Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, view the Speeches Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:February 2015 Date: Title: Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2015 Date: Title: Remarks at the “SEC Speaks” Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Remarks at The SEC Speaks in 2015 Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2015 Date: Title: Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Effective Disclosure for the 21st Century Investor Speaker:

Rick A. Fleming, Investor Advocate

Published date grouping:February 2015 Date: Title: Chairman’s Address at SEC Speaks 2015 Speaker:

Chair Mary Jo White

Published date grouping:February 2015 Date: Title: Why is the SEC Wavering on Waivers? Remarks at the 37th Annual Conference on Securities Regulation and Business Law Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2015 Date: Title: Opening Remarks on SEC Investor Education and Advocacy to Military Service Men and Women at Ft. Hood Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2015 Date: Title: Rule 14a-8: Conflicting Proposals, Conflicting Views Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Published date grouping:February 2015 Date: Title: The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Advocating for Investors Saving for Retirement Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Protecting Elderly Investors from Financial Exploitation: Questions to Consider Speaker:

Rick A. Fleming, Investor Advocate

Published date grouping:January 2015 Date: Title: Can the U.S. Be an International Financial Center? Remarks at Women in Housing & Finance Public Policy Luncheon Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:January 2015 Date: Title: Public Service: An Obligation and Opportunity for Lawyers Speaker:

Chair Mary Jo White

Published date grouping:December 2014 Date: Title: Enhancing Risk Monitoring and Regulatory Safeguards for the Asset Management Industry Speaker:

Chair Mary Jo White

Published date grouping:December 2014 Date: Title: Remarks to the ICI 2014 Securities Law Developments Conference Speaker:

Norm Champ
Director, Division of Investment Management

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

T. Kirk Crews
Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks Before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Christopher F. Rogers

Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Kevin M. Stout

Senior Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Carlton E. Tartar

Associate Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Steve Mack
Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Dan Murdock

Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Hillary H. Salo

Professional Accounting Fellow, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

James Schnurr

Chief Accountant, Office of the Chief Accountant

Published date grouping:December 2014 Date: Title: Remarks Before the Consumer Federation of America’s 27th Annual Financial Services Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2014 Date: Title: Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2014 Date: Title: Remarks to the American Bar Association's Business Law Section Fall Meeting Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

Published date grouping:November 2014 Date: Title: Remarks at 31st International Conference on the Foreign Corrupt Practices Act Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

Published date grouping:November 2014 Date: Title: Remarks at the 15th Annual "Live from the SEC" Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2014 Date: Title: Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products Speaker:

Norm Champ

Director, Division of Investment Management, U.S. Securities and Exchange Commission

Published date grouping:October 2014 Date: Title: Remarks to the SIFMA Complex Products Forum Speaker:

Norm Champ, Director, Division of Investment Management

Published date grouping:October 2014 Date: Title: The Importance of the SEC’s Rulemaking Agenda - You Are What You Prioritize:
Remarks at the 47th Annual Securities Regulation Seminar of the Los Angeles County Bar Association
Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2014 Date: Title: Remarks before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2014 Date: Title: The Securities and Exchange Commission — The Next 80 Years: The 15th Annual A.A. Sommer Jr. Lecture on Corporate, Securities and Financial Law Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2014 Date: Title: Remarks to the Securities Enforcement Forum 2014 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2014 Date: Title: Shaping Company Disclosure: Remarks before the George A. Leet Business Law Conference Speaker:

Keith F. Higgins
Director, Division of Corporation Finance

Published date grouping:October 2014 Date: Title: The Challenge of Coverage, Accountability and Deterrence in Global Enforcement Speaker:

Chair Mary Jo White

Published date grouping:September 2014 Date: Title: Remarks at the National Association of Plan Advisors D.C. Fly-In Forum Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2014 Date: Title: The Commission’s Production and Use of Structured Data Speaker:

Mark J. Flannery

Chief Economist and Director

Published date grouping:September 2014 Date: Title: Whatever Happened to Promoting Small Business Capital Formation? Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2014 Date: Title: Remarks at the 2014 SRO Outreach Conference Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2014 Date: Title: Remarks to the Georgetown University Center for Financial Markets and Policy Conference on Financial Markets Quality Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2014 Date: Title: Collaboration, Cooperation and Oversight Speaker:

Chair Mary Jo White

Published date grouping:September 2014 Date: Title: Completing the Journey: Women as Directors of Public Companies Speaker:

Chair Mary Jo White

Published date grouping:September 2014 Date: Title: Remarks to the Practising Law Institute, Hedge Fund Management Seminar 2014 Speaker:

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Published date grouping:August 2014 Date: Title: The Case for User Fees Speaker:

Rick A. Fleming

Investor Advocate

Published date grouping:August 2014 Date: Title: Remarks at the 2014 Municipal Finance Conference presented by The Bond Buyer and Brandeis International Business School Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2014 Date: Title: Remarks at AEI Conference on Financial Stability Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2014 Date: Title: Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference Speaker:

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Published date grouping:June 2014 Date: Title: Remarks to the Practising Law Institute, Private Equity Forum Speaker:

Norm Champ

Director, Division of Investment Management

Published date grouping:June 2014 Date: Title: Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance Speaker:

Commissioner Luis A. Aguilar

Published date grouping:June 2014 Date: Title: A Few Things Directors Should Know About the SEC Speaker:

