Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Testimony on “Oversight of the SEC’s Division of Trading and Markets” Speaker:

Stephen Luparello, Director
Division of Trading and Markets

 Type:Testimony
Date: Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules Speaker:

Commissioner Michael S. Piwowar

 Type:Statement
Date: Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules Speaker:

Commissioner Kara M. Stein

 Type:Statement
Date: Title: A Few Things Directors Should Know About the SEC Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Remarks Before the Peterson Institute of International Economics Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Enhancing Our Equity Market Structure Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Statement on 2nd Circuit Decision Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

 Type:Statement
Date: Title: Remarks before FINRA's Division of Market Regulation Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Presentation to the PCAOB Forum on Auditing Smaller Broker-Dealers Speaker:

Kevin M. Stout

Senior Associate Chief Accountant

 Type:Speech
Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Andrew Ceresney

Director of the Division of Enforcement

 Type:Speech
Date: Title: Remarks at the Financial Accounting Foundation Trustees Dinner Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Three Key Pressure Points in the Current Enforcement Environment Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Remarks to the First Annual Conference on the Regulation of Financial Markets Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Comment Letter on the OFR Asset Management and Financial Stability Report Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Testimony before the Subcommittee on Financial Services and General Government Committee on Appropriations Speaker:

Chair Mary Jo White

 Type:Testimony
Date: Title: Statement on Jury’s Verdict in Case Against the Wylys: Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

 Type:Statement
Date: Title: Introductory Remarks at The Evolving Role of Compliance in the Securities Industry Presentation Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Remarks at the 46th Annual Rocky Mountain Securities Conference Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Remarks to the Council of Institutional Investors Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Spreading Sunshine in Private Equity Speaker:

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

 Type:Speech
Date: Title: Statement of the Division of Corporation Finance on the Conflict Minerals Decision Speaker:

Keith F. Higgins
Director, SEC Division of Corporation Finance

 Type:Statement
Date: Title: Statement on WKSI Waivers Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Testimony on “Oversight of the SEC’s Agenda, Operations and FY 2015 Budget Request” Speaker:

Chair Mary Jo White

 Type:Testimony
Date: Title: Dissenting Statement in the Matter of The Royal Bank of Scotland Group, plc, Regarding Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer Speaker:

Commissioner Kara M. Stein

 Type:Statement
Date: Title: Joint Statement on the Conflict Minerals Decision Speaker:

Commissioners Daniel M. Gallagher and Michael S. Piwowar

 Type:Statement
Date: Title: Looking at Corporate Governance from the Investor’s Perspective Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Closing Remarks at the SEC's 24th Annual International Institute for Market Development Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: What Drives the Complexity and Speed of our Markets? Speaker:

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: The Future of Capital Formation Speaker:

Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis

 Type:Speech
Date: Title: Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting Speaker:

Keith F. Higgins

Director, Division of Corporation Finance

 Type:Speech
Date: Title: Remarks before The North American Securities Administrators Association 2014 Public Policy Conference Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: NASAA and the SEC: Presenting a United Front to Protect Investors Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Welcoming Remarks at the SEC 24th Annual International Institute for Securities Market Development Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Remarks Before the SEC / Academy of Finance Student Shadowing Program Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Remarks before the 5th Annual DCIIA Public Policy Forum Speaker:

David W. Grim

Deputy Director, Division of Investment Management[1]

 Type:Speech
Date: Title: Taking an Informed Approach to Issues Facing the Mutual Fund Industry Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Testimony before the Subcommittee on Financial Services and General Government Speaker:

Chair Mary Jo White

 Type:Testimony
Date: Title: Keynote Address - SIFMA Compliance & Legal Society Annual Seminar Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Keynote Address at the 2014 Angel Capital Association Summit Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

 Type:Speech
Date: Title: Remarks at the 26th Annual Corporate Law Institute, Tulane University Law School: Federal Preemption of State Corporate Governance Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Opening Statement at SEC Roundtable on Cybersecurity Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement at SEC Roundtable on Cybersecurity Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
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