at the Elder Justice Coordinating Council Fall 2019 Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019 Date: Title: Keynote Address — 2019 ICI Securities Law Developments Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:December 2019 Date: Title: Remarks to the Greater Cincinnati Mutual Fund Association Speaker:

Alison Staloch, Chief Accountant, Division of Investment Management

Published date grouping:November 2019 Date: Title: Modernizing our Regulatory Framework: Focus on Authority, Expertise and Long-Term Investor Interests Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Government Finance Officers Association (GFOA) Mini-Muni Conference Welcome Remarks Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Keynote Address - ALI CLE 2019 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:November 2019 Date: Title: What You Don’t Know Can Hurt You Speaker: Stephanie Avakian, Director, Division of Enforcement
Published date grouping:November 2019 Date: Title: Broken Windows: Remarks before the 51st Annual Institute on Securities Regulation Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2019 Date: Title: Opening Remarks at Conversations on Raising Capital for Businesses of Color at Morehouse College Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:October 2019 Date: Title: Dual-Class Shares: A Recipe for Disaster Speaker: Rick Fleming, Investor Advocate
Published date grouping:October 2019 Date: Title: Start Off by Making Your Bed: Translating Military Lessons to Entrepreneurship Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:October 2019 Date: Title: Introduction of AG William Barr at the Criminal Coordination Conference Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Remarks at the U.S. Treasury Market Conference Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2019 Date: Title: Remarks at the SIFMA Equity Market Structure Conference: The Dynamics of our Markets and the Changing Structure on which they are Built Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2019 Date: Title: Remarks at Central Michigan University Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Braided Bread and Boiled Beer: Remarks before the Eurofi Financial Forum 2019 Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2019 Date: Title: Remarks to the Economic Club of New York Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Remarks before the AICPA National Conference on Banks & Savings Institutions Speaker: Sagar Teotia, Chief Accountant
Published date grouping:September 2019 Date: Title: Keynote Speech at Southeastern Securities Conference 2019 Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:August 2019 Date: Title: Long Title. Big Mission. Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:August 2019 Date: Title: Cleveland, Kondo, and Capital: Remarks before the American Chamber of Commerce Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2019 Date: Title: Renegade Pandas: Opportunities for Cross Border Cooperation in Regulation of Digital Assets Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2019 Date: Title: Policy Challenges and Research Opportunities in the Era of Big Data Speaker: S.P. Kothari, Chief Economist and Director, Division of Economic and Risk Analysis
Published date grouping:July 2019 Date: Title: Regulation Best Interest and the Investment Adviser Fiduciary Duty: Two Strong Standards that Protect and Provide Choice for Main Street Investors Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Baby on Board: Remarks before the Society for Corporate Governance National Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Scarlet Letters: Remarks before the American Enterprise Institute Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Keynote Remarks at the Mid-Atlantic Regional Conference Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: 19th Amendment Lessons for 2019’s Advocates: Remarks to the National Association of Women Business Owners Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:June 2019 Date: Title: The Nexus of Equity Market Structure and Investor Relations: Remarks at the 2019 Annual Conference of the National Investor Relations Institute Speaker:

Brett Redfearn, Director, Division of Trading and Markets[1]

Published date grouping:May 2019 Date: Title: A Quarter Century of Exchange-Traded Fun! Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Sunsets, Russets, and Rule Resets Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Alligators in Nirvana: Smart Regulation and the Future of Financial Services-Public Policy Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: How We Howey Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Reasonableness Pants Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Remarks at the SIFMA Operations Conference & Exhibition: Staying Vigilant to Protect Investors Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Published date grouping:May 2019 Date: Title: Remarks before the 2019 Baruch College Financial Reporting Conference: Aiming toward the future Speaker: Wesley Bricker, Chief Accountant
Published date grouping:April 2019 Date: Title: How We Protect Retail Investors Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Published date grouping:April 2019 Date: Title: Executive Pay Needs a Transparent Scorecard Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2019 Date: Title: Management’s Discussion and Analysis of the SEC: Remarks at the “SEC Speaks” Conference Speaker: Chairman Jay Clayton
Published date grouping:April 2019 Date: Title: Remarks at SEC Speaks: Encouraging Smaller Entrants to Our Capital Markets Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2019 Date: Title: SECret Garden: Remarks at SEC Speaks Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2019 Date: Title: Important Issues for Investors in 2019 Speaker: Rick Fleming, Investor Advocate
Published date grouping:April 2019 Date: Title: Bolstering Capital Formation: The Third Leg of the SEC's Mission Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:March 2019 Date: Title: Remarks – PLI Investment Management Institute 2019 Speaker: Paul Cellupica, Deputy Director and Chief Counsel, Division of Investment Management
Published date grouping:March 2019 Date: Title: A Start-Up Within the Government: Introducing the SEC’s Office of the Advocate for Small Business Capital Formation Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:March 2019 Date: Title: Keynote Remarks: ICI Mutual Funds and Investment Management Conference Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2019 Date: Title: Keynote Address: ICI Mutual Funds and Investment Management Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:March 2019 Date: Title: Applying a Principles-Based Approach to Disclosing Complex, Uncertain and Evolving Risks Speaker: William Hinman, Director, Division of Corporation Finance
Published date grouping:March 2019 Date: Title: Equity Market Structure 2019: Looking Back & Moving Forward Speaker:

Chairman Jay Clayton

Brett Redfearn, Director, Division of Trading and Markets

Published date grouping:March 2019 Date: Title: Festivus, Fortnite, and Focus: Remarks before the Council of Institutional Investors Spring Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:February 2019 Date: Title: Introductory Remarks for Dr. Henry Louis Gates, Jr. at African American History Month Celebration Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: What’s Really in Your Index Fund? Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2019 Date: Title: Regulation: A View from Inside the Machine Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Tom W. Collens, Professional Accounting Fellow
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Emily L. Fitts, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sarah N. Esquivel, Associate Chief Accountant, Office of the Chief Accountant
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sheri L. York, Professional Accounting Fellow
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Andrew W. Pidgeon, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Rahim M. Ismail, Professional Accounting Fellow
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Kevin L. Vaughn, Senior Associate Chief Accountant
Published date grouping:December 2018 Date: Title: Statement in Connection with the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Wesley Bricker
Chief Accountant

Published date grouping:December 2018 Date: Title: SEC Rulemaking Over the Past Year, the Road Ahead and Challenges Posed by Brexit, LIBOR Transition and Cybersecurity Risks Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: The Salutary Effects of International Cooperation on SEC Enforcement Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:November 2018 Date: Title: Regulatory Apparitions: Remarks at the Exchequer Club Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2018 Date: Title: Keynote Address: ALI CLE 2018 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:November 2018 Date: Title: Lasting Impressions: Remarks before the CV Summit—Crypto Valley Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2018 Date: Title: Pondering Financial Reporting: Remarks before the 2018 Leet Business Law Symposium Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Introductory Remarks for Veterans Day Commemoration Panel Discussion Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Costumes, Candy, and Compliance: Remarks at the National Membership Conference of the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Lies and Statistics: Remarks at the 26th Annual Securities Litigation and Regulatory Enforcement Seminar Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Keynote Address - ICI Securities Law Developments Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:October 2018 Date: Title: Improving Information for Investors in the Digital Age Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018 Date: Title: The New American Dream: Retirement Security Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018 Date: Title: Remarks at the IDC - 2018 Fund Directors Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:October 2018 Date: Title: Pittsburgh Principles and Regulatory Realities: Remarks before the International Regulators Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Competition: The Forgotten Fourth Pillar of the SEC’s Mission Speaker:

Robert J. Jackson, Jr.*

Published date grouping:October 2018 Date: Title: Remarks at the Municipal Finance Leadership Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:October 2018 Date: Title: Insider Trading Laws Haven’t Kept Up With the Crooks Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2018 Date: Title: Why and Whither Title VII?: Remarks before the 2018 ISDA Annual North America Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Remedies and Relief in SEC Enforcement Actions Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:October 2018 Date: Title: Pickups and Put Downs: Remarks at the Financial Planning Association 2018 Major Firms Symposium Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: From the Data Rush to the Data Wars: A Data Revolution in Financial Markets Speaker: Commissioner Kara M. Stein
Published date grouping:September 2018 Date: Title: Introductory Remarks for U.S. Treasurer Jovita Carranza at the SEC Hispanic Heritage Month Celebration Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Wolves and Wolverines: Remarks at the University of Michigan Law School Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: My Beef with Stakeholders: Remarks at the 17th Annual SEC Conference, Center for Corporate Reporting and Governance Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: Measuring the Impact of the SEC’s Enforcement Program Speaker: Stephanie Avakian, Director, Division of Enforcement
Published date grouping:September 2018 Date: Title: Unfair Exchange: The State of America's Stock Markets Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2018 Date: Title: Remarks before the AICPA National Conference on Banks & Saving Institutions Speaker:

