Prohibition Against Conflicts of Interest in Certain Securitizations

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 7
B: 126
C: 57
D: 6

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 25, 2023 meeting with representatives of the European Commission
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 6, 2023 virtual meeting with representatives of the US Mortgage Insurers
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 22, 2023 meeting with representatives of the IACPM
Public Comment U.S. Representatives Blaine Luetkemeyer and Emanuel Cleaver
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 22, 2023 meeting with the International Association of Credit Portfolio Managers
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a May 17, 2023 meeting with Bank Policy Institute
Public Comment Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association
Public Comment Miguel Carrion, Security
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 10, 2023 meeting with Structured Finance Association
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 9, 2023 meeting with Andrew Davidson, Andrew Davidson & Co.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 17, 2023 virtual meeting with representatives of US Mortgage Insurers
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 3, 2023 meeting with representatives of the Securities Industry and Financial Markets Association and the Bank Policy Institute
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 3, 2023 meeting with representatives of the Structured Finance Association
Public Comment Anonymous
Public Comment Elliot Ganz, Head of Advocacy, Co-head of Public Policy, LSTA and Meredith Coffey, Executive Vice President - Research, Co-head of Public Policy, LSTA
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 2, 2023 meeting with representatives of the Structured Finance Association
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an April 26, 2023 meeting with the Commercial Real Estate Finance Council
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 24, 2023 meeting with representatives of the U.S. Mortgage Insurers, Enact MI, Essent, MGIC, National MI, and Radian
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 19, 2023 meeting with representatives of the U.S. Mortgage Insurers
Public Comment Wulff, Hansen & Co.
Public Comment Nathan Barron
Public Comment Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association
Public Comment Warren Icahn, Wall Street Investor
Public Comment Susan Gaffney, Executive Director, National Association of Municipal Advisors
Public Comment Troy Taylor
Public Comment Carlos Duncan
Public Comment U.S. Senator John Kennedy
Public Comment Jeff Jarrett
Public Comment Larry Douglas
Public Comment Matthew R.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-01-23
Release Number
33-11151
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