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Feb. 16, 2022 | Bernard V. Canepa, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA) |
Feb. 16, 2022 | Michelle M. Kelley, Senior Vice President, Associate General Counsel, LPL Financial |
Feb. 16, 2022 | Gail Merken, Janet Dyer, John McGinty, Fidelity Investments, Chief Compliance Officer, Fidelity Brokerage Services LLC Chief Compliance Officer, National Financial Services LLC Chief Compliance Officer, Fidelity Distributors Company LLC |