Wesley Bricker, Chief Accountant

Published date grouping:September 2018 Date: Title: Motherhood and Humble Pie: Remarks before the Cato Institute’s FinTech Unbound Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2018 Date: Title: Remarks on Capital Formation at the Nashville 36|86 Entrepreneurship Festival Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: What’s in a Name? Regulation Best Interest v. Fiduciary Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Remarks on the Establishment of the Task Force on Market Integrity and Consumer Fraud Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Remarks before the Institute of Management Accountant’s 2018 Annual Conference and Expo: “Advancing the Purpose and Promise of Those Involved in Financial Reporting” Speaker: Wesley Bricker, Chief Accountant
Published date grouping:June 2018 Date: Title: Observations on Culture at Financial Institutions and the SEC Speaker:

Chairman Jay Clayton

Published date grouping:June 2018 Date: Title: Digital Asset Transactions: When Howey Met Gary (Plastic) Speaker: William Hinman, Director, Division of Corporation Finance
Published date grouping:June 2018 Date: Title: Stock Buybacks and Corporate Cashouts Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Progress Is Being Made: Continued Focus on Addressing Implementation Matters Speaker:
Published date grouping:June 2018 Date: Title: "A Framework of Trust" Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Remarks to the Institute of Chartered Accountants in England and Wales: “The intersection of financial reporting and innovation" Speaker: Wesley Bricker, Chief Accountant
Published date grouping:May 2018 Date: Title: Remarks at the FINRA Annual Conference Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:May 2018 Date: Title: Keynote Address to the UJA Federation Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:May 2018 Date: Title: The Why Behind the No: Remarks at the 50th Annual Rocky Mountain Securities Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2018 Date: Title: Keynote Address at the New York City Bar Association’s 7th Annual White Collar Crime Institute Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:May 2018 Date: Title: Tossing Fish and Catching Capital: Remarks at the 38th Annual Northwest Securities Institute CLE at the Washington State Bar Association Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2018 Date: Title: Remarks before the 2018 Baruch College Financial Reporting Conference: “Working Together to Advance Financial Reporting” Speaker: Wesley Bricker, Chief Accountant
Published date grouping:May 2018 Date: Title: The Role of Machine Readability in an AI World Speaker:

Scott W. Bauguess
Deputy Chief Economist and Deputy Director, Division of Economic and Risk Analysis

Published date grouping:May 2018 Date: Title: The Evolving Market for Retail Investment Services and Forward-Looking Regulation — Adding Clarity and Investor Protection while Ensuring Access and Choice Speaker:

Chairman Jay Clayton

Published date grouping:May 2018 Date: Title: Beaches and Bitcoin: Remarks before the Medici Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2018 Date: Title: Remarks at the PLI Investment Management Institute 2018 Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:April 2018 Date: Title: The Middle-Market IPO Tax Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2018 Date: Title: Remarks at MSRB Dinner to Celebrate Milestones in Municipal Market Transparency Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: Remarks before the SIFMA Equity Market Structure Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2018 Date: Title: Reflections of an Economist Commissioner Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: International Organizations: Learning from the Past to Build for the Future Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2018 Date: Title: Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation Speaker:

Brett Redfearn, Director, Division of Trading and Markets

Published date grouping:April 2018 Date: Title: Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation Speaker:

Chairman Jay Clayton

Published date grouping:March 2018 Date: Title: Keynote Address, ICI 2018 Mutual Funds and Investment Management Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:March 2018 Date: Title: Looking at Funds through the Right Glasses Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2018 Date: Title: Corporate Governance: On the Front Lines of America's Cyber War Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:March 2018 Date: Title: SEC Women’s History Month Celebration — Introductory Remarks Speaker:

Chairman Jay Clayton

Published date grouping:March 2018 Date: Title: Remarks at the 2018 RegTech Data Summit - Old Fields, New Corn: Innovation in Technology and Law Speaker: Commissioner Michael S. Piwowar
Published date grouping:February 2018 Date: Title: Keeping Shareholders on the Beat: A Call for a Considered Conversation About Mandatory Arbitration Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2018 Date: Title: Mandatory Arbitration: An Illusory Remedy for Public Company Shareholders Speaker: Rick Fleming, Investor Advocate
Published date grouping:February 2018 Date: Title: Opening Remarks at the “SEC Speaks” Conference Speaker: Chairman Jay Clayton
Published date grouping:February 2018 Date: Title: Remarks at SEC Speaks: Increasing Product Complexity: What’s at Stake? Speaker: Commissioner Kara M. Stein
Published date grouping:February 2018 Date: Title: SEC African American History Month Celebration Introductory Remarks for Command Sergeant Major Michael L. Gragg Speaker: Chairman Jay Clayton
Published date grouping:February 2018 Date: Title: Perpetual Dual-Class Stock: The Case Against Corporate Royalty Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2018 Date: Title: “Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance” Remarks at Stanford University Speaker: Commissioner Kara M. Stein
Published date grouping:February 2018 Date: Title: Keynote Address at the PLI’s Seventeenth Annual Institute on Securities Regulation in Europe Speaker: William Hinman, Director, Division of Corporation Finance
Published date grouping:January 2018 Date: Title: Opening Remarks at the Securities Regulation Institute Speaker:

Chairman Jay Clayton

Published date grouping:January 2018 Date: Title: Opening Remarks to SEC-NYU Dialogue on Securities Markets #4: Shareholder Engagement Speaker: Chairman Jay Clayton
Published date grouping:January 2018 Date: Title: SEC-NYU Dialogue on Securities Market Regulation Concluding Remarks Speaker: Commissioner Kara M. Stein
Published date grouping:January 2018 Date: Title: Remarks at Ceremonial Swearing In of Commissioners Hester M. Peirce and Robert J. Jackson, Jr. Speaker: Chairman Jay Clayton
Published date grouping:December 2017 Date: Title: Address at Investment Company Institute’s 2017 Securities Law Developments Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:December 2017 Date: Title: Keynote Address: ICI Securities Law Developments Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Joseph R. Epstein, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Ryan Wolfe, Senior Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Robert B. Sledge, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Nigel J. James
Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Michael P. Berrigan, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Michal P. Dusza, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2017 Date: Title: Statement in Connection with the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant

Published date grouping:November 2017 Date: Title: Remarks at the Third Annual Conference on the Evolving Structure of the U.S. Treasury Market Speaker:

Chairman Jay Clayton

Published date grouping:November 2017 Date: Title: Remarks before the Financial Executives International 36th Annual Current Financial Reporting Issues Conference: Effective Financial Reporting in a Period of Change Speaker:

Wesley R. Bricker, Chief Accountant, U.S. Securities and Exchange Commission

Published date grouping:November 2017 Date: Title: Reflections on the Past, Present, and Future of the SEC’s Enforcement of the Foreign Corrupt Practices Act Speaker:

Steven R. Peikin, Co-Director, Enforcement Division

Published date grouping:November 2017 Date: Title: Governance and Transparency at the Commission and in Our Markets Speaker:

Chairman Jay Clayton

Published date grouping:October 2017 Date: Title: The SEC Enforcement Division’s Initiatives Regarding Retail Investor Protection and Cybersecurity Speaker:

Stephanie Avakian, Co-Director, Division of Enforcement

Published date grouping:October 2017 Date: Title: Remarks at FINRA and Columbia University Market Structure Conference Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2017 Date: Title: Addressing Implementation Matters to Improve Financial Reporting Speaker:

Sagar Teotia, Deputy Chief Accountant

Published date grouping:September 2017 Date: Title: Improving Investment Adviser Compliance Speaker:

Peter B. Driscoll, Acting Director, Office of Compliance Inspections and Examinations

Published date grouping:September 2017 Date: Title: A Joint Path Forward: Address at Eurofi Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2017 Date: Title: Remarks before the AICPA National Conference on Banks & Savings Institutions: Advancing High-Quality Financial Reporting in Our Financial and Capital Markets Speaker:

Wesley R. Bricker, Chief Accountant

Published date grouping:September 2017 Date: Title: SEC-NYU Dialogue on Exchange-Traded Products Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2017 Date: Title: SEC-NYU Dialogue on Exchange-Traded Products Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2017 Date: Title: The Rulemaking Process: Two Accounting and Auditing Mini-case Studies Speaker:

Stephen Deane, CFA, Investor Engagement Advisor, Office of the Investor Advocate

Published date grouping:July 2017 Date: Title: Remarks at the Economic Club of New York Speaker:

SEC Chairman Jay Clayton

Published date grouping:July 2017 Date: Title: Lighting Our Capital Markets Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2017 Date: Title: The Role of Big Data, Machine Learning, and AI in Assessing Risks: a Regulatory Perspective Speaker:

Scott W. Bauguess, Acting Director and Acting Chief Economist, DERA

Published date grouping:June 2017 Date: Title: Market Fragility and Interconnectedness in the Asset Management Industry Speaker:

