Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a
Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical
Costs of the National Market System Plan Governing the Consolidated Audit Trail;
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or
Disapprove the Proposed Rule Change
[Release No. 34-99360; File No. SR-NASDAQ-2024-001]
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Mar. 9, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
Mar. 5, 2024 | Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA; Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
Mar. 5, 2024 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
Mar. 5, 2024 | Thomas M. Merritt, Deputy General Counsel, Virtu Financial |