33-8879, 34-57026, International Series Release No. 1306
Dec. 21, 2007
S7-13-07
Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
View Received Comments
See Also -
2008 Federal Register version , Proposed Rule Release No. 33-8818
Federal Register version (73 FR 985)
33-8876, 34 56994, 39-2451
Dec. 19, 2007
S7-15-07
Smaller Reporting Company Regulatory Relief and Simplification
View Received Comments
See Also -
2008 Federal Register version , Proposed Rule Release No. 33-8819 , and Small Entity Compliance Guide
Federal Register version (73 FR 933)
33-8878
Dec. 19, 2007
S7-10-07
Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3
View Received Comments
See Also -
2008 Federal Register version , Proposed Rule Release No. 33-8812 , and Small Entity Compliance Guide
Federal Register version (72 FR 73533)
33-8876, 34 56994, 39-2451
Dec. 19, 2007
S7-15-07
Smaller Reporting Company Regulatory Relief and Simplification
View Received Comments
See Also -
2008 Federal Register version , Proposed Rule Release No. 33-8819 , and Small Entity Compliance Guide
Federal Register version (73 FR 933)
33-8876, 34 56994, 39-2451
Dec. 19, 2007
S7-15-07
Smaller Reporting Company Regulatory Relief and Simplification
View Received Comments
See Also -
2008 Federal Register version , Proposed Rule Release No. 33-8819 , and Small Entity Compliance Guide
Federal Register version (73 FR 933)
33-8869
Dec. 6, 2007
S7-11-07
Revisions to Rules 144 and 145
View Received Comments
See Also -
2008 Federal Register version , Proposed Rule Release No. 33-8813 , and Small Entity Compliance Guide
Federal Register version (72 FR 71545)
34-56914, IC-28075
Dec. 6, 2007
S7-17-07
Shareholder Proposals Relating to the Election of Directors
View Received Comments
See Also -
2008 Federal Register version , Proposed Rule Release No. 34-56161 , and Small Entity Compliance Guide
Federal Register version (72 FR 70449)
34-56914, IC-28075
Dec. 6, 2007
S7-17-07
Shareholder Proposals Relating to the Election of Directors
View Received Comments
See Also -
2008 Federal Register version , Proposed Rule Release No. 34-56161 , and Small Entity Compliance Guide
Federal Register version (72 FR 70449)
34-56887
Dec. 3, 2007
S7-14-07
Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934
View Received Comments
See Also -
2007 Federal Register version , Proposed Rule Release No. 34-56010
Federal Register version (72 FR 69553)
34-56501
Sept. 24, 2007
S7-22-06
Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
View Received Comments
See Also -
see Federal Register version , see Federal Register version , Proposed Rule Release No. 34-54946 , Order Release No. 34-54948 , Small Entity Compliance Guide
Federal Register version (72 FR 56513)
34-56501
Sept. 24, 2007
S7-22-06
Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
View Received Comments
See Also -
see Federal Register version , see Federal Register version , Proposed Rule Release No. 34-54946 , Order Release No. 34-54948 , Small Entity Compliance Guide
Federal Register version (72 FR 56513)
34-56502
Sept. 24, 2007
S7-23-06
Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules
View Received Comments
See Also -
2007 Federal Register version , Proposed Rule Release No. 34-54947 , Order Release No. 34-54948
Federal Register version (72 FR 56562)
IA-2653
Sept. 24, 2007
S7-23-07
Temporary Rule Regarding Principal Trades With Certain Advisory Clients
Comments Due: November 30, 2007
View Received Comments
See Also -
2007 Federal Register version , Small Entity Compliance Guide
Federal Register version (72 FR 55022)
IA-2653
Sept. 24, 2007
S7-23-07
Temporary Rule Regarding Principal Trades With Certain Advisory Clients
Comments Due: November 30, 2007
View Received Comments
See Also -
2007 Federal Register version , Small Entity Compliance Guide
Federal Register version (72 FR 55022)
33-8834, 34-56256, 39-2448, IC-27928
Aug. 15, 2007
Adoption of Updated EDGAR Filer Manual
See Also -
2007 Federal Register version
Federal Register version (72 FR 46559)
33-8834, 34-56256, 39-2448, IC-27928
Aug. 15, 2007
Adoption of Updated EDGAR Filer Manual
See Also -
2007 Federal Register version