Scott W. Bauguess, Acting Director and Acting Chief Economist, DERA

Published date grouping:June 2017 Date: Title: Keynote Address before the 2017 Journal of Accounting and Public Policy Conference – “The Interaction between Regulatory Institutions and Accounting: A Public Policy Perspective” Speaker:

Wesley R. Bricker, Chief Accountant

Published date grouping:June 2017 Date: Title: Remarks before the 36th Annual SEC and Financial Reporting Institute Conference: “Advancing the Role of Credible Financial Reporting in the Capital Markets” Speaker:

Wesley R. Bricker, Chief Accountant

Published date grouping:May 2017 Date: Title: Opening Remarks at SEC-NYU Dialogue on Securities Market Regulation: Reviving the U.S. IPO Market Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2017 Date: Title: Opening Remarks at 2017 SEC/NASAA Annual Section 19(d) Conference Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2017 Date: Title: Closing Remarks at North American Securities Administrators Association Section 19(d) Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2017 Date: Title: Enhancing the Demand for IPOs Speaker:

Rick A. Fleming, Investor Advocate

Published date grouping:May 2017 Date: Title: Remarks before the Bloomberg BNA Conference on Revenue Recognition Speaker:

Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:May 2017 Date: Title: Remarks before the 2017 Baruch College Financial Reporting Conference: "Advancing Our Capital Markets with High-Quality Information" Speaker:

Wesley R. Bricker, Chief Accountant

Published date grouping:March 2017 Date: Title: Remarks Before the 27th International Institute for Securities Market Growth and Development Speaker:

Acting Chairman Michael Piwowar

Published date grouping:March 2017 Date: Title: Remarks before the University of Tennessee’s C. Warren Neel Corporate Governance Center: “Advancing the Role and Effectiveness of Audit Committees” Speaker:

Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant

Published date grouping:March 2017 Date: Title: New Special Study of the Securities Markets: Keynote Address Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Remarks before the Annual Life Sciences Accounting & Reporting Congress: “Advancing Effective Internal Control and Credible Financial Reporting” Speaker:

Wesley R. Bricker, Chief Accountant

Published date grouping:February 2017 Date: Title: Improving Investor Engagement Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Published date grouping:February 2017 Date: Title: Remarks at the “SEC Speaks” Conference 2017: Remembering the Forgotten Investor Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:February 2017 Date: Title: The Markets in 2017: What’s at Stake? Speaker:

Commissioner Kara M. Stein

Published date grouping:January 2017 Date: Title: “The SEC after the Financial Crisis: Protecting Investors, Preserving Markets” Speaker:

Chair Mary Jo White

Published date grouping:December 2016 Date: Title: Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:December 2016 Date: Title: Working Together to Advance High Quality Information in the Capital Markets Speaker:

Wesley R. Bricker, Chief Accountant

Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Ruth Uejio, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Brian Staniszewski, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Jennifer L. Todling, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Marc Panucci, Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2016 Date: Title: Remarks at the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Jonathan Wiggins, Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Jenifer Minke-Girard, Assistant Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Sean May, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:November 2016 Date: Title: Keynote Speech, ACI’s 33rd International Conference on the FCPA Speaker:

Andrew Ceresney, Director, Division of Enforcement

Published date grouping:November 2016 Date: Title: Moving Forward with the Commission's Disclosure Effectiveness Initiative Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2016 Date: Title: A New Model for SEC Enforcement: Producing Bold and Unrelenting Results Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Examining the Dodd-Frank Act and the Future of Financial Regulation Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2016 Date: Title: Remarks to the ALI CLE 2016 Conference on Life Insurance Products Speaker:

David W. Grim, Director, Division of Investment Management

Published date grouping:October 2016 Date: Title: A Vision for Data at the SEC Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: Prioritizing Regulatory Enhancements for the U.S. Treasury Market Speaker:

Chair Mary Jo White

Published date grouping:October 2016 Date: Title: Improving Disclosure with Smart Data Speaker:

Rick A. Fleming, Investor Advocate

Published date grouping:October 2016 Date: Title: Remarks at 2016 Conference on Auditing and Capital Markets Speaker:

Commissioner Michael S. Piwowar

U.S. Securities and Exchange Commission [1]

Published date grouping:October 2016 Date: Title: Has Big Data Made Us Lazy? Speaker:

Scott W. Bauguess
Deputy Director and Deputy Chief Economist, DERA

Published date grouping:October 2016 Date: Title: Remarks at the National Society of Compliance Professionals 2016 National Conference Speaker:

Andrew J. Donohue, Chief of Staff

Published date grouping:October 2016 Date: Title: Inside the National Exam Program in 2016 Speaker:

Marc Wyatt, Director, Office of Compliance Inspections and Examinations

Published date grouping:October 2016 Date: Title: The Impact of SEC Enforcement on Public Finance Speaker:

Andrew J. Ceresney, Director, Division of Enforcement

Published date grouping:September 2016 Date: Title: The SEC Enforcement Division’s Focus on Auditors and Auditing Speaker:

Andrew Ceresney, Director, Division of Enforcement

Published date grouping:September 2016 Date: Title: Securities Regulation in the Interconnected, Global Marketplace Speaker:
Chair Mary Jo White
Published date grouping:September 2016 Date: Title: Remarks before the AICPA National Conference on Banks & Savings Institutions Speaker:

Wesley R. Bricker, Interim Chief Accountant

Published date grouping:September 2016 Date: Title: Equity Market Structure in 2016 and for the Future Speaker:

Chair Mary Jo White

Published date grouping:September 2016 Date: Title: The SEC’s Whistleblower Program: The Successful Early Years Speaker:

Andrew Ceresney, Director, Division of Enforcement

Published date grouping:September 2016 Date: Title: Remarks at FINRA’s 2016 Fixed Income Conference Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2016 Date: Title: Investor Protection in the Municipal Securities Markets Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission [1]

Published date grouping:July 2016 Date: Title: Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Remarks at the FINRA Foundation 2015 National Financial Capability Study Release Speaker:

Chair Mary Jo White

Published date grouping:June 2016 Date: Title: Keynote Address, SEC Regulation Outside the United States “The SEC at Home and Abroad” Speaker:

Andrew J. Donohue, Chief of Staff

Published date grouping:June 2016 Date: Title: Keynote Address, International Corporate Governance Network Annual Conference: Focusing the Lens of Disclosure to Set the Path Forward on Board Diversity, Non-GAAP, and Sustainability Speaker:

Chair Mary Jo White

Published date grouping:June 2016 Date: Title: Remarks at the ISDA Annual Legal Forum in New York Speaker:

Gary Barnett, Deputy Director, Division of Trading and Markets

Published date grouping:June 2016 Date: Title: Remarks before the 35th Annual SEC and Financial Reporting Institute Conference Speaker:

Wesley R. Bricker, Deputy Chief Accountant

Published date grouping:June 2016 Date: Title: Remarks Before the SEC Historical Society – “The Continuous Process of Optimizing the Equity Markets” Speaker:
Chair Mary Jo White
Published date grouping:May 2016 Date: Title: Keynote Address Investment Company Institute 2016 General Meeting – "The Future of Investment Company Regulation" Speaker:

Chair Mary Jo White

Published date grouping:May 2016 Date: Title: New Directions in Corporate Compliance: Keynote Luncheon Speech Speaker:

Andrew J. Donohue, Chief of Staff

Published date grouping:May 2016 Date: Title: Securities Enforcement Forum West 2016 Keynote Address: Private Equity Enforcement Speaker:

Andrew Ceresney, Director, Division of Enforcement

Published date grouping:May 2016 Date: Title: New Ways for the Financing of Small and Medium Enterprises and the Challenges of Crowdfunding Speaker:

Chair Mary Jo White

Published date grouping:May 2016 Date: Title: Disclosure in the Digital Age: Time for a New Revolution Speaker:

Commissioner Kara M Stein

Published date grouping:May 2016 Date: Title: Remarks before the 2016 Baruch College Financial Reporting Conference Speaker:

Wesley R. Bricker, Deputy Chief Accountant

Published date grouping:April 2016 Date: Title: Keynote Address at the SEC-Rock Center on Corporate Governance Silicon Valley Initiative Speaker:

Chair Mary Jo White

Published date grouping:March 2016 Date: Title: The Fund Director in 2016: Keynote Address at the Mutual Fund Directors Forum 2016 Policy Conference Speaker: Chair Mary Jo White
Published date grouping:March 2016 Date: Title: Acceptance Remarks at the Penn Law Women’s Summit Awards Luncheon Speaker:

Chair Mary Jo White

Published date grouping:March 2016 Date: Title: Remarks before the 12th Annual Life Sciences Accounting and Reporting Congress Speaker:

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Published date grouping:March 2016 Date: Title: Remarks to the Investment Company Institute’s 2016 Mutual Funds and Investment Management Conference Speaker:

David W. Grim, Director, Division of Investment Management

Published date grouping:March 2016 Date: Title: Remarks to the PLI Investment Management Institute – 2016 Speaker:

