Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Promoting Investor Protection in Small Business Capital Formation Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies Speaker:

Commissioner Kara M. Stein

 Type:Statement
Date: Title: Statement at Open Meeting on Rules to Increase Access to Capital for Smaller Companies Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: International Reporting Issues Speaker:

Craig Olinger

Deputy Chief Accountant, Division of Corporation Finance

Jill Davis

Associate Chief Accountant, Division of Corporation Finance

 Type:Speech
Date: Title: National Conference on Current SEC & PCAOB Developments Speaker:

Craig Olinger

Deputy Chief Accountant, Division of Corporation Finance

 Type:Speech
Date: Title: The Impacts of Post-Crisis Global Regulatory Reforms on Financial Markets Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Statement on the Volcker Rule: Reducing Systemic Risk By Banning Excessive Proprietary Trading with Depositors’ Money Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Dissenting Statement Regarding Adoption of Rule Implementing the Volcker Rule Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement Regarding Adoption of Rule Implementing the Volcker Rule Speaker:

Commissioner Kara M. Stein

 Type:Statement
Date: Title: Dissenting Statement Regarding Adoption of Rule Implementing the Volcker Rule Speaker:

Commissioner Michael S. Piwowar

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Adoption of the Volcker Rule Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Remarks at the AICPA 2013 Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant

 Type:Speech
Date: Title: Remarks Before the 2013 AICPA National Conference on Current SEC and PCAOB Developments — Audit Policy and Current Auditing and Internal Control Matters Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

 Type:Speech
Date: Title: Remarks at the AICPA 2013 Conference on Current SEC and PCAOB Developments Speaker:

Paul Beswick

Chief Accountant, Office of the Chief Accountant
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: The Benefit of Hindsight and the Promise of Foresight: A Proposal for A Comprehensive Review of Equity Market Structure Speaker:

Commissioner Michael S. Piwowar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 2nd Annual Institute for Corporate Counsel Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Opening Statement at the Proxy Advisory Services Roundtable Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: “Seeing Capital Markets Through Investor Eyes” Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Welcoming Remarks (taped) for Central and Eastern Europe Capital Market Summit Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Opening Statement at the Proxy Advisory Services Roundtable Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Opening Statement at the Proxy Advisory Services Roundtable Speaker:

Commissioner Michael S. Piwowar

 Type:Statement
Date: Title: Remarks at Transatlantic Corporate Governance Dialogue Conference: The Realities of Stewardship for Institutional Owners, Activist Investors and Proxy Advisors Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Remarks at the 10th Annual Transatlantic Corporate Governance Dialogue Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Remarks at the American Bar Association Business Law Section’s Federal Regulation of Securities Committee Fall Meeting Speaker:

Commissioner Kara M. Stein

 Type:Speech
Date: Title: Remarks to the Los Angeles County Bar Association Securities Regulation Seminar Speaker:

Commissioner Michael S. Piwowar

 Type:Speech
Date: Title: Keynote Address at the International Conference on the Foreign Corrupt Practices Act Speaker:

 Andrew Ceresney

Co-Director of the Division of Enforcement

 Type:Speech
Date: Title: Remarks at Columbia Law School Conference (Hot Topics: Leading Current Issues in Securities Regulation and Enforcement) Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: The Importance of Trials to the Law and Public Accountability Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Remarks to the ALI CLE 2013 Conference on Life Insurance Company Products Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Statement in Response to Media Inquiries Regarding Nomination of Timothy Massad as CFTC Chairman Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Remarks at FINRA Enforcement Conference Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Knowing Your SEC: A Tribute to the SEC Staff Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Remarks at FIA Futures and Options Expo Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Remarks at Georgetown University’s Center for Financial Markets and Policy Event Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Testimony Providing an Update on JOBS Act Implementation Speaker:

Keith Higgins, Director

Division of Corporation Finance

U.S. Securities and Exchange Commission

 Type:Testimony
Date: Title: A Stronger Enforcement Program to Enhance Investor Protection Speaker:

Commissioner Luis A. Aguilar

 Type:Speech
Date: Title: A Renewed Focus on SEC Priorities Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Slide Presentation (PDF): Broker-Dealer Rulemaking and Applicability of Auditor Independence Rules to Broker-Dealer Audits Speaker:

Brian T. Croteau

Deputy Chief Accountant

 Type:Speech
Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Chair Mary Jo White

 Type:Statement
Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Michael S. Piwowar

 Type:Statement
Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Kara M. Stein

 Type:Statement
Date: Title: Statement on the Proposed Interagency Policy Statement to Establish Standards to Assess the Diversity Policies and Practices of Regulated Entities Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Remarks to the Independent Directors Council Annual Fall Meeting Speaker:

Norm Champ

Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at National Society of Compliance Professionals National Membership Meeting Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Hedge Funds – A New Era of Transparency and Openness Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: The Path Forward on Disclosure Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Remarks at the Securities Enforcement Forum Speaker:

Chair Mary Jo White

 Type:Speech
Date: Title: Remarks at SCCE's Annual Compliance & Ethics Institute Speaker:

Stephen L. Cohen

Associate Director of Enforcement

 Type:Speech
2351 to 2400 of 2653 items