Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: The Importance of Independence Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Focusing on Fundamentals: The Path to Address Equity Market Structure Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Deploying the Full Enforcement Arsenal Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Financial Reporting and Accounting Fraud Speaker:

Andrew Ceresney

Co-Director of the Division of Enforcement

 Type:Speech
Date: Title: Statement on SEC Enforcement Action Against JPMorgan Speaker:

George Canellos
Co-Director of the SEC's Division of Enforcement

 Type:Statement
Date: Title: Slide Presentation (PDF): Update from the Division of Corporation Finance and the Office of the Chief Accountant, 2013 AICPA National Conference on Banks & Savings Institutions Speaker:

Stephanie J. Ciboroski, Senior Assistant Chief Accountant; Matthew Schell, Professional Accounting Fellow; and Mark Shannon, Associate Chief Accountant

 Type:Speech
Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors and Pay Ratio Disclosure Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors and Pay Ratio Disclosure Speaker:

Commissioner Michael S. Piwowar

 Type:Statement
Date: Title: Statement at Open Meeting on Pay Ratio Disclosures Speaker:

Commissioner Kara M. Stein

 Type:Statement
Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Pay Ratio Disclosures Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors Speaker:

Commissioner Kara M. Stein

 Type:Statement
Date: Title: Statement at Open Meeting on Pay Ratio Disclosures Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Celebrating National Hispanic Heritage Month by Recognizing Achievements and Looking Ahead Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: Current SEC Priorities Regarding Hedge Fund Managers Speaker:

Norm Champ

Director of the Division of Investment Management

 Type:Speech
Date: Title: The Need for Effective Regulation of the Asset-Backed Securities Market Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

 Type:Statement
Date: Title: Statement on the Re-Proposal of Rules Related to Risk Retention Speaker:

Commissioner Kara M. Stein
U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Statement Regarding Joint Rule Reproposal Concerning Credit Risk Retention Speaker:

Commissioner Michael S. Piwowar

Securities and Exchange Commission

 Type:Statement
Date: Title: Dissenting Statement of Commissioner Daniel M. Gallagher Concerning Re-Proposal of Rules Implementing the Credit Risk Retention Provisions of the Dodd-Frank Act Speaker:

Commissioner Daniel M.Gallagher

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Statement on Nasdaq Trading Interruption Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement on Commissioners Elisse B. Walter and Troy A. Paredes upon the completion of their terms, and their succession by Kara M. Stein and Dr. Michael S. Piwowar Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement upon Departure from the Commission Speaker:

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Statement on the Tourre Verdict Speaker:

Andrew Ceresney

Co-Director of the SEC's Division of Enforcement

 Type:Statement
Date: Title: Strengthening Oversight of Broker-Dealers by Instituting a Framework to Prevent Another Madoff Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

 Type:Statement
Date: Title: Statement by Commissioners Gallagher and Paredes Concerning Commission Adoption of a Final Rule Regarding Assets Being Held by Broker-Dealers Speaker:

Commissioner Troy A. Paredes
Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: The Commission’s Registration Process: How to Better Administer an Ounce of Prevention Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Testimony on “Mitigating Systemic Risk in the Financial Markets through Wall Street Reforms” Speaker:

Chair Mary Jo White

 Type:Testimony
Date: Title: Remarks at Society of Corporate Secretaries & Governance Professionals Speaker:

Commissioner Daniel M. Gallagher

 
 Type:Speech
Date: Title: Addressing Investor Risks in the Retail Forex Business Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Commissioner Elisse B. Walter

 Type:Statement
Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Commissioner Troy A. Paredes

 Type:Statement
Date: Title: Open Meeting Statement on General Solicitation for Rule 506 of Regulation D Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Open Meeting Statement on Disqualifying Bad Actors under Rule 506 of Regulation D Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Testimony on SEC Budget Speaker:

Chair Mary Jo White

 Type:Testimony
Date: Title: Corporate Disclosure: The Stage, the Audience and the Players Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Transformational Technologies, Market Structure, and the SEC Speaker:

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks to the 2013 Insured Retirement Institute Government, Legal & Regulatory Conference Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the DirectWomen Board Institute Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the SEC Historical Society Annual Meeting Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Opening Statement at the SEC Open Meeting Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement at Open Meeting on Money Market Fund Reforms Speaker:

Commissioner Troy A. Paredes

 Type:Statement
Date: Title: Statement at Open Meeting on Money Market Fund Reforms Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Money Market Fund Reforms Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Money Market Fund Reforms Speaker:

Commissioner Elisse B. Walter

 Type:Statement
Date: Title: Money Market Mutual Fund Reform: Opening Statement at the SEC Open Meeting Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Keynote Luncheon Speech Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
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