Administrative Proceeding File No. 3-16227
Respondents
Middlebury Securities, LLC
Administrative Proceeding File No. 3-16227 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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|---|---|---|---|
| Release Date: | Release Number:33-10641 |
Other Release Numbers:
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Name of Document: Order Denying Request to Modify Settlement Order |
| Release Date: | Release Number:33-10353 |
Other Release Numbers:
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Name of Document: Notice That Initial Decision Has Become Final |
| Release Date: | Release Number:1110 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-4548 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-4539 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-4531 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-4424 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:33-10240 |
Other Release Numbers:
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Name of Document: Order Scheduling Briefs |
| Release Date: | Release Number:AP-4207 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-4163 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-4152 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-4143 | Other Release Numbers: | Name of Document: ap-4143.pdf |
| Release Date: | Release Number:AP-4129 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-4115 | Other Release Numbers: | Name of Document: Order Granting Motion for Extension |
| Release Date: | Release Number:AP-4101 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-4034 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-3915 | Other Release Numbers: | Name of Document: Scheduling and Consolidation Order |
| Release Date: | Release Number:AP-3898 | Other Release Numbers: | Name of Document: Order Lifting Stay and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-3740 | Other Release Numbers: | Name of Document: Order Extending Stay |
| Release Date: | Release Number:AP-3680 | Other Release Numbers: | Name of Document: Order Extending Stay |
| Release Date: | Release Number:AP-3489 | Other Release Numbers: | Name of Document: Order Extending Stay |
| Release Date: | Release Number:AP-3399 | Other Release Numbers: | Name of Document: Status Report Order |
| Release Date: | Release Number:AP-2092 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference and Granting Stay |
| Release Date: | Release Number:AP-2076 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2051 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-1976 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-9672 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Ceaseand- Desist Order, and Notice of Hearing |