|
(Click here for meetings with SEC officials)
|
| Aug. 21, 2024 | Michael Decker, Senior Vice President, Research and Public Policy, Bond Dealers of America |
| Aug. 21, 2024 | Melissa P. Hoots, CEO/COO, Falcon Square Capital, LLC |
| Aug. 21, 2024 | Matt Dalton, Chief Executive Officer, Belle Haven Investments,
L.P. |
| Aug. 21, 2024 | Chris A. Iacovella, President & Chief Executive Officer, American Securities Association |
| Aug. 21, 2024 | Kenneth E. Bentsen Jr., President and CEO, SIFMA |
| Jul. 29, 2024 | Guerras Global International, University of Providence |
| Jul. 18, 2024 | Ernesto A. Lanza, Chief Regulatory and Policy Officer, Municipal
Securities Rulemaking Board |
| May 17, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| May 17, 2024 | Richard G. Wallace, Senior Vice President and
Associate General Counsel, LPL Financial LLC |
| May 17, 2024 | Christopher A. Iacovella,
President and Chief Executive Officer,
American Securities Association |
| May 17, 2024 | Kenneth E. Bentsen, Jr., President and CEO, SIFMA |
| May 17, 2024 | Lisa Gayle Melnyk |
| May 17, 2024 | Michael Decker, Senior Vice President, Bond Dealers of America |
| May 17, 2024 | Mark D. Griffin, SVP & Risk Control Manager, FHN Financial Capital Markets |
| May 17, 2024 | Frank Fairman, Managing Director, Piper Sandler & Co. |
| May 14, 2024 | Ronald P. Bernardi, President and CEO, Bernardi Securities, Inc. |
| Apr. 23, 2024 | David C. Jaderlund |
| Feb. 26, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Feb. 16, 2024 | Christopher A. Iacovella, President & Chief Executive Officer, and Kelli McMorrow, Head of Government Affairs, American Securities Association |
| Feb. 16, 2024 | Matt Dalton, Chief Executive Officer, Belle Haven Investments L.P. |
| Feb. 16, 2024 | Melissa P. Hoots, CEO/CCO, Falcon Square Capital, LLC |
| Feb. 16, 2024 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. Financial |
| Feb. 15, 2024 | J D Colwell, Over 4 decades in the Municipal Industry |
| Feb. 15, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Feb. 15, 2024 | Kenneth E. Bentsen, Jr., President and CEO, Securities Industry and Financial Markets Association |
| Feb. 15, 2024 | Sarah A. Bessin, Deputy General Counsel, Investment Company Institute and Kevin Ercoline, Assistant General Counsel, Investment Company Institute |
| Feb. 15, 2024 | Michael Decker, Senior Vice President, Bond Dealers of America |
| Feb. 15, 2024 | Gerard O’Reilly, Co-Chief Executive Officer and Co-Chief Investment Officer, Dimensional Fund Advisors LP and David A. Plecha, Global Head of Fixed Income, Dimensional Fund Advisors LP |
| Feb. 14, 2024 | Matthew Kamler, President, Sanderlin Securities LLC |
| Feb. 13, 2024 | J. Ben Watkins III, Director, Division of Bond Finance, State of Florida |
| Jan. 31, 2024 | Michael Noto, FINRA Registered Representative |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Jun. 14, 2024 | Memorandum from the Office of Public Engagement regarding a June 4, 2024, meeting with representatives of SIFMA Municipal Securities Committee |
| Jun. 5, 2024 | Memorandum from the Office of Office of Municipal Securities regarding a June 3, 2024, meeting with members from the Securities Industry and Financial Markets Association |
| Jun. 3, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a June 3, 2024, meeting with representatives of the Securities Industry and Financial Markets
Association |
| Mar. 21, 2024 | Memorandum from the Office of Municipal Securities regarding a March 21, 2024, meeting with representatives of the Bond Dealers of America |
| Feb. 13, 2024 | Memorandum from the Office of Municipal Securities regarding a February 13, 2024, meeting with representatives of the Division of Bond Finance, State of Florida |
