Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: Aug. 5, 2016	Respondents: Patrick Churchville Release No. LR-23612
Date: Aug. 4, 2016	Respondents: Edward J. Kosinski Release No. LR-23611 See Also: SEC Complaint
Date: Aug. 4, 2016	Respondents: Korchevsky, et al. Release No. LR-23610
Date: July 29, 2016	Respondents: Anthony Andrade, et al. Release No. LR-23609
Date: July 29, 2016	Respondents: Paul R. Downey, et al. Release No. LR-23608
Date: July 28, 2016	Respondents: Matthew White et al. Release No. LR-23607 See Also: SEC Complaint
Date: July 28, 2016	Respondents: Luca International Group, LLC, et al. Release No. LR-23606
Date: July 28, 2016	Respondents: Rosalind Herman Release No. LR-23605
Date: July 28, 2016	Respondents: Traffic Monsoon et al. Release No. LR-23604 See Also: SEC Complaint
Date: July 27, 2016	Respondents: Jeffery A. McCollum and JNL Oilfield Instruments, LLC Release No. LR-23603 See Also: SEC Complaint
Date: July 26, 2016	Respondents: Herbert K. Sudfeld, Jr. Release No. LR-23602
Date: July 25, 2016	Respondents: Thomas D. Melvin, et al. Release No. LR-23601
Date: July 25, 2016	Respondents: James Hugh Brennan, III, et al. Release No. LR-23600 See Also: SEC Complaint
Date: July 22, 2016	Respondents: Imperial Petroleum, Inc., et al. Release No. LR-23599
Date: July 20, 2016	Respondents: Tyson D. Williams and Stanley D. Parrish Release No. LR-23598
Date: July 18, 2016	Respondents: Thomas D. Conrad, Jr., et al. Release No. LR-23597 See Also: SEC Complaint
Date: July 15, 2016	Respondents: Vineet Kalucha et al. Release No. LR-23596
Date: July 15, 2016	Respondents: Zachary Brooke Roberts Release No. LR-23595 See Also: SEC Complaint
Date: July 8, 2016	Respondents: CKB168 Holdings Ltd., et al. Release No. LR-23594
Date: July 8, 2016	Respondents: Thomas W. Avent, Jr., Raymond J. Pirrello, Jr., and Lawrence J. Penna Release No. LR-23593 See Also: SEC Complaint
Date: July 7, 2016	Respondents: Idris D. Mustapha Release No. LR-23592
Date: July 5, 2016	Respondents: Luis Martin-Caro Sanchez Release No. LR-23591
Date: July 5, 2016	Respondents: Richard Grossman Release No. LR-23590
Date: July 1, 2016	Respondents: Timothy F. Sexton, Jr. Release No. LR-23589 See Also: Order to Show Cause
Date: June 30, 2016	Respondents: Bruce D. Strebinger, et al. Release No. LR-23588
Date: June 29, 2016	Respondents: Lee D. Weiss, et al. Release No. LR-23587
Date: June 29, 2016	Respondents: Andrew F. Kerr Release No. LR-23586 See Also: SEC Complaint
Date: June 28, 2016	Respondents: David Rivard Release No. LR-23585, AAER-3786
Date: June 27, 2016	Respondents: Longwei Petroleum Investment Holding Limited and Michael Toups Release No. LR-23584 See Also: SEC Complaint
Date: June 24, 2016	Respondents: Malcolm Segal Release No. LR-23583
Date: June 24, 2016	Respondents: Chris Faulkner, et. al Release No. LR-23582 See Also: SEC Complaint
Date: June 23, 2016	Respondents: MayfieldGentry Realty Advisors, LLC, et al. Release No. LR-23581
Date: June 23, 2016	Respondents: Idris D. Mustapha Release No. LR-23580
Date: June 21, 2016	Respondents: Ash Narayan, The Ticket Reserve Inc. a/k/a Forward Market Media, Inc., Richard M. Harmon, and John A. Kaptrosky Release No. LR-23579 See Also: SEC Complaint
Date: June 21, 2016	Respondents: Juan Rafael Rangel Release No. LR-23578
Date: June 21, 2016	Respondents: Thomas C. Conradt, et al. Release No. LR-23577 See Also: SEC Complaint
Date: June 21, 2016	Respondents: Mitchell Brown Release No. LR-23576
