Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of
Filing of a Proposed Rule Change to Provide Relief Relating to Specified Option
Transactions under FINRA Rule 4210 (Margin Requirements)
[Release No. 34-97898; File No. SR-FINRA-2023-010]
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| Sep. 18, 2024 | Howard Konicov |
| Nov. 22, 2023 | Anonymous |
| Nov. 22, 2023 | Anonymous |
| Nov. 22, 2023 | Anonymous |
| Oct. 9, 2023 | Anonymous |
| Oct. 6, 2023 | Sean Shanks |
| Oct. 6, 2023 | Joshua Dobos |
| Oct. 6, 2023 | Anonymous |
| Oct. 5, 2023 | Brian Herrmann |
| Aug. 4, 2023 | Laura G. Dickman, Vice President, Associate General Counsel, Cboe Exchange, Inc. |
| Jul. 20, 2023 | Anonymous |
| Jul. 19, 2023 | Nick Steinmetz |
