Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements)

[Release No. 34-97898; File No. SR-FINRA-2023-010]

Submitted Comments

Nov. 22, 2023 Anonymous
Oct. 9, 2023 Anonymous
Oct. 6, 2023 Sean Shanks
Oct. 6, 2023 Joshua Dobos
Oct. 6, 2023 Anonymous
Oct. 5, 2023 Brian Herrmann
Aug. 4, 2023 Laura G. Dickman, Vice President, Associate General Counsel, Cboe Exchange, Inc.
Jul. 20, 2023 Anonymous
Jul. 19, 2023 Nick Steinmetz