Final

Release Number SEC Issue Date File Number Details
33-8879, 34-57026, International Series Release No. 1306 S7-13-07 Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8818
Federal Register version (73 FR 985)
33-8876, 34 56994, 39-2451 S7-15-07 Smaller Reporting Company Regulatory Relief and Simplification
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8819, and Small Entity Compliance Guide
Federal Register version (73 FR 933)
33-8878 S7-10-07 Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8812, and Small Entity Compliance Guide
Federal Register version (72 FR 73533)
33-8876, 34 56994, 39-2451 S7-15-07 Smaller Reporting Company Regulatory Relief and Simplification
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8819, and Small Entity Compliance Guide
Federal Register version (73 FR 933)
33-8876, 34 56994, 39-2451 S7-15-07 Smaller Reporting Company Regulatory Relief and Simplification
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8819, and Small Entity Compliance Guide
Federal Register version (73 FR 933)
33-8869 S7-11-07 Revisions to Rules 144 and 145
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8813, and Small Entity Compliance Guide
Federal Register version (72 FR 71545)
34-56914, IC-28075 S7-17-07 Shareholder Proposals Relating to the Election of Directors
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 34-56161, and Small Entity Compliance Guide
Federal Register version (72 FR 70449)
34-56914, IC-28075 S7-17-07 Shareholder Proposals Relating to the Election of Directors
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 34-56161, and Small Entity Compliance Guide
Federal Register version (72 FR 70449)
34-56887 S7-14-07 Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934
View Received Comments
See Also - 2007 Federal Register version, Proposed Rule Release No. 34-56010
Federal Register version (72 FR 69553)
34-56501 S7-22-06 Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
View Received Comments
See Also - see Federal Register version, see Federal Register version, Proposed Rule Release No. 34-54946, Order Release No. 34-54948, Small Entity Compliance Guide
Federal Register version (72 FR 56513)
34-56501 S7-22-06 Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
View Received Comments
See Also - see Federal Register version, see Federal Register version, Proposed Rule Release No. 34-54946, Order Release No. 34-54948, Small Entity Compliance Guide
Federal Register version (72 FR 56513)
34-56502 S7-23-06 Exemptions for Banks Under Section 3(a)(5) of the Securities Exchange Act of 1934 and Related Rules
View Received Comments
See Also - 2007 Federal Register version, Proposed Rule Release No. 34-54947, Order Release No. 34-54948
Federal Register version (72 FR 56562)
IA-2653 S7-23-07 Temporary Rule Regarding Principal Trades With Certain Advisory Clients
Comments Due: November 30, 2007
View Received Comments
See Also - 2007 Federal Register version, Small Entity Compliance Guide
Federal Register version (72 FR 55022)
IA-2653 S7-23-07 Temporary Rule Regarding Principal Trades With Certain Advisory Clients
Comments Due: November 30, 2007
View Received Comments
See Also - 2007 Federal Register version, Small Entity Compliance Guide
Federal Register version (72 FR 55022)
33-8834, 34-56256, 39-2448, IC-27928 Adoption of Updated EDGAR Filer Manual
See Also - 2007 Federal Register version
Federal Register version (72 FR 46559)
33-8834, 34-56256, 39-2448, IC-27928 Adoption of Updated EDGAR Filer Manual
See Also - 2007 Federal Register version
Federal Register version (72 FR 46559)
33-8834, 34-56256, 39-2448, IC-27928 Adoption of Updated EDGAR Filer Manual
See Also - 2007 Federal Register version
Federal Register version (72 FR 46559)
33-8834, 34-56256, 39-2448, IC-27928 Adoption of Updated EDGAR Filer Manual
See Also - 2007 Federal Register version
Federal Register version (72 FR 46559)
34-56212 S7-12-06 Amendments to Regulation SHO
View Received Comments
See Also - 2007 Federal Register version, Proposed Rule Releases No. 34-55520, and 34-54154, Spotlight on Short Sales, and Small Entity Compliance Guide
Federal Register version (72 FR 45543)
33-8830, 34-56205, IC-27923 Deletion of References to IRS Identification Numbers
See Also - 2007 Federal Register version
Federal Register version (72 FR 45109)
34-56206, 34-54888 S7-20-06 Short Selling in Connection With a Public Offering
View Received Comments
See Also - 2007 Federal Register version, Small Entity Compliance Guide
Federal Register version (72 FR 45093)
33-8830, 34-56205, IC-27923 Deletion of References to IRS Identification Numbers
See Also - 2007 Federal Register version
Federal Register version (72 FR 45109)
34-56206, 34-54888 S7-20-06 Short Selling in Connection With a Public Offering
View Received Comments
