Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Email Subscription E-mail Updates: To sign up for updates, please enter your e-mail address below.

CLEAR ALL

Speeches and Statements Table

Speaker
Date: Title: Perspectives on Strengthening Enforcement Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Protecting the Retail Investor Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Keynote Address at PLI – Thirteenth Annual Institute on Securities Regulation in Europe Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

 Type:Speech
Date: Title: Encouraging Economic Discourse Speaker:

Craig M. Lewis, Chief Economist and Director,
Division of Economic and Risk Analysis

 Type:Speech
Date: Title: Remarks to the 2014 Mutual Funds and Investment Management Conference Speaker:

Norm Champ

Director, Division of Investment Management[*]

 Type:Speech
Date: Title: Statement at Open Meeting on Rules for Systemically Important and Security-Based Swap Clearing Agencies Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement at Open Meeting on Rules for Systemically Important and Security-Based Swap Clearing Agencies Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Rules for Systemically Important and Security-Based Swap Clearing Agencies Speaker:

Commissioner Kara M. Stein

 Type:Statement
Date: Title: Statement at Open Meeting on Rules for Systemically Important and Security-Based Swap Clearing Agencies Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Rules for Systemically Important and Security-Based Swap Clearing Agencies Speaker:

Commissioner Michael S. Piwowar

 Type:Statement
Date: Title: Statement on Judge's Ruling on Sanctions for Fabrice Tourre Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

 Type:Statement
Date: Title: Remarks to the 2014 IAA Investment Adviser Compliance Conference Speaker:

Norm Champ
Director, Division of Investment Management

 Type:Speech
Date: Title: Statement on Jury Verdict in Insider Trading Case Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

 Type:Statement
Date: Title: People Handling Other Peoples’ Money Speaker:

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

 Type:Speech
Date: Title: Remarks to the PLI Investment Management Institute Speaker:

Norm Champ
Director, Division of Investment Management

 Type:Speech
Date: Title: Remarks at AIMA Global Policy & Regulatory Forum Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Statement on Proposed SEC Budget for Fiscal 2015 Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Remarks Given at the Institute of International Bankers 25th Annual Washington Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Statement on the Re-Opening of the Comment Period for Asset-Backed Securities Disclosure and Registration Speaker:

Commissioner Michael S. Piwowar

 Type:Statement
Date: Title: Slide Presentation (PDF): Regarding Audit Committees at SEC Speaks 2014 Speaker:

Paul Beswick
Chief Accountant
Office of the Chief Accountant

 Type:Speech
Date: Title: An Open Letter to the SEC Staff Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the “SEC Speaks” Conference Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Addressing Known Risks to Better Protect Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Chairman’s Address at SEC Speaks 2014 Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Statement on Court Filing by SEC to Protect Whistleblowers From Retaliation Speaker:

Sean McKessy
Chief, Office of the Whistleblower

 Type:Statement
Date: Title: Statement on Verdict in Jury Trial of Fund Manager Involved in Petters Ponzi Scheme Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

 Type:Statement
Date: Title: Remarks before Trader Forum 2014 Equity Trading Summit Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Testimony on “Oversight of Financial Stability and Data Security” Speaker:

Chair Mary Jo White

 Type:Testimony
Date: Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Michael S. Piwowar

 Type:Statement
Date: Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Kara M. Stein

 Type:Statement
Date: Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Testimony on “The Impact of the Volcker Rule on Job Creators, Part II” Speaker:

Chair Mary Jo White

 Type:Testimony
Date: Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Remarks on the Volcker Rule’s Market Making Exemption Speaker:

John Ramsay
Acting Director
Division of Trading and Markets

 Type:Speech
Date: Title: Protecting the Financial Future of Seniors and Retirees Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Statement on Life Partners Verdict Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

 Type:Statement
Date: Title: Statement on Financial Accounting Foundation Announcement Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: The SEC in 2014 Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Advancing and Defending the SEC’s Core Mission Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Remarks to the Forum for Corporate Directors, Orange County, California Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: The Philosophies of Capital Requirements Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Making A Difference Through Public Service Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Dissenting Statement Regarding Adoption of Interim Final Rule Regarding Certain CDOs Backed by TruPS as a "Companion Rule" to the Volcker Rule Speaker:

Commissioner Michael S. Piwowar

 Type:Statement
Date: Title: Statement on the Commission’s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1) Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

 Type:Statement
Date: Title: Joint Statement regarding Treatment of Certain Collateralized Debt Obligations Backed by Trust Preferred Securities under the Rules implementing Section 619 of the Dodd-Frank Act Speaker:

Office of the Comptroller of the Currency

Board of Governors of the Federal Reserve System

Federal Deposit Insurance Corporation

Securities and Exchange Commission

 Type:Statement
Date: Title: Statement of Commissioner Daniel M. Gallagher Regarding the Removal of Certain References to Credit Ratings Under the Securities and Exchange Act of 1934 and the Investment Company Act Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies Speaker:

Commissioner Michael S. Piwowar

 Type:Statement
2301 to 2350 of 2653 items