Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Historical Consolidated Audit Trail Recovery Assessment; Suspension of and Order
Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
[Release No. 34-99372; File No. SR-FINRA-2024-003]