Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Jiří Król, Deputy CEO, Global Head of Government Affairs, AIMA
Public Comment Sarah A. Bessin, Deputy General Counsel, Investment Company Institute
Public Comment Racquel L. Russell, Senior Vice President, Director of Capital Markets Policy, FINRA
Public Comment Gerard O'Reilly, Co-CEO and Chief Investment Officer, and David A. Plecha, Global Head of Fixed Income, Dimensional Fund Advisors LP
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Robert Toomey, Head of Capital Markets, Managing Director & Associate General Counsel, SIFMA; Lindsey Weber Keljo, Head---Asset Management Group, SIFMA AMG
Public Comment Sarah A. Bessin, Deputy General Counsel, Investment Company Institute
Public Comment Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel
Public Comment Adam Deyo, CEO

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2023-015
Release Number
34-98859
Related Materials
How to submit comments