Federal Register version (72 FR 46559)
33-8834, 34-56256, 39-2448, IC-27928
Aug. 15, 2007
Adoption of Updated EDGAR Filer Manual
See Also -
2007 Federal Register version
Federal Register version (72 FR 46559)
33-8834, 34-56256, 39-2448, IC-27928
Aug. 15, 2007
Adoption of Updated EDGAR Filer Manual
See Also -
2007 Federal Register version
Federal Register version (72 FR 46559)
34-56212
Aug. 7, 2007
S7-12-06
Amendments to Regulation SHO
View Received Comments
See Also -
2007 Federal Register version , Proposed Rule Releases No. 34-55520 , and 34-54154 , Spotlight on Short Sales , and Small Entity Compliance Guide
Federal Register version (72 FR 45543)
33-8830, 34-56205, IC-27923
Aug. 6, 2007
Deletion of References to IRS Identification Numbers
See Also -
2007 Federal Register version
Federal Register version (72 FR 45109)
34-56206, 34-54888
Aug. 6, 2007
S7-20-06
Short Selling in Connection With a Public Offering
View Received Comments
See Also -
2007 Federal Register version , Small Entity Compliance Guide
Federal Register version (72 FR 45093)
33-8830, 34-56205, IC-27923
Aug. 6, 2007
Deletion of References to IRS Identification Numbers
See Also -
2007 Federal Register version
Federal Register version (72 FR 45109)
34-56206, 34-54888
Aug. 6, 2007
S7-20-06
Short Selling in Connection With a Public Offering
View Received Comments
See Also -
2007 Federal Register version , Small Entity Compliance Guide
Federal Register version (72 FR 45093)
33-8830, 34-56205, IC-27923
Aug. 6, 2007
Deletion of References to IRS Identification Numbers
See Also -
2007 Federal Register version
Federal Register version (72 FR 45109)
33-8829, 34-56203
Aug. 3, 2007
S7-24-06
Definition of the Term Significant Deficiency
See Also -
2007 Federal Register version , and Small Entity Compliance Guide
Federal Register version (72 FR 44923)
33-8829, 34-56203
Aug. 3, 2007
S7-24-06
Definition of the Term Significant Deficiency
See Also -
2007 Federal Register version , and Small Entity Compliance Guide
Federal Register version (72 FR 44923)
IA-2628
Aug. 3, 2007
S7-25-06
Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles
See Also -
2007 Federal Register version , Concurring Opinion of Commissioner Paul S. Atkins
Federal Register version (72 FR 44756)
34-56135, IC-27911
July 26, 2007
S7-10-05
Shareholder Choice Regarding Proxy Materials
View Received Comments
See Also -
Small Entity Compliance Guide , Federal Register version
Federal Register version (72 FR 42221)
34-56135, IC-27911
July 26, 2007
S7-03-07
Shareholder Choice Regarding Proxy Materials
See Also -
Small Entity Compliance Guide , Federal Register version
Federal Register version (72 FR 42221)
34-56135, IC-27911
July 26, 2007
S7-10-05
Shareholder Choice Regarding Proxy Materials
View Received Comments
See Also -
Small Entity Compliance Guide , Federal Register version
Federal Register version (72 FR 42221)
34-56135, IC-27911
July 26, 2007
S7-03-07
Shareholder Choice Regarding Proxy Materials
See Also -
Small Entity Compliance Guide , Federal Register version
Federal Register version (72 FR 42221)
33-8823, IC-27884
July 11, 2007
S7-05-07
Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information
View Received Comments
See Also -
2007 Federal Register version , Proposed Rule Release No. 33-8781 , Comment Summary , and Small Entity Compliance Guide
Federal Register version (72 FR 48742)
33-8823, IC-27884
July 11, 2007
S7-05-07
Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information
View Received Comments
See Also -
2007 Federal Register version , Proposed Rule Release No. 33-8781 , Comment Summary , and Small Entity Compliance Guide
Federal Register version (72 FR 48742)
34-55970
June 28, 2007
S7-21-06
Regulation SHO and Rule 10a-1
View Received Comments
See Also -
2007 Federal Register version , Proposed Rule Release No. 34-54891 , Reg SHO Pilot Study , and Small Entity Compliance Guide
Federal Register version (72 FR 36348)
33-8809, 34-55928, 33-8811 FR-76
June 20, 2007
S7-24-06
Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting
View Received Comments
See Also -