Date: June 21, 2016	Respondents: Hemp, Inc., et al. Release No. LR-23575 See Also: SEC Complaint
Date: June 20, 2016	Respondents: James S. Hannon Release No. LR-23574 See Also: SEC Complaint
Date: June 20, 2016	Respondents: Daniel Thibeault Release No. LR-23573
Date: June 17, 2016	Respondents: StratoComm Corporation, et al. Release No. LR-23572
Date: June 16, 2016	Respondents: Christopher Salis, Douglas Miller, Edward Miller, and Barrett Biehl Release No. LR-23571 See Also: SEC Complaint
Date: June 15, 2016	Respondents: Robert Olins, et al. Release No. LR-23570
Date: June 14, 2016	Respondents: Andrew K. Proctor, et al. Release No. LR-23568 See Also: SEC Complaint
Date: June 13, 2016	Respondents: Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, and Jack Jarrell Release No. LR-23567 See Also: SEC Complaint
Date: June 10, 2016	Respondents: Thomas J. Connerton and Safety Technologies LLC Release No. LR-23565 See Also: SEC Complaint
Date: June 9, 2016	Respondents: Guolin Ma Release No. LR-23564 See Also: SEC Complaint
Date: June 9, 2016	Respondents: Dynkowski, et al. Release No. LR-23563
Date: June 9, 2016	Respondents: James R. Trolice, Lee P. Vaccaro, and Patrick G. Mackaronis Release No. LR-23562
Date: June 8, 2016	Respondents: Michael J. Maciocio and David P. Hobson Release No. LR-23561 See Also: SEC Complaint
Date: June 7, 2016	Respondents: Kingdom Legacy General Partner, LLC and Mark C. Northrop Release No. LR-23560 See Also: SEC Complaint
Date: June 6, 2016	Respondents: Richard Grossman Release No. LR-23559 See Also: Application of Securities and Exchange Commission for an Order to Show Cause and an Order Requiring Compliance with Commission Subpoena
Date: June 3, 2016	Respondents: Peter D. Nunan Release No. LR-23558 See Also: SEC Complaint
Date: June 2, 2016	Respondents: Spongetech Delivery Systems, Inc., et al. Release No. LR-23557
Date: June 2, 2016	Respondents: Charles C. Liu; Xin Wang a/k/a Lisa Wang; Pacific Proton Therapy Regional Center, LLC; Pacific Proton EB-5 Fund, LLC; and Beverly Proton Center, LLC f/k/a Los Angeles County Proton Therapy, LLC Release No. LR-23556 See Also: SEC Complaint
Date: June 2, 2016	Respondents: Steven Wise Release No. LR-23555 See Also: SEC Complaint
Date: June 2, 2016	Respondents: Richard W. Davis, Jr., et al. Release No. LR-23554 See Also: SEC Complaint
Date: June 1, 2016	Respondents: Steven V. McClatchey and Gary J. Pusey Release No. LR-23552
Date: June 1, 2016	Respondents: Hope Advisors, LLC and Karen Bruton (Defendants) and Just Hope Foundation (Relief Defendants) Release No. LR-23551
Date: May 31, 2016	Respondents: First Mortgage Corporation, et al. Release No. LR-23553
Date: May 31, 2016	Respondents: JSG Capital Investments, LLC, et al. Release No. LR-23550 See Also: SEC Complaint
Date: May 31, 2016	Respondents: Momentum Investment Partners LLC (d/b/a Avatar Investment Management) and Ronald J. Fernandes Release No. LR-23549 See Also: SEC Complaint
Date: May 27, 2016	Respondents: Tropikgadget FZE, et al. Release No. LR-23548
Date: May 27, 2016	Respondents: David B. Kaplan, Esq., et al. Release No. LR-23547 See Also: SEC Complaint
Date: May 27, 2016	Respondents: BioChemics, Inc., et al. Release No. LR-23546
Date: May 26, 2016	Respondents: Christopher R. Esposito, et al. Release No. LR-23545 See Also: SEC Complaint
Date: May 24, 2016	Respondents: Michael J. Kipp and Joanne K. Viard Release No. LR-23544 See Also: SEC Complaint , SEC Complaint
