Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effectiveness of Temporary Supplementary Material .17 (Temporary Relief to Allow Remote Inspections for Calendar Years 2020 and 2021, and Through June 30 of Calendar Year 2022) under FINRA Rule 3110 (Supervision)

[Release No. 34-94018; File No. SR-FINRA-2022-001]

Submitted Comments
Feb. 16, 2022 Bernard V. Canepa, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA)
Feb. 16, 2022 Michelle M. Kelley, Senior Vice President, Associate General Counsel, LPL Financial
Feb. 16, 2022 Gail Merken, Janet Dyer, John McGinty, Fidelity Investments, Chief Compliance Officer, Fidelity Brokerage Services LLC Chief Compliance Officer, National Financial Services LLC Chief Compliance Officer, Fidelity Distributors Company LLC