See Also - 2007 Federal Register version, Small Entity Compliance Guide
Federal Register version (72 FR 45093)
33-8830, 34-56205, IC-27923 Deletion of References to IRS Identification Numbers
See Also - 2007 Federal Register version
Federal Register version (72 FR 45109)
33-8829, 34-56203 S7-24-06 Definition of the Term Significant Deficiency
See Also - 2007 Federal Register version, and Small Entity Compliance Guide
Federal Register version (72 FR 44923)
33-8829, 34-56203 S7-24-06 Definition of the Term Significant Deficiency
See Also - 2007 Federal Register version, and Small Entity Compliance Guide
Federal Register version (72 FR 44923)
IA-2628 S7-25-06 Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles
See Also - 2007 Federal Register version, Concurring Opinion of Commissioner Paul S. Atkins
Federal Register version (72 FR 44756)
34-56135, IC-27911 S7-10-05 Shareholder Choice Regarding Proxy Materials
View Received Comments
See Also - Small Entity Compliance Guide, Federal Register version
Federal Register version (72 FR 42221)
34-56135, IC-27911 S7-03-07 Shareholder Choice Regarding Proxy Materials
See Also - Small Entity Compliance Guide, Federal Register version
Federal Register version (72 FR 42221)
34-56135, IC-27911 S7-10-05 Shareholder Choice Regarding Proxy Materials
View Received Comments
See Also - Small Entity Compliance Guide, Federal Register version
Federal Register version (72 FR 42221)
34-56135, IC-27911 S7-03-07 Shareholder Choice Regarding Proxy Materials
See Also - Small Entity Compliance Guide, Federal Register version
Federal Register version (72 FR 42221)
33-8823, IC-27884 S7-05-07 Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information
View Received Comments
See Also - 2007 Federal Register version, Proposed Rule Release No. 33-8781, Comment Summary, and Small Entity Compliance Guide
Federal Register version (72 FR 48742)
33-8823, IC-27884 S7-05-07 Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information
View Received Comments
See Also - 2007 Federal Register version, Proposed Rule Release No. 33-8781, Comment Summary, and Small Entity Compliance Guide
Federal Register version (72 FR 48742)
34-55970 S7-21-06 Regulation SHO and Rule 10a-1
View Received Comments
See Also - 2007 Federal Register version, Proposed Rule Release No. 34-54891, Reg SHO Pilot Study, and Small Entity Compliance Guide
Federal Register version (72 FR 36348)
33-8809, 34-55928, 33-8811 FR-76 S7-24-06 Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting
View Received Comments
See Also - 2009. Federal Register version, Interpretive Release No. 33-8810, Request for Comment, Proposed Rule Release No. 33-8762, comment summary, and Small Entity Compliance Guide
Federal Register version (72 FR 35309)
33-8809, 34-55928, 33-8811 FR-76 S7-24-06 Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting
View Received Comments
See Also - 2009. Federal Register version, Interpretive Release No. 33-8810, Request for Comment, Proposed Rule Release No. 33-8762, comment summary, and Small Entity Compliance Guide
Federal Register version (72 FR 35309)
33-8809, 34-55928, 33-8811 FR-76 S7-24-06 Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting
View Received Comments
See Also - 2009. Federal Register version, Interpretive Release No. 33-8810, Request for Comment, Proposed Rule Release No. 33-8762, comment summary, and Small Entity Compliance Guide
Federal Register version (72 FR 35309)
34-55857, 34-55231 S7-04-07 Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations
View Received Comments
See Also - see effective date section of the release for exceptions. Federal Register version, Small Entity Compliance Guide
Federal Register version (72 FR 33563)
34-55857, 34-55231 S7-04-07 Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations
View Received Comments
See Also - see effective date section of the release for exceptions. Federal Register version, Small Entity Compliance Guide
Federal Register version (72 FR 33563)
34-55643 Technical Amendments to Form BD and Form BDW
See Also - 2007 Federal Register version
Federal Register version (72 FR 20223)
33-8791 S7-18-06 Covered Securities Pursuant to Section 18 of the Securities Act of 1933
See Also - 2007 Federal Register version
Federal Register version (72 FR 20409)
34-55540 S7-12-05 Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934
View Received Comments
See Also - 2007 Federal Register version, Proposed Rule Release Nos. 34-53020, 34-55005, and comments
Federal Register version (72 FR 16933)
34-55502 Technical Amendment to Regulation S-T
See Also - 2007 Federal Register version
Federal Register version (72 FR 14416)
34-55160 S7-10-04 Regulation NMS
View Received Comments
See Also - See page 3 of the release. Federal Register version, Spotlight on Regulation NMS