Date: May 19, 2016	Respondents: Eric J. Kellogg Release No. LR-23543
Date: May 18, 2016	Respondents: Gregg D. Caplitz Release No. LR-23542
Date: May 16, 2016	Respondents: Richard Weed, et al. Release No. LR-23541
Date: May 13, 2016	Respondents: Ross McLellan Release No. LR-23540 See Also: SEC Complaint
Date: May 13, 2016	Respondents: John Patrick O'Neill Release No. LR-23539
Date: May 12, 2016	Respondents: Imran Husain, et al. Release No. LR-23537 See Also: SEC Complaint
Date: May 11, 2016	Respondents: Charles O. Couch and Couch Oil & Gas Inc. Release No. LR-23536 See Also: SEC Complaint
Date: May 11, 2016	Respondents: Devon Archer, et. al. Release No. LR-23535 See Also: SEC Complaint
Date: May 6, 2016	Respondents: Louis Martin Blazer III Release No. LR-23534
Date: May 5, 2016	Respondents: Marquis Properties LLC, Chad Deucher and Richard Clatfelter Release No. LR-23533
Date: May 5, 2016	Respondents: James R. Trolice, Lee P. Vaccaro, and Patrick G. Mackaronis Release No. LR-23532
Date: May 5, 2016	Respondents: Joseph F. Apuzzo Release No. LR-23531
Date: May 4, 2016	Respondents: Dubovoy, et al. Release No. LR-23530
Date: May 3, 2016	Respondents: Richard St. Julien, Jared Mitchell, Christopher F. Castaldo, Louis F. Petrossi, Herschel C. (a/k/a Tres) Knippa, Richard L. Brown, Gerald J. (a/k/a Gerry) Cocuzzo, Naveed A. (a/k/a Nick) Khan, Maroof Miyana, and Pranav V. Patel Release No. LR-23529 See Also: SEC Complaint
Date: May 3, 2016	Respondents: Stephen D. Ferrone, et al. Release No. LR-23528
Date: May 3, 2016	Respondents: George A. Moore III, et al. Release No. LR-23527 See Also: SEC Complaint , and Trading Suspension Order
Date: April 26, 2016	Respondents: Asher Z. Zwebner; Luke C. Zouvas, et al. Release No. LR-23526 See Also: Asher Z. Zwebner , et al.
Date: April 22, 2016	Respondents: Sky Capital LLC (aka Granta Capital LLC), Ross Mandell, Steven Shea, Adam Harrington Ruckdeschel, Arn Wilson, Michael Passaro and Robert Grabowski Release No. LR-23525
Date: April 22, 2016	Respondents: Roger S. Bliss, et al. Release No. LR-23524
Date: April 20, 2016	Respondents: Bardman, et al. Release No. LR-23523
Date: April 15, 2016	Respondents: Heart Tronics, Inc., et al. Release No. LR-23522 See Also: Final Judgement
Date: April 14, 2016	Respondents: Town of Ramapo, et al. Release No. LR-23521 See Also: SEC Complaint
Date: April 14, 2016	Respondents: Ariel Quiros, et al. Release No. LR-23520
Date: April 14, 2016	Respondents: John Afriyie Release No. LR-23519 See Also: SEC Complaint
Date: April 13, 2016	Respondents: Sky Capital LLC (aka Granta Capital LLC), Ross Mandell, Steven Shea, Adam Harrington Ruckdeschel, Arn Wilson, Michael Passaro and Robert Grabowski Release No. LR-23518
Date: April 13, 2016	Respondents: Michael Donnelly Release No. LR-23517
Date: April 12, 2016	Respondents: Khaled "Kal" Bassily Release No. LR-23516 See Also: SEC Complaint
Date: April 11, 2016	Respondents: William E. Mapp, III, et al. Release No. LR-23515 See Also: SEC Complaint
Date: April 11, 2016	Respondents: Gregg D. Caplitz, et al. Release No. LR-23514
Date: April 8, 2016	Respondents: Clarke Bethancourt, et al. Release No. LR-23513
Date: April 7, 2016	Respondents: Edward Laborio, et al. Release No. LR-23512
Date: April 7, 2016	Respondents: David Aubel and Robert Raffa Release No. LR-23511 See Also: SEC Complaint
Date: April 4, 2016	Respondents: Joseph Andrew Paul, et al. Release No. LR-23510 See Also: SEC Complaint