Respondents

Labine, Lawrence M.

Administrative Proceeding File No. 3-15967 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:973 Other Release Numbers: Name of Document: Redacted (Public) Initial Decision
Release Date: Release Number:AP-3601 Other Release Numbers: Name of Document: Order Directing Record Index Corrections
Release Date: Release Number:33-10005 Other Release Numbers:
  • 34-76933
  • IA-4318
  • IC-31962
Name of Document: Order Granting Motion for Extension
Release Date: Release Number:AP-3444 Other Release Numbers: Name of Document: Second Motion to the Commission for Extension
Release Date: Release Number:AP-3309 Other Release Numbers: Name of Document: Third Order Extending Deadlines
Release Date: Release Number:AP-3261 Other Release Numbers: Name of Document: Second Order Extending Deadlines
Release Date: Release Number:AP-3240 Other Release Numbers: Name of Document: Order Extending Deadlines
Release Date: Release Number:AP-3229 Other Release Numbers: Name of Document: Protective Order
Release Date: Release Number:AP-3215 Other Release Numbers: Name of Document: Order On Additional Transcript Corrections
Release Date: Release Number:AP-3174 Other Release Numbers: Name of Document: Order On Transcript Corrections
Release Date: Release Number:AP-3104 Other Release Numbers: Name of Document: Post-Hearing Order
Release Date: Release Number:AP-3024 Other Release Numbers: Name of Document: Order Changing Hearing Schedule
Release Date: Release Number:AP-3002 Other Release Numbers: Name of Document: Order Redesignating Presiding Judge
Release Date: Release Number:AP-2895 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:AP-2894 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:AP-2737 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:33-9765 Other Release Numbers:
  • 34-74883
  • IA-4077
  • IC-31594
Name of Document: Order Granting Extension
Release Date: Release Number:AP-2605 Other Release Numbers: Name of Document: Scheduling Order
Release Date: Release Number:AP-2536 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-2515 Other Release Numbers: Name of Document: Motion to the Commission for Extension
Release Date: Release Number:AP-2514 Other Release Numbers: Name of Document: Order Scheduling Prehearing Conference
Release Date: Release Number:AP-2002 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-1758 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-1618 Other Release Numbers: Name of Document: Postponement Order
Release Date: Release Number:AP-1593 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:33-9611 Other Release Numbers:
  • 34-72562
  • IA-3873
  • IC-31151
Name of Document: Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940