Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Speech by SEC Chairman: Remarks at 2012 New England Securities Conference Speaker:

Chairman Mary L. Schapiro

 Type:Statement
Date: Title: Speech by SEC Chairman: Remarks at 2012 New England Securities Conference Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: “Market 2012: Time for a Fresh Look at Equity Market Structure and Self-Regulation” Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Speech by SEC Commissioner: Remarks to American Bar Association International Section Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Introductory Remarks at SEC's Market Technology Roundtable Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Commissioner: Bringing Municipal Bond Trading Into the Light Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Crisis and Conflicts Speaker:

Ethiopis Tafara

Director, Office of International Affairs
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: "SEC Priorities in Perspective" Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at Third SAIS Global Conference on Women in the Boardroom Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Working to Achieve the American Dream: Remarks to the Hispanic Bar Association of the District of Columbia Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks Regarding the Fixed Income Markets at the Conference on Financial Markets Quality Speaker:

Commissioner Daniel M. Gallagher

Georgetown University McDonough School of Business

 Type:Speech
Date: Title: Slide Presentation (PDF): Update from the Division of Corporation Finance, 2012 AICPA National Conference on Banks & Savings Institutions Speaker:
Stephanie Ciboroski, Mark Shannon
 Type:Speech
Date: Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings Speaker:

Chairman Mary L. Schapiro

 Type:Statement
Date: Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings Speaker:

Commissioner Troy A. Paredes

 Type:Statement
Date: Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings Speaker:

Commissioner Elisse B. Walter

 Type:Statement
Date: Title: Increasing the Vulnerability of Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Statement on the Regulation of Money Market Funds Speaker:

Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Statement Regarding Money Market Funds Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Chairman Mary L. Schapiro

 Type:Statement
Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Troy A. Paredes

 Type:Statement
Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Elisse B. Walter

 Type:Statement
Date: Title: Requiring Disclosure to Increase Transparency Regarding the Sourcing of Conflict Minerals Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Remarks Before the 2012 American Accounting Association Annual Meeting - Policy Choices Informed by Root Cause Analysis and the Audit Performance Feedback Loop – Investors are counting on all of us Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Commissioner: Remarks on News Conference Call About the SEC’s Report on the Municipal Securities Market Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Testimony on Title VII Implementation Speaker: by Robert Cook
Director, Division of Trading & Markets
U.S. Securities and Exchange Commission 		Type:Testimony
Date: Title: Remarks at Society of Corporate Secretaries & Governance Professionals, 66th National Conference on "The Shape of Things to Come" Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity Speaker:

Commissioner Elisse B. Walter

 Type:Statement
Date: Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity Speaker:

Chairman Mary L. Schapiro

 Type:Statement
Date: Title: “Smart Regulation: Keeping the Door Open for Effective Ideas” Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Testimony Concerning the "JOBS Act in Action Part II: Overseeing Effective Implementation of the JOBS Act at the SEC" Speaker: by Chairman Mary L. Schapiro
U.S. Securities and Exchange Commission 		Type:Testimony
Date: Title: Pension Funds as Owners and Investors: A Voice for Working Families Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks to the IRI 2012 Government, Legal & Regulatory Conference Speaker:

Susan Nash

Associate Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Testimony on “Perspectives on Money Market Mutual Fund Reforms” Speaker: by Chairman Mary L. Schapiro
U.S. Securities and Exchange Commission 		Type:Testimony
Date: Title: Testimony on "Examining Bank Supervision and Risk Management in Light of JPMorgan Chase's Trading Loss" Speaker: by Chairman Mary L. Schapiro
U.S. Securities and Exchange Commission 		Type:Testimony
Date: Title: Public Statement by Commissioner: Investor Voices Renewed: The New Investor Advisory Committee Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Public Statement by Commissioner: Investor Voices Renewed: The New Investor Advisory Committee Speaker:

Commissioner Luis A. Aguilar

Investor Advisory Committee
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Chairman: Remarks at the Meeting of the Investor Advisory Committee Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Outline of Dodd-Frank Act and JOBS Act Speaker:

Lori Schock
Director, Office of Investor Education and Advocacy

InvestEd 2012

 Type:Speech
Date: Title: Speech by SEC Commissioner: Remarks at the Conference on Current Topics in Financial Regulation, organized by the Center for the Study of Financial Regulation, University of Notre Dame Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Risk Assessment at the U.S. Securities & Exchange Commission Speaker:

Craig M. Lewis

Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation
U.S. Securities & Exchange Commission

 Type:Speech
Date: Title: Testimony on Implementing Derivatives Reform: Reducing Systemic Risk and Improving Market Oversight Speaker: Chairman Mary L. Schapiro
Type:Testimony
Date: Title: Speech by SEC Commissioner: Remarks Before the Financial Accounting Foundation's 2012 Annual Board of Trustees Dinner Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Testimony on "Examining the Settlement Practices of U.S. Financial Regulators" Speaker: by Robert Khuzami
Director, Division of Enforcement
U.S. Securities and Exchange Commission 		Type:Testimony
Date: Title: Remarks at AICPA Council Spring Meeting Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 37th International Organization of Securities Commissions Annual Conference Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
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