2009. Federal Register version , Interpretive Release No. 33-8810 , Request for Comment , Proposed Rule Release No. 33-8762 , comment summary , and Small Entity Compliance Guide
Federal Register version (72 FR 35309)
33-8809, 34-55928, 33-8811 FR-76
June 20, 2007
S7-24-06
Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting
View Received Comments
See Also -
2009. Federal Register version , Interpretive Release No. 33-8810 , Request for Comment , Proposed Rule Release No. 33-8762 , comment summary , and Small Entity Compliance Guide
Federal Register version (72 FR 35309)
33-8809, 34-55928, 33-8811 FR-76
June 20, 2007
S7-24-06
Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting
View Received Comments
See Also -
2009. Federal Register version , Interpretive Release No. 33-8810 , Request for Comment , Proposed Rule Release No. 33-8762 , comment summary , and Small Entity Compliance Guide
Federal Register version (72 FR 35309)
34-55857, 34-55231
June 5, 2007
S7-04-07
Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations
View Received Comments
See Also -
see effective date section of the release for exceptions. Federal Register version , Small Entity Compliance Guide
Federal Register version (72 FR 33563)
34-55857, 34-55231
June 5, 2007
S7-04-07
Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations
View Received Comments
See Also -
see effective date section of the release for exceptions. Federal Register version , Small Entity Compliance Guide
Federal Register version (72 FR 33563)
34-55643
April 19, 2007
Technical Amendments to Form BD and Form BDW
See Also -
2007 Federal Register version
Federal Register version (72 FR 20223)
33-8791
April 18, 2007
S7-18-06
Covered Securities Pursuant to Section 18 of the Securities Act of 1933
See Also -
2007 Federal Register version
Federal Register version (72 FR 20409)
34-55540
March 27, 2007
S7-12-05
Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934
View Received Comments
See Also -
2007 Federal Register version , Proposed Rule Release Nos. 34-53020 , 34-55005 , and comments
Federal Register version (72 FR 16933)
34-55502
March 21, 2007
Technical Amendment to Regulation S-T
See Also -
2007 Federal Register version
Federal Register version (72 FR 14416)
34-55160
Jan. 24, 2007
S7-10-04
Regulation NMS
View Received Comments
See Also -
See page 3 of the release. Federal Register version , Spotlight on Regulation NMS
Federal Register version (72 FR 4202)
34-55146, IC-27671
Jan. 22, 2007
S7-10-05
Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also -
See page 2 of the release. Federal Register version
Federal Register version (72 FR 4147)
34-55146, IC-27671
Jan. 22, 2007
S7-10-05
Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also -
See page 2 of the release. Federal Register version
Federal Register version (72 FR 4147)
34-55146, IC-27671
Jan. 22, 2007
S7-10-05
Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also -
See page 2 of the release. Federal Register version
Federal Register version (72 FR 4147)
34-55146, IC-27671
Jan. 22, 2007
S7-10-05
Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also -
See page 2 of the release. Federal Register version
Federal Register version (72 FR 4147)
34-40761A
Jan. 5, 2007
S7-13-98
Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction
See Also -
1999 Federal Register version , Proposed Rule Release No. 34-39885
Federal Register version (72 FR 1282)
33-8760, 34-54942
Dec. 15, 2006
S7-06-03
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: January 22, 2007
View Received Comments
See Also -
and comments , Rel. Nos. 33-8212 , Proposed Rule Release Nos. 33-8731 , and comments , 2006 Federal Register version
Federal Register version (71 FR 76580)
33-8760, 34-54942
Dec. 15, 2006
S7-06-03
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: January 22, 2007
View Received Comments
See Also -
and comments , Rel. Nos. 33-8212 , Proposed Rule Release Nos. 33-8731 , and comments , 2006 Federal Register version
Federal Register version (71 FR 76580)
33-8760, 34-54942
Dec. 15, 2006
S7-06-03
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: January 22, 2007
View Received Comments
See Also -
and comments , Rel. Nos. 33-8212 , Proposed Rule Release Nos. 33-8731 , and comments , 2006 Federal Register version
Federal Register version (71 FR 76580)
33-8760, 34-54942
Dec. 15, 2006
S7-06-03
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: January 22, 2007
View Received Comments
See Also -
and comments , Rel. Nos. 33-8212 , Proposed Rule Release Nos. 33-8731 , and comments , 2006 Federal Register version
Federal Register version (71 FR 76580)
34-54864
Dec. 4, 2006
S7-14-06
Electronic Filing of Transfer Agent Forms
See Also -
2007 Federal Register version , Proposed Rule 34-54356
Federal Register version (71 FR 74697)
34-54867
Dec. 4, 2006
Delegation of Authority to Chief Administrative Law Judge
See Also -
2007 Federal Register version
Federal Register version (71 FR 71037)
34-54684, IC-27542
Nov. 1, 2006
S7-11-05
Amendments to the Tender Offer Best-Price Rules
See Also -
2006 Federal Register version , Proposed Rule 34-52968 , and comments
Federal Register version (71 FR 65393)
34-54684, IC-27542
Nov. 1, 2006
S7-11-05
Amendments to the Tender Offer Best-Price Rules
See Also -
2006 Federal Register version , Proposed Rule 34-52968 , and comments
Federal Register version (71 FR 65393)
IC-27538
Oct. 25, 2006
S7-37-04
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
View Received Comments
See Also -
2006 Federal Register version , Proposed Rules IC-27539 , Release No. IC-26647 , and comments
Federal Register version (71 FR 64085)
IC-27504
Sept. 27, 2006
S7-06-06
Mutual Fund Redemption Fees
File Nos.:
S7-06-06, 4-512
See Also -
See Section III of Release Federal Register version , Proposed Rule Release No. IC-27255 , comments on S7-06-06 , and comments on 4-512
Federal Register version (71 FR 58257)
33-8732A, 34-54302A, IC-27444A
Aug. 29, 2006
S7-03-06
Executive Compensation and Related Person Disclosure
Comments Due: October 23, 2006
View Received Comments
See Also -
Federal Register Version: 33–8732A (pdf 1.44 MB) , Proposed Rule: 33-8735 , Proposed Rule: 33-8655
Federal Register version (71 FR 78338)
33-8732A, 34-54302A, IC-27444A
Aug. 29, 2006
S7-03-06
Executive Compensation and Related Person Disclosure
Comments Due: October 23, 2006
View Received Comments
See Also -
Federal Register Version: 33–8732A (pdf 1.44 MB) , Proposed Rule: 33-8735 , Proposed Rule: 33-8655
Federal Register version (71 FR 78338)
33-8732A, 34-54302A, IC-27444A
Aug. 29, 2006
S7-03-06
Executive Compensation and Related Person Disclosure
Comments Due: October 23, 2006
View Received Comments
See Also -
Federal Register Version: 33–8732A (pdf 1.44 MB) , Proposed Rule: 33-8735 , Proposed Rule: 33-8655
Federal Register version (71 FR 78338)
33-8730A, 34-54294A
Aug. 9, 2006
S7-06-03
Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
View Received Comments
See Also -
2006 Federal Register version , Proposed Rule Release Nos. 33-8731 , Rel. Nos. 33-8212
33-8730A, 34-54294A
Aug. 9, 2006
S7-06-03
Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
Comments Due: January 23, 2007
View Received Comments
See Also -
2006 Federal Register version , Proposed Rule Release Nos. 33-8731 , Rel. Nos. 33-8212
33-8730A, 34-54294A
Aug. 9, 2006
S7-06-03
Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
See Also -
2006 Federal Register version , Proposed Rule Release Nos. 33-8731 , Rel. Nos. 33-8212
33-8730A, 34-54294A
Aug. 9, 2006
S7-06-03
Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
View Received Comments
See Also -
2006 Federal Register version , Proposed Rule Release Nos. 33-8731 , Rel. Nos. 33-8212
33-8730A, 34-54294A
Aug. 9, 2006
S7-06-03
Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
Comments Due: January 23, 2007
View Received Comments
See Also -
2006 Federal Register version , Proposed Rule Release Nos. 33-8731 , Rel. Nos. 33-8212
33-8730A, 34-54294A
Aug. 9, 2006
S7-06-03
Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
See Also -
2006 Federal Register version , Proposed Rule Release Nos. 33-8731 , Rel. Nos. 33-8212
33-8724, 34-54168
July 18, 2006
Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process
See Also -
2006 Federal Register version
Federal Register version (71 FR 41997)
33-8724, 34-54168
July 18, 2006
Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process
See Also -
2006 Federal Register version
Federal Register version (71 FR 41997)
34-54106
July 6, 2006
S7-07-06
Joint Final Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities
See Also -
2006 Federal Register version
Federal Register version (71 FR 39534)
33-8713, IC-27399, 33-8297
June 20, 2006
S7-18-03
Fund of Funds Investments
See Also -
2007 Federal Register version , Disclosure of Fund of Funds Expenses
Federal Register version (71 FR 36639)
33-8713, IC-27399, 33-8297
June 20, 2006
S7-18-03
Fund of Funds Investments
See Also -
2007 Federal Register version , Disclosure of Fund of Funds Expenses
Federal Register version (71 FR 36639)
33-8713, IC-27399, 33-8297
June 20, 2006
S7-18-03
Fund of Funds Investments
See Also -
2007 Federal Register version , Disclosure of Fund of Funds Expenses
Federal Register version (71 FR 36639)
34-53937
June 5, 2006
S7-10-06
Findings of Scientific Misconduct
See Also -
2006 Federal Register version , Correction
Federal Register version (71 FR 35730)
34-53829
May 18, 2006
S7-10-04
Regulation NMS
View Received Comments
See Also -
2006 Federal Register version , Spotlight on Regulation NMS
Federal Register version (71 FR 30037)
34-53755
May 3, 2006
Description of Duties of the General Counsel
See Also -
2006 Federal Register version
Federal Register version (71 FR 27385)
IA-2504
March 30, 2006
Technical Amendments to Form ADV, Form ADV-W, Form ADV-H, Form ADV-E
See Also -
2006 Federal Register version
Federal Register version (71 FR 17344)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A
Feb. 8, 2006
S7-16-04
Rulemaking for EDGAR System
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8401 , Comments
Federal Register version (71 FR 7678)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A
Feb. 8, 2006
S7-16-04
Rulemaking for EDGAR System
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8401 , Comments
Federal Register version (71 FR 7678)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A
Feb. 8, 2006
S7-16-04
Rulemaking for EDGAR System
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8401 , Comments
Federal Register version (71 FR 7678)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A
Feb. 8, 2006
S7-16-04
Rulemaking for EDGAR System
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8401 , Comments
Federal Register version (71 FR 7678)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A
Feb. 8, 2006
S7-16-04
Rulemaking for EDGAR System
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8401 , Comments
Federal Register version (71 FR 7678)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A
Feb. 6, 2006
S7-38-04
Securities Offering Reform; Correction
See Also -
2006 Federal Register version , Proposed Rule Release No. 33-8501 , Comments
Federal Register version (71 FR 7411)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219
Jan. 27, 2006
Adoption of Updated EDGAR Filer Manual
See Also -
2006 Federal Register version
Federal Register version (71 FR 5596)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219
Jan. 27, 2006
Adoption of Updated EDGAR Filer Manual
See Also -
2006 Federal Register version
Federal Register version (71 FR 5596)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219
Jan. 27, 2006
Adoption of Updated EDGAR Filer Manual
See Also -
2006 Federal Register version
Federal Register version (71 FR 5596)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219
Jan. 27, 2006
Adoption of Updated EDGAR Filer Manual
See Also -
2006 Federal Register version
Federal Register version (71 FR 5596)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219
Jan. 27, 2006
Adoption of Updated EDGAR Filer Manual
See Also -
2006 Federal Register version
Federal Register version (71 FR 5596)
34-51808A
Dec. 28, 2005
S7-10-04
Regulation NMS
View Received Comments
See Also -
Spotlight on Regulation NMS
Federal Register version (71 FR 232)
33-8644, 34-52989
Dec. 21, 2005
S7-08-05
Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
See Also -
2005 Federal Register PDF , Rel. No. 33-8617
Federal Register version (70 FR 76625)