David Grim, Director, Division of Investment Management

Published date grouping:March 2016 Date: Title: UIC-SEC Joint Symposium to Raise Public Awareness: Combating Pyramid Schemes and Affinity Frauds Opening Remarks Speaker:

Andrew Ceresney, Director, Division of Enforcement

Published date grouping:March 2016 Date: Title: Remarks at ABS Vegas 2016 [1] Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2016 Date: Title: Chairman’s Address at SEC Speaks - “Beyond Disclosure at the SEC in 2016” Speaker:

Chair Mary Jo White

Published date grouping:February 2016 Date: Title: Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016 Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2016 Date: Title: The Falling Leaves of the Buttonwood Tree Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Published date grouping:February 2016 Date: Title: Accredited Investors (slides from DERA presentation) (PDF) Speaker:

Mark J. Flannery
Director and Chief Economist

Published date grouping:February 2016 Date: Title: Leveraging Data and Analytics at the SEC to Assess Risk (slides from DERA presentation) (PDF) Speaker:

Scott W. Bauguess
Deputy Director and Deputy Chief Economist

Published date grouping:February 2016 Date: Title: Analysis Supporting the SEC’s Rulemaking (slides from DERA presentation) (PDF) Speaker:
Christof W. Stahel
Assistant Director
Published date grouping:January 2016 Date: Title: A Conversation with Chair Mary Jo White
Keynote Session
43rd Annual Securities Regulation Institute
Speaker:

Chair Mary Jo White

Published date grouping:January 2016 Date: Title: Directors Forum 2016 Keynote Address Speaker:

Andrew Ceresney, Director, Division of Enforcement 

Published date grouping:January 2016 Date: Title: International Developments – Past, Present and Future Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Published date grouping:December 2015 Date: Title: Remarks to the ICI 2015 Securities Law Development Conference Speaker:

David Grim, Director, Division of Investment Management

Published date grouping:December 2015 Date: Title: Keynote Address at the 2015 AICPA National Conference: "Maintaining High-Quality, Reliable Financial Reporting: A Shared and Weighty Responsibility" Speaker:

Chair Mary Jo White

Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Courtney D. Sachtleben
Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Christopher D. Semesky, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Ashley Wright, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Christopher M. Rickli, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2015 Date: Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Michael W. Husich, Senior Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Kris Shirley, Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant 

Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Wesley R. Bricker, Deputy Chief Accountant

Published date grouping:December 2015 Date: Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Published date grouping:November 2015 Date: Title: Keynote Remarks at the Women's Forum of New York Breakfast of Corporate Champions: "The Pursuit of Gender Parity in the American Boardroom" Speaker:

Chair Mary Jo White

Published date grouping:November 2015 Date: Title: ACI’s 32nd FCPA Conference Keynote Address Speaker:

Andrew Ceresney, Director, Division of Enforcement

Published date grouping:November 2015 Date: Title: Executive Compensation: Looking Beyond the Dodd-Frank Horizon Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Published date grouping:November 2015 Date: Title: Remarks at the 34th Annual Current Financial Reporting Issues Conference Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2015 Date: Title: Surfing the Wave: Technology, Innovation, and Competition – Remarks at Harvard Law School’s Fidelity Guest Lecture Series Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2015 Date: Title: 2015 National Society of Compliance Professionals, National Conference: Keynote Address Speaker:

Andrew Ceresney, Director, Division of Enforcement

Published date grouping:November 2015 Date: Title: Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products Speaker:

Dave Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission

Published date grouping:November 2015 Date: Title: Market Structure Enforcement: Looking Back and Forward Speaker:

Andrew Ceresney, Director, Division of Enforcement

Published date grouping:October 2015 Date: Title: Keynote Address at the 47th Annual Securities Regulation Institute: "Building a Dynamic Framework for Offering Reform" Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Remarks Before the UCI Audit Committee Summit Speaker:

James Schnurr, Chief Accountant

Published date grouping:October 2015 Date: Title: Economic Analysis: Providing Insight to Advance the Missions of the SEC and the PCAOB Speaker:

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Published date grouping:October 2015 Date: Title: Keynote Address at the Evolving Structure of the U.S. Treasury Market Conference, Federal Reserve Bank of New York: "Taking Stock of Treasury Market Regulation" Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Keynote Remarks at the 2015 Women in Policing Conference: “Women in the NYPD: Hear Them Roar” Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Keynote Address at the Managed Fund Association: “Five Years On: Regulation of Private Fund Advisers After Dodd-Frank” Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference Speaker:

Andrew J. Donohue, Chief of Staff

Published date grouping:October 2015 Date: Title: The Important Work of Boards of Directors Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: Introductory Remarks at the National Faith Leaders Conference “Protecting Investors Protects You” Speaker:

Chair Mary Jo White

Published date grouping:September 2015 Date: Title: Market Structure in the 21st Century: Bringing Light to the Dark Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2015 Date: Title: Remarks at the AICPA National Conference on Banks and Savings Institutions Speaker:

James Schnurr, Chief Accountant

Published date grouping:September 2015 Date: Title: Remarks at the Bloomberg BNA Conference on Revenue Recognition Speaker:

Wesley R. Bricker, Deputy Chief Accountant

Published date grouping:September 2015 Date: Title: Building Healthy Capital Markets: From the 2008 Financial Crisis to Digital Disruption and Beyond – Keynote Address to the Eurofi Financial Forum Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2015 Date: Title: Accountants and Capital Markets in an Era of Digital Disruption: Remarks to the Institute of Chartered Accountants in England and Wales and BritishAmerican Business Speaker:

Commissioner Kara M. Stein

Published date grouping:August 2015 Date: Title: Dodd-Frank at Five: A Capital Markets Swan Song Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:July 2015 Date: Title: The Need for Proactivity:Remarks at the 2015 National Association of Women Lawyers Annual Meeting and Awards Luncheon Speaker:

Chair Mary Jo White

Published date grouping:July 2015 Date: Title: Opening Remarks at the Compliance Outreach Program for Broker-Dealers Speaker:

Chair Mary Jo White

Published date grouping:June 2015 Date: Title: Building Meaningful Communication and Engagement with Shareholders Speaker:

Chair Mary Jo White

Published date grouping:June 2015 Date: Title: A Threefold Cord[1] - Working Together to Meet the Pervasive Challenge of Cyber-Crime Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission

Published date grouping:June 2015 Date: Title: Activism, Short-Termism, and the SEC: Remarks at the 21st Annual Stanford Directors’ College Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:June 2015 Date: Title: Anti-Money Laundering: An Often-Overlooked Cornerstone of Effective Compliance Speaker:

Kevin W. Goodman, National Associate Director, Broker-Dealer Examination Program, Office of Compliance Inspections and Examinations

Published date grouping:June 2015 Date: Title: Mutual Funds - The Next 75 Years Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: Quality Data and the Power of Prevention: Remarks at Meet the Market, North America Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: Remarks at the 34th Annual SEC and Financial Reporting Institute Conference Speaker:

James Schnurr, Chief Accountant, Office of the Chief Accountant

Published date grouping:June 2015 Date: Title: Remarks Before the SEC Historical Society Speaker:

Chair Mary Jo White

Published date grouping:June 2015 Date: Title: Capital Unbound: Remarks at the Cato Summit on Financial Regulation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2015 Date: Title: Remarks Before the Exchequer Club of Washington, D.C. Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2015 Date: Title: Structured Products – Complexity and Disclosure – Do Retail Investors Really Understand What They Are Buying and What the Risks Are? Speaker:

Amy M. Starr, Chief, Office of Capital Market Trends

Published date grouping:May 2015 Date: Title: Private Equity: A Look Back and a Glimpse Ahead Speaker:

Marc Wyatt, Acting Director, Office of Compliance Inspections and Examinations

Published date grouping:May 2015 Date: Title: The SEC’s Cooperation Program: Reflections on Five Years of Experience Speaker:

Andrew Ceresney, Director, Division of Enforcement

Published date grouping:May 2015 Date: Title: Remarks before the 2015 Baruch College Financial Reporting Conference Speaker:

James Schnurr, Chief Accountant

Published date grouping:April 2015 Date: Title: The SEC as the Whistleblower's Advocate Speaker:

Chair Mary Jo White

Published date grouping:April 2015 Date: Title: Toward Healthy Companies and a Stronger Economy: Remarks to the U.S. Treasury Department’s Corporate Women in Finance Symposium Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2015 Date: Title: Remarks at University of South Carolina and UNC-Charlotte 4th Annual Fixed Income Conference Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2015 Date: Title: Remarks at the Harvard Law School Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:April 2015 Date: Title: The Dominance of Data and the Need for New Tools: Remarks at the SIFMA Operations Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2015 Date: Title: The Importance of Smart Regulation Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Published date grouping:April 2015 Date: Title: Regulators Working Together to Serve Investors Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2015 Date: Title: Bank Regulators at the Gates: The Misguided Quest for Prudential Regulation of Asset Managers: Remarks at the 2015 Virginia Law and Business Review Symposium Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:March 2015 Date: Title: Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete? Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:March 2015 Date: Title: International Cooperation in a New Data-Driven World Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2015 Date: Title: The Benefits of Structured Data for Investors Speaker:

