Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of
a Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in
U.S. Treasury Securities and Related Fees
[Release No. 34-98859; File No. SR-FINRA-2023-015]
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Dec. 20, 2023 | Jiří Król, Deputy CEO, Global Head of Government Affairs, AIMA |
Dec. 15, 2023 | Sarah A. Bessin, Deputy General Counsel, Investment Company Institute |
Dec. 14, 2023 | Racquel L. Russell, Senior Vice President, Director of Capital Markets Policy, FINRA |
Nov. 30, 2023 | Robert Toomey, Head of Capital Markets, Managing Director & Associate General Counsel, SIFMA; Lindsey Weber Keljo, Head---Asset Management Group, SIFMA AMG |
Nov. 30, 2023 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel |
Nov. 30, 2023 | Gerard O'Reilly, Co-CEO and Chief Investment Officer, and David A. Plecha, Global Head of Fixed Income, Dimensional Fund Advisors LP |
Nov. 30, 2023 | Sarah A. Bessin, Deputy General Counsel, Investment Company Institute |
Nov. 30, 2023 | Joanna Mallers, Secretary, FIA Principal Traders Group |
Nov. 18, 2023 | Adam Deyo, CEO |