Chair Mary Jo White

Published date grouping:June 2014 Date: Title: Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors Speaker:

Chair Mary Jo White

Published date grouping:June 2014 Date: Title: Remarks Before the Peterson Institute of International Economics Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2014 Date: Title: Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus Speaker:

Commissioner Luis A. Aguilar

Published date grouping:June 2014 Date: Title: Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:June 2014 Date: Title: Enhancing Our Equity Market Structure Speaker:

Chair Mary Jo White

Published date grouping:May 2014 Date: Title: Remarks before FINRA's Division of Market Regulation Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2014 Date: Title: Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2014 Date: Title: Presentation to the PCAOB Forum on Auditing Smaller Broker-Dealers Speaker:

Kevin M. Stout

Senior Associate Chief Accountant

Published date grouping:May 2014 Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Andrew Ceresney

Director of the Division of Enforcement

Published date grouping:May 2014 Date: Title: Remarks at the Financial Accounting Foundation Trustees Dinner Speaker:

Chair Mary Jo White

Published date grouping:May 2014 Date: Title: Three Key Pressure Points in the Current Enforcement Environment Speaker:

Chair Mary Jo White

Published date grouping:May 2014 Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2014 Date: Title: Remarks to the First Annual Conference on the Regulation of Financial Markets Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2014 Date: Title: Introductory Remarks at The Evolving Role of Compliance in the Securities Industry Presentation Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2014 Date: Title: Remarks at the 46th Annual Rocky Mountain Securities Conference Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2014 Date: Title: Remarks to the Council of Institutional Investors Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2014 Date: Title: Spreading Sunshine in Private Equity Speaker:

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

Published date grouping:April 2014 Date: Title: Looking at Corporate Governance from the Investor’s Perspective Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2014 Date: Title: Closing Remarks at the SEC's 24th Annual International Institute for Market Development Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:April 2014 Date: Title: What Drives the Complexity and Speed of our Markets? Speaker:

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

Published date grouping:April 2014 Date: Title: The Future of Capital Formation Speaker:

Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis

Published date grouping:April 2014 Date: Title: Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting Speaker:

Keith F. Higgins

Director, Division of Corporation Finance

Published date grouping:April 2014 Date: Title: Remarks before The North American Securities Administrators Association 2014 Public Policy Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2014 Date: Title: NASAA and the SEC: Presenting a United Front to Protect Investors Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2014 Date: Title: Welcoming Remarks at the SEC 24th Annual International Institute for Securities Market Development Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2014 Date: Title: Remarks Before the SEC / Academy of Finance Student Shadowing Program Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:April 2014 Date: Title: Remarks before the 5th Annual DCIIA Public Policy Forum Speaker:

David W. Grim

Deputy Director, Division of Investment Management[1]

Published date grouping:April 2014 Date: Title: Taking an Informed Approach to Issues Facing the Mutual Fund Industry Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2014 Date: Title: All-Encompassing Enforcement: The Robust Use of Civil and Criminal Actions to Police the Markets Speaker:

Chair Mary Jo White

Published date grouping:March 2014 Date: Title: Keynote Address at the 2014 Angel Capital Association Summit Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Published date grouping:March 2014 Date: Title: Remarks at the 26th Annual Corporate Law Institute, Tulane University Law School: Federal Preemption of State Corporate Governance Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:March 2014 Date: Title: Perspectives on Strengthening Enforcement Speaker:

Chair Mary Jo White

Published date grouping:March 2014 Date: Title: Protecting the Retail Investor Speaker:

Chair Mary Jo White

Published date grouping:March 2014 Date: Title: Keynote Address at PLI – Thirteenth Annual Institute on Securities Regulation in Europe Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Published date grouping:March 2014 Date: Title: Keynote Address at the Investment Company Institute 2014 Mutual Funds and Investment Management Conference Speaker:

Craig M. Lewis, Chief Economist and Director,
Division of Economic and Risk Analysis

Published date grouping:March 2014 Date: Title: Remarks to the 2014 Mutual Funds and Investment Management Conference Speaker:

Norm Champ

Director, Division of Investment Management[*]

Published date grouping:March 2014 Date: Title: Remarks to the 2014 IAA Investment Adviser Compliance Conference Speaker:

Norm Champ
Director, Division of Investment Management

Published date grouping:March 2014 Date: Title: People Handling Other Peoples’ Money Speaker:

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

Published date grouping:March 2014 Date: Title: Remarks to the PLI Investment Management Institute Speaker:

Norm Champ
Director, Division of Investment Management

Published date grouping:March 2014 Date: Title: Remarks at AIMA Global Policy & Regulatory Forum Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2014 Date: Title: Remarks Given at the Institute of International Bankers 25th Annual Washington Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:February 2014 Date: Title: Slide Presentation (PDF): Regarding Audit Committees at SEC Speaks 2014 Speaker:

Paul Beswick
Chief Accountant
Office of the Chief Accountant

Published date grouping:February 2014 Date: Title: An Open Letter to the SEC Staff Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Published date grouping:February 2014 Date: Title: Remarks at the “SEC Speaks” Conference Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:February 2014 Date: Title: Addressing Known Risks to Better Protect Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:February 2014 Date: Title: Chairman’s Address at SEC Speaks 2014 Speaker:

Chair Mary Jo White

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