Rick A. Fleming
Investor Advocate

Published date grouping:March 2015 Date: Title: Preparing for the Regulatory Challenges of the 21st Century Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2015 Date: Title: A Few Observations on Shareholders in 2015 Speaker:

Chair Mary Jo White

Published date grouping:March 2015 Date: Title: Remarks at the 2015 Mutual Funds and Investment Management Conference Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2015 Date: Title: Remarks at the University of Notre Dame, Mendoza College of Business, Center for the Study of Financial Regulation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2015 Date: Title: Understanding Disqualifications, Exemptions and Waivers Under the Federal Securities Laws Speaker:

Chair Mary Jo White

Published date grouping:March 2015 Date: Title: A Watched Pot Never Boils: the Need for SEC Supervision of Fixed Income Liquidity, Market Structure, and Pension Accounting Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:March 2015 Date: Title: Remarks to 2015 IAA Compliance Conference Speaker:

Dave Grim, Acting Director, Division of Investment Management

Published date grouping:March 2015 Date: Title: Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2015 Date: Title: Remarks to PLI Investment Management Institute 2015 Speaker:

Dave Grim, Acting Director, Division of Investment Management

Published date grouping:March 2015 Date: Title: FCPA, Disclosure, and Internal Controls Issues Arising in the Pharmaceutical Industry Speaker:
Andrew Ceresney
Director, Division of Enforcement
Published date grouping:February 2015 Date: Title: Conflicts, Conflicts Everywhere – Remarks to the IA Watch 17th Annual IA Compliance Conference: The Full 360 View Speaker:

Julie M. Riewe, Co-Chief, Asset Management Unit, Division of Enforcement

Published date grouping:February 2015 Date: Title: Insights into the SEC’s Risk Assessment Programs Speaker:

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Published date grouping:February 2015 Date: Title: Remarks at SIFMA's 2015 Anti-Money Laundering & Financial Crimes Conference Speaker:

Andrew Ceresney

Published date grouping:February 2015 Date: Title: Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2015 Date: Title: Remarks at the “SEC Speaks” Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Remarks at The SEC Speaks in 2015 Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2015 Date: Title: Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Effective Disclosure for the 21st Century Investor Speaker:

Rick A. Fleming, Investor Advocate

Published date grouping:February 2015 Date: Title: Chairman’s Address at SEC Speaks 2015 Speaker:

Chair Mary Jo White

Published date grouping:February 2015 Date: Title: Why is the SEC Wavering on Waivers? Remarks at the 37th Annual Conference on Securities Regulation and Business Law Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2015 Date: Title: Opening Remarks on SEC Investor Education and Advocacy to Military Service Men and Women at Ft. Hood Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2015 Date: Title: Rule 14a-8: Conflicting Proposals, Conflicting Views Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Published date grouping:February 2015 Date: Title: The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Advocating for Investors Saving for Retirement Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Protecting Elderly Investors from Financial Exploitation: Questions to Consider Speaker:

Rick A. Fleming, Investor Advocate

Published date grouping:January 2015 Date: Title: Can the U.S. Be an International Financial Center? Remarks at Women in Housing & Finance Public Policy Luncheon Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:January 2015 Date: Title: Public Service: An Obligation and Opportunity for Lawyers Speaker:

Chair Mary Jo White

Published date grouping:December 2014 Date: Title: Enhancing Risk Monitoring and Regulatory Safeguards for the Asset Management Industry Speaker:

Chair Mary Jo White

Published date grouping:December 2014 Date: Title: Remarks to the ICI 2014 Securities Law Developments Conference Speaker:

Norm Champ
Director, Division of Investment Management

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

T. Kirk Crews
Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks Before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Christopher F. Rogers

Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Kevin M. Stout

Senior Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Carlton E. Tartar

Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Steve Mack
Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Dan Murdock

Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Hillary H. Salo

Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

James Schnurr

Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks Before the Consumer Federation of America’s 27th Annual Financial Services Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2014 Date: Title: Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2014 Date: Title: Remarks to the American Bar Association's Business Law Section Fall Meeting Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

Published date grouping:November 2014 Date: Title: Remarks at 31st International Conference on the Foreign Corrupt Practices Act Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

Published date grouping:November 2014 Date: Title: Remarks at the 15th Annual "Live from the SEC" Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2014 Date: Title: Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products Speaker:

Norm Champ

Director, Division of Investment Management, U.S. Securities and Exchange Commission

Published date grouping:October 2014 Date: Title: Remarks to the SIFMA Complex Products Forum Speaker:

Norm Champ, Director, Division of Investment Management

Published date grouping:October 2014 Date: Title: The Importance of the SEC’s Rulemaking Agenda - You Are What You Prioritize:
Remarks at the 47th Annual Securities Regulation Seminar of the Los Angeles County Bar Association
Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2014 Date: Title: Remarks before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2014 Date: Title: The Securities and Exchange Commission — The Next 80 Years: The 15th Annual A.A. Sommer Jr. Lecture on Corporate, Securities and Financial Law Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2014 Date: Title: Remarks to the Securities Enforcement Forum 2014 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2014 Date: Title: Shaping Company Disclosure: Remarks before the George A. Leet Business Law Conference Speaker:

Keith F. Higgins
Director, Division of Corporation Finance

Published date grouping:October 2014 Date: Title: The Challenge of Coverage, Accountability and Deterrence in Global Enforcement Speaker:

Chair Mary Jo White

Published date grouping:September 2014 Date: Title: Remarks at the National Association of Plan Advisors D.C. Fly-In Forum Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2014 Date: Title: The Commission’s Production and Use of Structured Data Speaker:

Mark J. Flannery

Chief Economist and Director

Published date grouping:September 2014 Date: Title: Whatever Happened to Promoting Small Business Capital Formation? Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2014 Date: Title: Remarks at the 2014 SRO Outreach Conference Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2014 Date: Title: Remarks to the Georgetown University Center for Financial Markets and Policy Conference on Financial Markets Quality Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2014 Date: Title: Collaboration, Cooperation and Oversight Speaker:

Chair Mary Jo White

Published date grouping:September 2014 Date: Title: Completing the Journey: Women as Directors of Public Companies Speaker:

Chair Mary Jo White

Published date grouping:September 2014 Date: Title: Remarks to the Practising Law Institute, Hedge Fund Management Seminar 2014 Speaker:

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Published date grouping:August 2014 Date: Title: The Case for User Fees Speaker:

Rick A. Fleming

Investor Advocate

Published date grouping:August 2014 Date: Title: Remarks at the 2014 Municipal Finance Conference presented by The Bond Buyer and Brandeis International Business School Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2014 Date: Title: Remarks at AEI Conference on Financial Stability Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2014 Date: Title: Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference Speaker:

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Published date grouping:June 2014 Date: Title: Remarks to the Practising Law Institute, Private Equity Forum Speaker:

Norm Champ

Director, Division of Investment Management

Published date grouping:June 2014 Date: Title: Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance Speaker:

Commissioner Luis A. Aguilar

Published date grouping:June 2014 Date: Title: A Few Things Directors Should Know About the SEC Speaker:

Chair Mary Jo White

Published date grouping:June 2014 Date: Title: Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors Speaker:

Chair Mary Jo White

Published date grouping:June 2014 Date: Title: Remarks Before the Peterson Institute of International Economics Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2014 Date: Title: Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus Speaker:

Commissioner Luis A. Aguilar

Published date grouping:June 2014 Date: Title: Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:June 2014 Date: Title: Enhancing Our Equity Market Structure Speaker:

Chair Mary Jo White

Published date grouping:May 2014 Date: Title: Remarks before FINRA's Division of Market Regulation Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2014 Date: Title: Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2014 Date: Title: Presentation to the PCAOB Forum on Auditing Smaller Broker-Dealers Speaker:

Kevin M. Stout

Senior Associate Chief Accountant

Published date grouping:May 2014 Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Andrew Ceresney

Director of the Division of Enforcement

Published date grouping:May 2014 Date: Title: Remarks at the Financial Accounting Foundation Trustees Dinner Speaker:

Chair Mary Jo White

Published date grouping:May 2014 Date: Title: Three Key Pressure Points in the Current Enforcement Environment Speaker:

Chair Mary Jo White

Published date grouping:May 2014 Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2014 Date: Title: Remarks to the First Annual Conference on the Regulation of Financial Markets Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2014 Date: Title: Introductory Remarks at The Evolving Role of Compliance in the Securities Industry Presentation Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2014 Date: Title: Remarks at the 46th Annual Rocky Mountain Securities Conference Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2014 Date: Title: Remarks to the Council of Institutional Investors Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2014 Date: Title: Spreading Sunshine in Private Equity Speaker:

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

Published date grouping:April 2014 Date: Title: Looking at Corporate Governance from the Investor’s Perspective Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2014 Date: Title: Closing Remarks at the SEC's 24th Annual International Institute for Market Development Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:April 2014 Date: Title: What Drives the Complexity and Speed of our Markets? Speaker:

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

Published date grouping:April 2014 Date: Title: The Future of Capital Formation Speaker:

Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis

Published date grouping:April 2014 Date: Title: Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting Speaker:

Keith F. Higgins

Director, Division of Corporation Finance

Published date grouping:April 2014 Date: Title: Remarks before The North American Securities Administrators Association 2014 Public Policy Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2014 Date: Title: NASAA and the SEC: Presenting a United Front to Protect Investors Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2014 Date: Title: Welcoming Remarks at the SEC 24th Annual International Institute for Securities Market Development Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2014 Date: Title: Remarks Before the SEC / Academy of Finance Student Shadowing Program Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:April 2014 Date: Title: Remarks before the 5th Annual DCIIA Public Policy Forum Speaker:

David W. Grim

Deputy Director, Division of Investment Management[1]

Published date grouping:April 2014 Date: Title: Taking an Informed Approach to Issues Facing the Mutual Fund Industry Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2014 Date: Title: All-Encompassing Enforcement: The Robust Use of Civil and Criminal Actions to Police the Markets Speaker:

Chair Mary Jo White

Published date grouping:March 2014 Date: Title: Keynote Address at the 2014 Angel Capital Association Summit Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Published date grouping:March 2014 Date: Title: Remarks at the 26th Annual Corporate Law Institute, Tulane University Law School: Federal Preemption of State Corporate Governance Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:March 2014 Date: Title: Perspectives on Strengthening Enforcement Speaker:

Chair Mary Jo White

Published date grouping:March 2014 Date: Title: Protecting the Retail Investor Speaker:

Chair Mary Jo White

Published date grouping:March 2014 Date: Title: Keynote Address at PLI – Thirteenth Annual Institute on Securities Regulation in Europe Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Published date grouping:March 2014 Date: Title: Keynote Address at the Investment Company Institute 2014 Mutual Funds and Investment Management Conference Speaker:

Craig M. Lewis, Chief Economist and Director,
Division of Economic and Risk Analysis

Published date grouping:March 2014 Date: Title: Remarks to the 2014 Mutual Funds and Investment Management Conference Speaker:

Norm Champ

Director, Division of Investment Management[*]

Published date grouping:March 2014 Date: Title: Remarks to the 2014 IAA Investment Adviser Compliance Conference Speaker:

Norm Champ
Director, Division of Investment Management

Published date grouping:March 2014 Date: Title: People Handling Other Peoples’ Money Speaker:

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

Published date grouping:March 2014 Date: Title: Remarks to the PLI Investment Management Institute Speaker:

Norm Champ
Director, Division of Investment Management

Published date grouping:March 2014 Date: Title: Remarks at AIMA Global Policy & Regulatory Forum Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2014 Date: Title: Remarks Given at the Institute of International Bankers 25th Annual Washington Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:February 2014 Date: Title: Slide Presentation (PDF): Regarding Audit Committees at SEC Speaks 2014 Speaker:

Paul Beswick
Chief Accountant
Office of the Chief Accountant

Published date grouping:February 2014 Date: Title: An Open Letter to the SEC Staff Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:February 2014 Date: Title: Remarks at the “SEC Speaks” Conference Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:February 2014 Date: Title: Addressing Known Risks to Better Protect Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:February 2014 Date: Title: Chairman’s Address at SEC Speaks 2014 Speaker:

Chair Mary Jo White

Published date grouping:February 2014 Date: Title: Remarks before Trader Forum 2014 Equity Trading Summit Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2014 Date: Title: Statement at Open Meeting on 2014 PCAOB Budget Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2014 Date: Title: Remarks on the Volcker Rule’s Market Making Exemption Speaker:

John Ramsay
Acting Director
Division of Trading and Markets

Published date grouping:February 2014 Date: Title: Protecting the Financial Future of Seniors and Retirees Speaker:

Commissioner Luis A. Aguilar

Published date grouping:January 2014 Date: Title: The SEC in 2014 Speaker:

Chair Mary Jo White

Published date grouping:January 2014 Date: Title: Advancing and Defending the SEC’s Core Mission Speaker:

Commissioner Michael S. Piwowar

Published date grouping:January 2014 Date: Title: Remarks to the Forum for Corporate Directors, Orange County, California Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:January 2014 Date: Title: The Philosophies of Capital Requirements Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:January 2014 Date: Title: Making A Difference Through Public Service Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:December 2013 Date: Title: International Reporting Issues Speaker:

Craig Olinger

Deputy Chief Accountant, Division of Corporation Finance

Jill Davis

Associate Chief Accountant, Division of Corporation Finance

Published date grouping:December 2013 Date: Title: National Conference on Current SEC & PCAOB Developments Speaker:

Craig Olinger

Deputy Chief Accountant, Division of Corporation Finance

Published date grouping:December 2013 Date: Title: The Impacts of Post-Crisis Global Regulatory Reforms on Financial Markets Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:December 2013 Date: Title: Remarks at the AICPA 2013 Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2013 Date: Title: Remarks Before the 2013 AICPA National Conference on Current SEC and PCAOB Developments — Audit Policy and Current Auditing and Internal Control Matters Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2013 Date: Title: Remarks at the AICPA 2013 Conference on Current SEC and PCAOB Developments Speaker:

Paul Beswick

Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

Published date grouping:December 2013 Date: Title: The Benefit of Hindsight and the Promise of Foresight: A Proposal for A Comprehensive Review of Equity Market Structure Speaker:

Commissioner Michael S. Piwowar

U.S. Securities and Exchange Commission

Published date grouping:December 2013 Date: Title: Remarks at the 2nd Annual Institute for Corporate Counsel Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:December 2013 Date: Title: “Seeing Capital Markets Through Investor Eyes” Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:December 2013 Date: Title: Welcoming Remarks (taped) for Central and Eastern Europe Capital Market Summit Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:December 2013 Date: Title: Remarks at Transatlantic Corporate Governance Dialogue Conference: The Realities of Stewardship for Institutional Owners, Activist Investors and Proxy Advisors Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:December 2013 Date: Title: Remarks at the 10th Annual Transatlantic Corporate Governance Dialogue Speaker:

Chair Mary Jo White

Published date grouping:November 2013 Date: Title: Remarks at the American Bar Association Business Law Section’s Federal Regulation of Securities Committee Fall Meeting Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2013 Date: Title: Remarks to the Los Angeles County Bar Association Securities Regulation Seminar Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2013 Date: Title: Keynote Address at the International Conference on the Foreign Corrupt Practices Act Speaker:

 Andrew Ceresney

Co-Director of the Division of Enforcement

Published date grouping:November 2013 Date: Title: Remarks at Columbia Law School Conference (Hot Topics: Leading Current Issues in Securities Regulation and Enforcement) Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:November 2013 Date: Title: The Importance of Trials to the Law and Public Accountability Speaker:

Chair Mary Jo White

Published date grouping:November 2013 Date: Title: Remarks to the ALI CLE 2013 Conference on Life Insurance Company Products Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

Published date grouping:November 2013 Date: Title: Remarks at FINRA Enforcement Conference Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:November 2013 Date: Title: Knowing Your SEC: A Tribute to the SEC Staff Speaker:

Chair Mary Jo White

Published date grouping:November 2013 Date: Title: Remarks at FIA Futures and Options Expo Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2013 Date: Title: Remarks at Georgetown University’s Center for Financial Markets and Policy Event Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2013 Date: Title: A Stronger Enforcement Program to Enhance Investor Protection Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2013 Date: Title: A Renewed Focus on SEC Priorities Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2013 Date: Title: Slide Presentation (PDF): Broker-Dealer Rulemaking and Applicability of Auditor Independence Rules to Broker-Dealer Audits Speaker:

Brian T. Croteau

Deputy Chief Accountant

Published date grouping:October 2013 Date: Title: Remarks to the Independent Directors Council Annual Fall Meeting Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

Published date grouping:October 2013 Date: Title: Remarks at National Society of Compliance Professionals National Membership Meeting Speaker:

Chair Mary Jo White

Published date grouping:October 2013 Date: Title: Hedge Funds – A New Era of Transparency and Openness Speaker:

Chair Mary Jo White

Published date grouping:October 2013 Date: Title: The Path Forward on Disclosure Speaker:

Chair Mary Jo White

Published date grouping:October 2013 Date: Title: Remarks at the Securities Enforcement Forum Speaker:

Chair Mary Jo White

Published date grouping:October 2013 Date: Title: Remarks at SCCE's Annual Compliance & Ethics Institute Speaker:

Stephen L. Cohen

Associate Director of Enforcement

Published date grouping:October 2013 Date: Title: The Importance of Independence Speaker:

Chair Mary Jo White

Published date grouping:October 2013 Date: Title: Focusing on Fundamentals: The Path to Address Equity Market Structure Speaker:

Chair Mary Jo White

Published date grouping:September 2013 Date: Title: Deploying the Full Enforcement Arsenal Speaker:

Chair Mary Jo White

Published date grouping:September 2013 Date: Title: Financial Reporting and Accounting Fraud Speaker:

Andrew Ceresney

Co-Director of the Division of Enforcement

Published date grouping:September 2013 Date: Title: Slide Presentation (PDF): Update from the Division of Corporation Finance and the Office of the Chief Accountant, 2013 AICPA National Conference on Banks & Savings Institutions Speaker:

Stephanie J. Ciboroski, Senior Assistant Chief Accountant; Matthew Schell, Professional Accounting Fellow; and Mark Shannon, Associate Chief Accountant

Published date grouping:September 2013 Date: Title: Celebrating National Hispanic Heritage Month by Recognizing Achievements and Looking Ahead Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2013 Date: Title: Current SEC Priorities Regarding Hedge Fund Managers Speaker:

Norm Champ

Director of the Division of Investment Management

Published date grouping:July 2013 Date: Title: Remarks at Society of Corporate Secretaries & Governance Professionals Speaker:

Commissioner Daniel M. Gallagher

 
Published date grouping:June 2013 Date: Title: Corporate Disclosure: The Stage, the Audience and the Players Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:June 2013 Date: Title: Transformational Technologies, Market Structure, and the SEC Speaker:

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

Published date grouping:June 2013 Date: Title: Remarks to the 2013 Insured Retirement Institute Government, Legal & Regulatory Conference Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

Published date grouping:June 2013 Date: Title: Remarks at the DirectWomen Board Institute Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:June 2013 Date: Title: Remarks at the SEC Historical Society Annual Meeting Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:June 2013 Date: Title: Money Market Mutual Fund Reform: Opening Statement at the SEC Open Meeting Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Keynote Luncheon Speech Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Remarks at the 32nd Annual SEC and Financial Reporting Institute Conference Speaker:

Paul Beswick

Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Remarks at Joint News Conference on National Financial Capability Study Speaker:

Chair Mary Jo White

U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Investor Protection Through Economic Analysis Speaker:

Craig M. Lewis

Chief Economist and Director
Division of Risk, Strategy, and Financial Innovation
U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Merely Cracking the Glass Ceiling is Not Enough: Corporate America Needs More than Just A Few Women in Leadership Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: The Important Role of Immigrants in Our Economy Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Remarks at 12th European Corporate Governance & Company Law Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Cross-Border at the Crossroads: The SEC's "Middle Ground" Speaker:

John Ramsay

Acting Director, Division of Trading and Markets
U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Remarks at SRO Outreach Conference Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Georgia Southern University Commencement Address: Preparing for Challenges and Opportunities Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:May 2013 Date: Title: Remarks at the 45th Annual Rocky Mountain Securities Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:May 2013 Date: Title: Regulation in a Global Financial System Speaker:

Chair Mary Jo White

Published date grouping:April 2013 Date: Title: Institutional Investors: Power and Responsibility Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Doing the Right Thing: Compliance That Works for Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Speech by SEC Chairman: Opening Remarks at SEC Roundtable on Fixed Income Markets Speaker:

Chair Mary Jo White

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Examining Investment Advisers: The Challenge Continues Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Keeping a Retail Investor Focus in Overseeing the Fixed Income Market Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Outmanned and Outgunned: Fighting on Behalf of Investors Despite Efforts to Weaken Investor Protections Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Remarks at the SEC 2013 Spring International Institute for Securities Market Development Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Promulgating Rules to Prevent Identity Theft Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Remarks at The 2013 National Compliance Outreach Program for Broker-Dealers Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Regulation of Cross-Border OTC Derivatives Activities: Finding the Middle Ground Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: A Few Observations in the Private Fund Space Speaker:

David W. Blass

Chief Counsel, Division of Trading and Markets
U.S. Securities and Exchange Commission

Published date grouping:April 2013 Date: Title: Remarks to Students at The George Washington University Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

Published date grouping:March 2013 Date: Title: Remarks Before the ASIC Forum Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

Published date grouping:March 2013 Date: Title: Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, 2012 PCAOB Forums on Auditing in the Small Business Environment Speaker:

Craig Olinger

Published date grouping:March 2013 Date: Title: Key Note: Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:March 2013 Date: Title: Remarks to the 2013 Mutual Funds and Investment Management Conference Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

Published date grouping:March 2013 Date: Title: Remarks to the IA Compliance Best Practices Summit 2013 Speaker:

Norm Champ, Director, Division of Investment Management

U.S. Securities and Exchange Commission

Published date grouping:March 2013 Date: Title: Remarks to the IAA Investment Adviser Compliance Conference 2013 Speaker:

Norm Champ, Director, Division of Investment Management

U.S. Securities and Exchange Commission

Published date grouping:March 2013 Date: Title: Remarks to the Investment Management Institute 2013 Speaker:

Norm Champ, Director, Division of Investment Management

Published date grouping:February 2013 Date: Title: Keynote Speech at the 7th Gulf Cooperation Council Regulators' Summit Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:February 2013 Date: Title: Remarks at "The SEC Speaks in 2013" Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:February 2013 Date: Title: Remarks at The SEC Speaks in 2013 Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

Published date grouping:February 2013 Date: Title: Addressing Market Instability through Informed and Smart Regulation Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:February 2013 Date: Title: Making the Markets Safe for Informed Risk-Taking Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

Published date grouping:February 2013 Date: Title: Harnessing Tomorrow's Technology for Today's Investors and Markets Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

Published date grouping:February 2013 Date: Title: Opening Remarks at Foreign Bribery and Corruption Training Conference Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

Published date grouping:February 2013 Date: Title: Introductory Remarks at the SEC's Roundtable on Decimalization Speaker:

James R. Burns
Deputy Director, Division of Trading and Markets

U.S. Securities and Exchange Commission

Published date grouping:February 2013 Date: Title: Opening Remarks at Meeting of Advisory Committee on Small and Emerging Companies Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

Published date grouping:January 2013 Date: Title: Remarks before the Corporate Directors Forum Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:January 2013 Date: Title: Private Equity Enforcement Concerns Speaker:

Bruce Karpati

Chief, SEC Enforcement Division's Asset Management Unit
U.S. Securities and Exchange Commission

Published date grouping:January 2013 Date: Title: Remarks before the U.S. Chamber Center for Capital Markets Competitiveness Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:December 2012 Date: Title: Enforcement Priorities in the Alternative Space Speaker:

Bruce Karpati

Chief, SEC Enforcement Division's Asset Management Unit
U.S. Securities and Exchange Commission

Published date grouping:December 2012 Date: Title: Risk Modeling at the SEC:  The Accounting Quality Model Speaker:

Craig M. Lewis

Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation
U.S. Securities & Exchange Commission

Published date grouping:December 2012 Date: Title: Remarks to the ALI CLE 2012 Conference on Investment Adviser Regulation: Legal and Compliance Forum on Institutional Advisory Services Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

Published date grouping:December 2012 Date: Title: Slide Presentation (PDF): Remarks before the 2012 AICPA National Conference on Current SEC and PCAOB Developments Speaker:
Craig Olinger
Published date grouping:December 2012 Date: Title: Slide Presentation (PDF): Remarks before the 2012 AICPA National Conference on Current SEC and PCAOB Developments - International Reporting Issues Speaker:
Craig Olinger
Published date grouping:December 2012 Date: Title: Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Jenifer Minke-Girard

Senior Associate Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

Published date grouping:December 2012 Date: Title: Capital Formation from the Investor's Perspective Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

Published date grouping:December 2012 Date: Title: Remarks at the AICPA Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

Published date grouping:December 2012 Date: Title: Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Paul A. Beswick

Acting Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

Published date grouping:December 2012 Date: Title: Remarks Before the 2012 AICPA National Conference on Current SEC and PCAOB Developments - Audit Policy and Current Auditing and Internal Control Matters Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

Published date grouping:November 2012 Date: Title: Remarks During News Conference Announcing Charges in a $276 Million Insider Trading Scheme Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

Published date grouping:November 2012 Date: Title: Remarks During News Conference Call About Enforcement Actions Against J.P. Morgan and Credit Suisse Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

Published date grouping:November 2012 Date: Title: Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:November 2012 Date: Title: Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

Published date grouping:November 2012 Date: Title: Remarks During News Conference About Enforcement Actions Against BP Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

Published date grouping:November 2012 Date: Title: Effective Small Business Capital Formation Requires Investor Protection to Foster Investor Confidence Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

Published date grouping:November 2012 Date: Title: Remarks During News Briefing About SEC-DOJ FCPA Guide Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

Published date grouping:November 2012 Date: Title: Remarks at the Financial Stability Oversight Council Meeting Speaker:

Chairman Mary L. Schapiro

Published date grouping:November 2012 Date: Title: Remarks to the ALI CLE 2012 Conference on Life Insurance Company Products Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

Published date grouping:October 2012 Date: Title: Remarks at the George Washington University Center for Law, Economics and Finance Fourth Annual Regulatory Reform Symposium Speaker:

Chairman Mary L. Schapiro

Published date grouping:October 2012 Date: Title: Keynote Address at the National Society of Compliance Professionals National Meeting Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:October 2012 Date: Title: Conflicts of Interest and Risk Governance Speaker:

Carlo V. di Florio

Director, Office of Compliance Inspections and Examinations*

Published date grouping:October 2012 Date: Title: Speech by SEC Commissioner: Enhancing Disclosure in the Municipal Securities Market: What Now? Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:October 2012 Date: Title: Taking a No-Nonsense Approach to Enforcing the Federal Securities Laws Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

Published date grouping:October 2012 Date: Title: The Expanded Role of Economists in SEC Rulemaking Speaker:

Craig M. Lewis

Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation
U.S. Securities & Exchange Commission

Published date grouping:October 2012 Date: Title: Speech by SEC Chairman: Remarks at 2012 New England Securities Conference Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

Published date grouping:October 2012 Date: Title: “Market 2012: Time for a Fresh Look at Equity Market Structure and Self-Regulation” Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2012 Date: Title: Speech by SEC Commissioner: Remarks to American Bar Association International Section Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:October 2012 Date: Title: Introductory Remarks at SEC's Market Technology Roundtable Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

Published date grouping:October 2012 Date: Title: Speech by SEC Commissioner: Bringing Municipal Bond Trading Into the Light Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:September 2012 Date: Title: Crisis and Conflicts Speaker:

Ethiopis Tafara

Director, Office of International Affairs
U.S. Securities and Exchange Commission

Published date grouping:September 2012 Date: Title: "SEC Priorities in Perspective" Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:September 2012 Date: Title: Remarks at Third SAIS Global Conference on Women in the Boardroom Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:September 2012 Date: Title: Working to Achieve the American Dream: Remarks to the Hispanic Bar Association of the District of Columbia Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

Published date grouping:September 2012 Date: Title: Remarks Regarding the Fixed Income Markets at the Conference on Financial Markets Quality Speaker:

Commissioner Daniel M. Gallagher

Georgetown University McDonough School of Business

Published date grouping:September 2012 Date: Title: Slide Presentation (PDF): Update from the Division of Corporation Finance, 2012 AICPA National Conference on Banks & Savings Institutions Speaker:
Stephanie Ciboroski, Mark Shannon
Published date grouping:August 2012 Date: Title: Remarks Before the 2012 American Accounting Association Annual Meeting - Policy Choices Informed by Root Cause Analysis and the Audit Performance Feedback Loop – Investors are counting on all of us Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

Published date grouping:July 2012 Date: Title: Speech by SEC Commissioner: Remarks on News Conference Call About the SEC’s Report on the Municipal Securities Market Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:July 2012 Date: Title: Remarks at Society of Corporate Secretaries & Governance Professionals, 66th National Conference on "The Shape of Things to Come" Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

Published date grouping:June 2012 Date: Title: Pension Funds as Owners and Investors: A Voice for Working Families Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:June 2012 Date: Title: Remarks to the IRI 2012 Government, Legal & Regulatory Conference Speaker:

Susan Nash

Associate Director, Division of Investment Management
U.S. Securities and Exchange Commission

Published date grouping:June 2012 Date: Title: Speech by SEC Chairman: Remarks at the Meeting of the Investor Advisory Committee Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

Published date grouping:June 2012 Date: Title: Public Statement by Commissioner: Investor Voices Renewed: The New Investor Advisory Committee Speaker:

Commissioner Luis A. Aguilar

Investor Advisory Committee
U.S. Securities and Exchange Commission

Published date grouping:June 2012 Date: Title: Outline of Dodd-Frank Act and JOBS Act Speaker:

Lori Schock
Director, Office of Investor Education and Advocacy

InvestEd 2012

Published date grouping:June 2012 Date: Title: Speech by SEC Commissioner: Remarks at the Conference on Current Topics in Financial Regulation, organized by the Center for the Study of Financial Regulation, University of Notre Dame Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:June 2012 Date: Title: Risk Assessment at the U.S. Securities & Exchange Commission Speaker:

Craig M. Lewis

Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation
U.S. Securities & Exchange Commission

Published date grouping:May 2012 Date: Title: Speech by SEC Commissioner: Remarks Before the Financial Accounting Foundation's 2012 Annual Board of Trustees Dinner Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:May 2012 Date: Title: Remarks at AICPA Council Spring Meeting Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

Published date grouping:May 2012 Date: Title: Remarks at the 37th International Organization of Securities Commissions Annual Conference Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:May 2012 Date: Title: Speech by SEC Staff: What SEC Registration Means for Hedge Fund Advisers Speaker:

Norm Champ

Deputy Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission

Published date grouping:May 2012 Date: Title: Advocating for Greater Federal and State Securities Regulatory Cooperation and Collaboration Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:May 2012 Date: Title: Speech by SEC Staff: Address at the Private Equity International Private Fund Compliance Forum Speaker:

Carlo V. di Florio

Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission

Published date grouping:May 2012 Date: Title: Summary of Remarks at a Meeting of OTC Derivatives Regulators Speaker:
Chairman Mary L. Schapiro
Published date grouping:May 2012 Date: Title: Remarks before AusBiotech Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:April 2012 Date: Title: Remarks to the American Chamber of Commerce in Australia Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:April 2012 Date: Title: Remarks to the IFRS Taxonomy Annual Convention 2012 Speaker:

Mike Starr

Deputy Chief Accountant
U.S. Securities and Exchange Commission

Published date grouping:April 2012 Date: Title: Remarks at the 44th Annual Rocky Mountain Securities Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:March 2012 Date: Title: Speech by SEC Chairman: Remarks at the SIFMA C&L Conference Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

Published date grouping:March 2012 Date: Title: Remarks at the 2012 Mutual Funds and Investment Management Conference Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

Published date grouping:March 2012 Date: Title: Speech by Commissioner: Why Seniors Are More Vulnerable Now As Targets for Financial Abuse Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:March 2012 Date: Title: Speech by SEC Chairman: Remarks at the Society of American Business Editors and Writers (SABEW) Annual Convention Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

Published date grouping:March 2012 Date: Title: Keynote Address at PLI - Eleventh Annual Institute on Securities Regulation in Europe Speaker:

Meredith Cross

Director, Division of Corporation Finance
U.S. Securities and Exchange Commission

Published date grouping:March 2012 Date: Title: Keynote Address: Investment Adviser Association Investment Adviser Compliance Conference/2012 Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:March 2012 Date: Title: Ongoing Regulatory Reform in the Global Capital Markets Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:February 2012 Date: Title: “Broker-Dealer Anti-Money Laundering Compliance – Learning Lessons from the Past and Looking to the Future” Speaker:

David W. Blass

Chief Counsel, Division of Trading and Markets
U.S. Securities and Exchange Commission

Published date grouping:February 2012 Date: Title: Remarks at The SEC Speaks in 2012 Speaker:

Commissioner Elisse B. Walter

Published date grouping:February 2012 Date: Title: Remarks at “The SEC Speaks in 2012” Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities & Exchange Commission

Published date grouping:February 2012 Date: Title: Shining a Light on Expenditures of Shareholder Money Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:February 2012 Date: Title: Remarks at “The SEC Speaks in 2012” Speaker:

Commissioner Troy A. Paredes

U.S. Securities & Exchange Commission

Published date grouping:February 2012 Date: Title: Speech by SEC Chairman: Remarks at the Practising Law Institute’s SEC Speaks Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

Published date grouping:February 2012 Date: Title: Remarks at the Credit Suisse Global Equity Trading Forum Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2012 Date: Title: Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment Speaker:

Craig Olinger

Published date grouping:February 2012 Date: Title: Remarks Before the PLI Investment Management Institute 2012 Speaker:

Eileen P. Rominger

Director, Division of Investment Management
U.S. Securities and Exchange Commission

Published date grouping:February 2012 Date: Title: Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment Speaker:
Craig Olinger
Published date grouping:February 2012 Date: Title: Speech by SEC Staff: Remarks on News Conference Call About Case Against Credit Suisse Investment Bankers Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

Published date grouping:January 2012 Date: Title: Speech by SEC Staff: Remarks at the Compliance Outreach Program Speaker:

Carlo V. di Florio

Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission*

Published date grouping:January 2012 Date: Title: Speech by SEC Staff: Remarks at Joint News Conference to Announce RMBS Working Group Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

Published date grouping:January 2012 Date: Title: Speech by SEC Staff: News Conference Remarks Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

Published date grouping:January 2012 Date: Title: Remarks at the SRO Outreach Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission