Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Keynote Speech at the 7th Gulf Cooperation Council Regulators' Summit Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at "The SEC Speaks in 2013" Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at The SEC Speaks in 2013 Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Addressing Market Instability through Informed and Smart Regulation Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Making the Markets Safe for Informed Risk-Taking Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Shareholders Need Robust Disclosure to Exercise Their Voting Rights as Investors and Owners Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

 Type:Statement
Date: Title: Harnessing Tomorrow's Technology for Today's Investors and Markets Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Testimony on "Wall Street Reform: Oversight of Financial Stability and Consumer and Investor Protections" Speaker: by Elisse B. Walter
U.S. Securities and Exchange Commission 		Type:Testimony
Date: Title: Statement at Open Meeting on 2013 PCAOB Budget and Accounting Support Fee Speaker:

Chairman Elisse Walter

 Type:Statement
Date: Title: Statement at Open Meeting on 2013 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board's Proposed 2013 Budget and Accounting Support Fee Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Opening Remarks at Foreign Bribery and Corruption Training Conference Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Introductory Remarks at the SEC's Roundtable on Decimalization Speaker:

James R. Burns
Deputy Director, Division of Trading and Markets

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Opening Remarks at Meeting of Advisory Committee on Small and Emerging Companies Speaker:

Chairman Elisse Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks before the Corporate Directors Forum Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Private Equity Enforcement Concerns Speaker:

Bruce Karpati

Chief, SEC Enforcement Division's Asset Management Unit
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Statement concerning publication by IOSCO on January 21, 2012 of the Final Report on "Suitability Requirements with respect to the Distribution of Complex Financial Products." Speaker:

Commissioners Troy A. Paredes and Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Opening Remarks at Investor Advisory Committee Meeting on Responding to Recommendations Speaker:

Chairman Elisse Walter

 Type:Statement
Date: Title: Opening Remarks at Investor Advisory Committee Meeting on Responding to Recommendations Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Remarks before the U.S. Chamber Center for Capital Markets Competitiveness Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Enforcement Priorities in the Alternative Space Speaker:

Bruce Karpati

Chief, SEC Enforcement Division's Asset Management Unit
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Risk Modeling at the SEC:  The Accounting Quality Model Speaker:

Craig M. Lewis

Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation
U.S. Securities & Exchange Commission

 Type:Speech
Date: Title: Testimony on Title VII Implementation Speaker: by Robert Cook
Director, Division of Trading & Markets, U.S. Securities and Exchange Commission 		Type:Testimony
Date: Title: Remarks to the ALI CLE 2012 Conference on Investment Adviser Regulation: Legal and Compliance Forum on Institutional Advisory Services Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Statement on Money Market Funds as to Recent Developments Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Slide Presentation (PDF): Remarks before the 2012 AICPA National Conference on Current SEC and PCAOB Developments Speaker:
Craig Olinger
 Type:Speech
Date: Title: Slide Presentation (PDF): Remarks before the 2012 AICPA National Conference on Current SEC and PCAOB Developments - International Reporting Issues Speaker:
Craig Olinger
 Type:Speech
Date: Title: Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Jenifer Minke-Girard

Senior Associate Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Capital Formation from the Investor's Perspective Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the AICPA Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Paul A. Beswick

Acting Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks Before the 2012 AICPA National Conference on Current SEC and PCAOB Developments - Audit Policy and Current Auditing and Internal Control Matters Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks During News Conference Announcing Charges in a $276 Million Insider Trading Scheme Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks During News Conference Call About Enforcement Actions Against J.P. Morgan and Credit Suisse Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks During News Conference About Enforcement Actions Against BP Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Effective Small Business Capital Formation Requires Investor Protection to Foster Investor Confidence Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks During News Briefing About SEC-DOJ FCPA Guide Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the Financial Stability Oversight Council Meeting Speaker:

Chairman Mary L. Schapiro

 Type:Speech
Date: Title: Remarks to the ALI CLE 2012 Conference on Life Insurance Company Products Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the George Washington University Center for Law, Economics and Finance Fourth Annual Regulatory Reform Symposium Speaker:

Chairman Mary L. Schapiro

 Type:Speech
Date: Title: Keynote Address at the National Society of Compliance Professionals National Meeting Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Conflicts of Interest and Risk Governance Speaker:

Carlo V. di Florio

Director, Office of Compliance Inspections and Examinations*

 Type:Speech
Date: Title: Speech by SEC Commissioner: Enhancing Disclosure in the Municipal Securities Market: What Now? Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Taking a No-Nonsense Approach to Enforcing the Federal Securities Laws Speaker:

Commissioner Luis Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: The Expanded Role of Economists in SEC Rulemaking Speaker:

Craig M. Lewis

Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation
U.S. Securities & Exchange Commission

 Type:Speech
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