Federal Register version (72 FR 4202)
34-55146, IC-27671 S7-10-05 Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also - See page 2 of the release. Federal Register version
Federal Register version (72 FR 4147)
34-55146, IC-27671 S7-10-05 Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also - See page 2 of the release. Federal Register version
Federal Register version (72 FR 4147)
34-55146, IC-27671 S7-10-05 Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also - See page 2 of the release. Federal Register version
Federal Register version (72 FR 4147)
34-55146, IC-27671 S7-10-05 Internet Availability of Proxy Materials
Comments Due: March 30, 2007
View Received Comments
See Also - See page 2 of the release. Federal Register version
Federal Register version (72 FR 4147)
34-40761A S7-13-98 Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction
See Also - 1999 Federal Register version, Proposed Rule Release No. 34-39885
Federal Register version (72 FR 1282)
33-8760, 34-54942 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: January 22, 2007
View Received Comments
See Also - and comments, Rel. Nos. 33-8212, Proposed Rule Release Nos. 33-8731, and comments, 2006 Federal Register version
Federal Register version (71 FR 76580)
33-8760, 34-54942 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: January 22, 2007
View Received Comments
See Also - and comments, Rel. Nos. 33-8212, Proposed Rule Release Nos. 33-8731, and comments, 2006 Federal Register version
Federal Register version (71 FR 76580)
33-8760, 34-54942 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: January 22, 2007
View Received Comments
See Also - and comments, Rel. Nos. 33-8212, Proposed Rule Release Nos. 33-8731, and comments, 2006 Federal Register version
Federal Register version (71 FR 76580)
33-8760, 34-54942 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers and Newly Public Companies
Comments Due: January 22, 2007
View Received Comments
See Also - and comments, Rel. Nos. 33-8212, Proposed Rule Release Nos. 33-8731, and comments, 2006 Federal Register version
Federal Register version (71 FR 76580)
34-54864 S7-14-06 Electronic Filing of Transfer Agent Forms
See Also - 2007 Federal Register version, Proposed Rule 34-54356
Federal Register version (71 FR 74697)
34-54867 Delegation of Authority to Chief Administrative Law Judge
See Also - 2007 Federal Register version
Federal Register version (71 FR 71037)
34-54684, IC-27542 S7-11-05 Amendments to the Tender Offer Best-Price Rules
See Also - 2006 Federal Register version, Proposed Rule 34-52968, and comments
Federal Register version (71 FR 65393)
34-54684, IC-27542 S7-11-05 Amendments to the Tender Offer Best-Price Rules
See Also - 2006 Federal Register version, Proposed Rule 34-52968, and comments
Federal Register version (71 FR 65393)
IC-27538 S7-37-04 Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
View Received Comments
See Also - 2006 Federal Register version, Proposed Rules IC-27539, Release No. IC-26647, and comments
Federal Register version (71 FR 64085)
IC-27504 S7-06-06 Mutual Fund Redemption Fees
File Nos.: S7-06-06, 4-512 See Also - See Section III of Release Federal Register version, Proposed Rule Release No. IC-27255, comments on S7-06-06, and comments on 4-512
Federal Register version (71 FR 58257)
33-8732A, 34-54302A, IC-27444A S7-03-06 Executive Compensation and Related Person Disclosure
Comments Due: October 23, 2006
View Received Comments
See Also - Federal Register Version: 33–8732A (pdf 1.44 MB), Proposed Rule: 33-8735, Proposed Rule: 33-8655
Federal Register version (71 FR 78338)
33-8732A, 34-54302A, IC-27444A S7-03-06 Executive Compensation and Related Person Disclosure
Comments Due: October 23, 2006
View Received Comments
See Also - Federal Register Version: 33–8732A (pdf 1.44 MB), Proposed Rule: 33-8735, Proposed Rule: 33-8655
Federal Register version (71 FR 78338)
33-8732A, 34-54302A, IC-27444A S7-03-06 Executive Compensation and Related Person Disclosure
Comments Due: October 23, 2006
View Received Comments
See Also - Federal Register Version: 33–8732A (pdf 1.44 MB), Proposed Rule: 33-8735, Proposed Rule: 33-8655
Federal Register version (71 FR 78338)
33-8730A, 34-54294A S7-06-03 Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
View Received Comments
See Also - 2006 Federal Register version, Proposed Rule Release Nos. 33-8731, Rel. Nos. 33-8212
33-8730A, 34-54294A S7-06-03 Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
Comments Due: January 23, 2007
View Received Comments
See Also - 2006 Federal Register version, Proposed Rule Release Nos. 33-8731, Rel. Nos. 33-8212
33-8730A, 34-54294A S7-06-03 Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
See Also - 2006 Federal Register version, Proposed Rule Release Nos. 33-8731, Rel. Nos. 33-8212
33-8730A, 34-54294A S7-06-03 Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
View Received Comments
See Also - 2006 Federal Register version, Proposed Rule Release Nos. 33-8731, Rel. Nos. 33-8212
33-8730A, 34-54294A S7-06-03 Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
Comments Due: January 23, 2007
View Received Comments
See Also - 2006 Federal Register version, Proposed Rule Release Nos. 33-8731, Rel. Nos. 33-8212
33-8730A, 34-54294A S7-06-03 Internal Control Over Financial Reporting In Exchange Act Periodic Reports of Foreign Private Issuers That Are Accelerated Filers [Corrected August 11, 2006]
See Also - 2006 Federal Register version, Proposed Rule Release Nos. 33-8731, Rel. Nos. 33-8212
33-8724, 34-54168 Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process
See Also - 2006 Federal Register version
Federal Register version (71 FR 41997)
33-8724, 34-54168 Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process
See Also - 2006 Federal Register version
Federal Register version (71 FR 41997)
34-54106 S7-07-06 Joint Final Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities
See Also - 2006 Federal Register version
Federal Register version (71 FR 39534)
33-8713, IC-27399, 33-8297 S7-18-03 Fund of Funds Investments
See Also - 2007 Federal Register version, Disclosure of Fund of Funds Expenses
Federal Register version (71 FR 36639)
33-8713, IC-27399, 33-8297 S7-18-03 Fund of Funds Investments
See Also - 2007 Federal Register version, Disclosure of Fund of Funds Expenses
Federal Register version (71 FR 36639)
33-8713, IC-27399, 33-8297 S7-18-03 Fund of Funds Investments
See Also - 2007 Federal Register version, Disclosure of Fund of Funds Expenses
Federal Register version (71 FR 36639)
34-53937 S7-10-06 Findings of Scientific Misconduct
See Also - 2006 Federal Register version, Correction
Federal Register version (71 FR 35730)
34-53829 S7-10-04 Regulation NMS
View Received Comments
See Also - 2006 Federal Register version, Spotlight on Regulation NMS
Federal Register version (71 FR 30037)
34-53755 Description of Duties of the General Counsel
See Also - 2006 Federal Register version
Federal Register version (71 FR 27385)
IA-2504 Technical Amendments to Form ADV, Form ADV-W, Form ADV-H, Form ADV-E
See Also - 2006 Federal Register version
Federal Register version (71 FR 17344)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A S7-16-04 Rulemaking for EDGAR System
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8401, Comments
Federal Register version (71 FR 7678)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A S7-16-04 Rulemaking for EDGAR System
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8401, Comments
Federal Register version (71 FR 7678)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A S7-16-04 Rulemaking for EDGAR System
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8401, Comments
Federal Register version (71 FR 7678)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A S7-16-04 Rulemaking for EDGAR System
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8401, Comments
Federal Register version (71 FR 7678)
33-8590A, 34-52052A, 35-28002A, 39-2437A, IC-26990A S7-16-04 Rulemaking for EDGAR System
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8401, Comments
Federal Register version (71 FR 7678)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8591A, 34-52056A, IC-26993A, FR-75A, International Series Release No. 1294A S7-38-04 Securities Offering Reform; Correction
See Also - 2006 Federal Register version, Proposed Rule Release No. 33-8501, Comments
Federal Register version (71 FR 7411)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219 Adoption of Updated EDGAR Filer Manual
See Also - 2006 Federal Register version
Federal Register version (71 FR 5596)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219 Adoption of Updated EDGAR Filer Manual
See Also - 2006 Federal Register version
Federal Register version (71 FR 5596)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219 Adoption of Updated EDGAR Filer Manual
See Also - 2006 Federal Register version
Federal Register version (71 FR 5596)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219 Adoption of Updated EDGAR Filer Manual
See Also - 2006 Federal Register version
Federal Register version (71 FR 5596)
33-8656, 34-53186, 35-28081, 39-2441, IC-27219 Adoption of Updated EDGAR Filer Manual
See Also - 2006 Federal Register version
Federal Register version (71 FR 5596)
34-51808A S7-10-04 Regulation NMS
View Received Comments
See Also - Spotlight on Regulation NMS
Federal Register version (71 FR 232)
33-8644, 34-52989 S7-08-05 Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
See Also - 2005 Federal Register PDF, Rel. No. 33-8617
Federal Register version (70 FR 76625)