Final

Release Number SEC Issue Date File Number Details
33-9006, 34-59391, 39-2462, IC-28617 S7-12-08 Interactive Data for Mutual Fund Risk/Return Summary
View Received Comments
See Also - Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
33-9006, 34-59391, 39-2462, IC-28617 S7-12-08 Interactive Data for Mutual Fund Risk/Return Summary
View Received Comments
See Also - Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
33-9006, 34-59391, 39-2462, IC-28617 S7-12-08 Interactive Data for Mutual Fund Risk/Return Summary
View Received Comments
See Also - Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
33-9006, 34-59391, 39-2462, IC-28617 S7-12-08 Interactive Data for Mutual Fund Risk/Return Summary
View Received Comments
See Also - Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
33-9006, 34-59391, 39-2462, IC-28617 S7-12-08 Interactive Data for Mutual Fund Risk/Return Summary
View Received Comments
See Also - Proposed Rule Release No. 33-8929, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 7747)
34-59342 S7-13-08 Amendments to Rules for Nationally Recognized Statistical Rating Organizations
View Received Comments
See Also - Proposed Rule Release No. 34-57967, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 6455)
33-9002 S7-11-08 Interactive Data To Improve Financial Reporting
View Received Comments
See Also - Proposed Rule Release No. 33-8924, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 6775)
33-8999, 33-9063, 34-59246, 39-2549, 33-9232, 33-9158 S7-02-09 Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
View Received Comments
See Also - Federal Register version
Federal Register version (74 FR 3967)
33-8999, 33-9063, 34-59246, 39-2549, 33-9232, 33-9158 S7-02-09 Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
View Received Comments
See Also - Federal Register version
Federal Register version (74 FR 3967)
33-8999, 33-9063, 34-59246, 39-2549, 33-9232, 33-9158 S7-02-09 Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
View Received Comments
See Also - Federal Register version
Federal Register version (74 FR 3967)
33-8999, 33-9063, 34-59246, 39-2549, 33-9232, 33-9158 S7-02-09 Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
View Received Comments
See Also - Federal Register version
Federal Register version (74 FR 3967)
33-8999, 33-9063, 34-59246, 39-2549, 33-9232, 33-9158 S7-02-09 Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
View Received Comments
See Also - Federal Register version
Federal Register version (74 FR 3967)
33-8999, 33-9063, 34-59246, 39-2549, 33-9232, 33-9158 S7-02-09 Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
View Received Comments
See Also - Federal Register version
Federal Register version (74 FR 3967)
33-8998, IC-28584 S7-28-07 Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
See Also - Proposed Rule Release No. 33-8861, Release No. 33-8949, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 4545)
33-8998, IC-28584 S7-28-07 Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
View Received Comments
See Also - Proposed Rule Release No. 33-8861, Release No. 33-8949, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 4545)
33-8998, IC-28584 S7-28-07 Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
See Also - Proposed Rule Release No. 33-8861, Release No. 33-8949, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 4545)
33-8998, IC-28584 S7-28-07 Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
View Received Comments
See Also - Proposed Rule Release No. 33-8861, Release No. 33-8949, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 4545)
33-8996, 34-59221 S7-14-08 Indexed Annuities And Certain Other Insurance Contracts
View Received Comments
See Also - Proposed Rule Release No. 33-8933, Release No. 33-8976, and Dissent of Commissioner Paredes, Small Entity Compliance Guide for Rule 12h-7, Small Entity Compliance Guide for Rule 151A, Federal Register version
Federal Register version (74 FR 3137)
33-8996, 34-59221 S7-14-08 Indexed Annuities And Certain Other Insurance Contracts
View Received Comments
See Also - Proposed Rule Release No. 33-8933, Release No. 33-8976, and Dissent of Commissioner Paredes, Small Entity Compliance Guide for Rule 12h-7, Small Entity Compliance Guide for Rule 151A, Federal Register version
Federal Register version (74 FR 3137)
33-8995, 34-59192, FR-78 S7-15-08 Modernization of Oil and Gas Reporting
View Received Comments
See Also - Proposed Rule Release No. 33-8935, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 2157)
33-8995, 34-59192, FR-78 S7-15-08 Modernization of Oil and Gas Reporting
View Received Comments
See Also - Proposed Rule Release No. 33-8935, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 2157)
33-8995, 34-59192, FR-78 S7-15-08 Modernization of Oil and Gas Reporting
View Received Comments
See Also - Proposed Rule Release No. 33-8935, Small Entity Compliance Guide, Federal Register version
Federal Register version (74 FR 2157)
34-59062, 34-58255 S7-21-08 Amendment to Municipal Securities Disclosure
View Received Comments
See Also - 2009 Federal Register version
Federal Register version (73 FR 76103)
34-59062, 34-58255 S7-21-08 Amendment to Municipal Securities Disclosure
View Received Comments
See Also - 2009 Federal Register version
Federal Register version (73 FR 76103)
IC-28487 S7-32-08 Temporary Exemption for Liquidation of Certain Money Market Funds
View Received Comments
See Also - . Federal Register version
Federal Register version (73 FR 71919)
34-58938 Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission
See Also - 2008 Federal Register version
Federal Register version (73 FR 69531)
33-8981 S7-25-07 Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E
View Received Comments
See Also - Proposed Rule Release No. 33-8859, Small Entity Compliance Guide, Federal Register version
Federal Register version (73 FR 65516)
34-58785 S7-31-08 Disclosure of Short Sales and Short Positions by Institutional Investment Managers
View Received Comments
See Also - . Federal Register version, Notice to Form SH Filers, EDGAR Submission Type SH-ER Information Technical Specification, EDGAR Submission Type SH-ER Information Fillable PDF Form
Federal Register version (73 FR 61678)
34-58773 S7-30-08 Amendments to Regulation SHO
View Received Comments
See Also - and Small Entity Compliance Guide, Federal Register version
Federal Register version (73 FR 61706)
34-58773 S7-30-08 Amendments to Regulation SHO
View Received Comments
See Also - and Small Entity Compliance Guide, Federal Register version
Federal Register version (73 FR 61706)
34-58774 S7-08-08 "Naked' Short Selling Antifraud Rule
View Received Comments
See Also - Proposed Rule Release No. 34-57511, Small Entity Compliance Guide, Federal Register version
Federal Register version (73 FR 61666)
34-58775 S7-19-07 Amendments to Regulation SHO
View Received Comments
See Also - Proposed Rule Release Nos. 34-58107, and 34-56213, and Small Entity Compliance Guide, Federal Register version
Federal Register version (73 FR 61690)
33-8961, 34-58656 Technical Amendment to Item 407 of Regulation S-K
See Also - 2008 Federal Register version
Federal Register version (73 FR 57237)
33-8961, 34-58656 Technical Amendment to Item 407 of Regulation S-K
See Also - 2008 Federal Register version
Federal Register version (73 FR 57237)
33-8959, 34-58620, 33-8900 International Series Release No. 1310 S7-05-08 Foreign Issuer Reporting Enhancements
View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 58300)
33-8959, 34-58620, 33-8900 International Series Release No. 1310 S7-05-08 Foreign Issuer Reporting Enhancements
View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 58300)
33-8959, 34-58620, 33-8900 International Series Release No. 1310 S7-05-08 Foreign Issuer Reporting Enhancements
View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 58300)
33-8957, 34-58597 S7-10-08 Commission Guidance and Revisions to the Cross-Border Tender Offer, Exchange Offer, Rights Offerings, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
View Received Comments
See Also - Proposed Rule Release No. 33-8917, Small Entity Compliance Guide, Federal Register version
Federal Register version (73 FR 60049)
33-8957, 34-58597 S7-10-08 Commission Guidance and Revisions to the Cross-Border Tender Offer, Exchange Offer, Rights Offerings, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
View Received Comments
See Also - Proposed Rule Release No. 33-8917, Small Entity Compliance Guide, Federal Register version
Federal Register version (73 FR 60049)
33-8956, 34-58584, 39-2458, IC-28381 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 54943)
33-8956, 34-58584, 39-2458, IC-28381 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 54943)
33-8956, 34-58584, 39-2458, IC-28381 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 54943)
33-8956, 34-58584, 39-2458, IC-28381 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 54943)
34-58465, 34-57350, International Series Release No. 1309 S7-04-08 Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers
View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 52751)
34-58465, 34-57350, International Series Release No. 1309 S7-04-08 Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers
View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 52751)
34-58465, 34-57350, International Series Release No. 1309 S7-04-08 Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers
View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 52751)
34-58092 Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations
See Also - 2008 Federal Register version
Federal Register version (73 FR 40143)
33-8934, 34-58028 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
View Received Comments
See Also - Federal Register version
Federal Register version (73 FR 38093)
33-8934, 34-58028 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also - Federal Register version
Federal Register version (73 FR 38093)
33-8934, 34-58028 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also - Federal Register version
Federal Register version (73 FR 38093)
33-8934, 34-58028 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
View Received Comments
See Also - Federal Register version
Federal Register version (73 FR 38093)
33-8934, 34-58028 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also - Federal Register version
Federal Register version (73 FR 38093)
33-8934, 34-58028 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
View Received Comments
See Also - Federal Register version
Federal Register version (73 FR 38093)
33-8934, 34-58028 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
View Received Comments
See Also - Federal Register version
Federal Register version (73 FR 38093)
33-8934, 34-58028 S7-06-03 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
See Also - Federal Register version
Federal Register version (73 FR 38093)
33-8926, 34-57914, 39-2456, IC-28296 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 33298)
33-8926, 34-57914, 39-2456, IC-28296 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 33298)
33-8926, 34-57914, 39-2456, IC-28296 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 33298)
33-8926, 34-57914, 39-2456, IC-28296 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 33298)
33-8922, 34-57888, 39-2454, IC-28292 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 33002)
33-8922, 34-57888, 39-2454, IC-28292 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 33002)
33-8922, 34-57888, 39-2454, IC-28292 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 33002)
33-8922, 34-57888, 39-2454, IC-28292 Adoption of Updated EDGAR Filer Manual
See Also - 2008 Federal Register version
Federal Register version (73 FR 33002)
34-57877 Regional Office Reorganization
See Also - 2008 Federal Register version
Federal Register version (73 FR 32221)
IC-28266, IC-26647, IC-27539 S7-37-04 Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
View Received Comments
See Also - 2008 Federal Register version, Small Entity Compliance Guide
Federal Register version (73 FR 29044)
IC-28266, IC-26647, IC-27539 S7-37-04 Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
View Received Comments
See Also - 2008 Federal Register version, Small Entity Compliance Guide
Federal Register version (73 FR 29044)
IC-28266, IC-26647, IC-27539 S7-37-04 Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
View Received Comments
See Also - 2008 Federal Register version, Small Entity Compliance Guide
Federal Register version (73 FR 29044)
34-57711, IC-28254, 34-57306 S7-02-08 Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
View Received Comments
See Also - 2008 Federal Register version, Small Entity Compliance Guide
Federal Register version (73 FR 23328)
34-57711, IC-28254, 34-57306 S7-02-08 Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
View Received Comments
See Also - 2008 Federal Register version, Small Entity Compliance Guide
Federal Register version (73 FR 23328)
34-57711, IC-28254, 34-57306 S7-02-08 Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
View Received Comments
See Also - 2008 Federal Register version, Small Entity Compliance Guide
Federal Register version (73 FR 23328)
34-56501A S7-22-06 Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 34-54946
Federal Register version (73 FR 20779)
34-56501A S7-22-06 Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
See Also - 2008 Federal Register version, Proposed Rule Release No. 34-54946
Federal Register version (73 FR 20779)
33-8909 S7-30-07 Revisions to Form S-11 To Permit Historical Incorporation by Reference
View Received Comments
See Also - 2008 Federal Register version, Small Entity Compliance Guide, Proposed Rule Release No. 33-8871
Federal Register version (73 FR 20511)
34-57526 S7-06-07 Proposed Rule Changes of Self-Regulatory Organizations
View Received Comments
See Also - 2008 Federal Register version, Federal Register correction, Proposed Rule Release No. 34-55341
Federal Register version (73 FR 16179)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
34-55146A, IC-27671A, 34-56135A, IC-27911A, 33-7759A, 33-7760A, 34-42054A, 34-42055A, 39-2378A, IC-24107A, IS-1208A S7-10-05 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
File Nos.: S7-10-05, S7-03-07, S7-29-98 View Received Comments
See Also - 2008 Federal Register version
Federal Register version (73 FR 17809)
33-8891, 34-57280, 39-2453, IC-28145 S7-12-07 Electronic Filing and Revision of Form D
View Received Comments
See Also - Proposed Rule Release No. 33-8814, and Small Entity Compliance Guide
Federal Register version (73 FR 10592)
33-8891, 34-57280, 39-2453, IC-28145 S7-12-07 Electronic Filing and Revision of Form D
View Received Comments
See Also - Proposed Rule Release No. 33-8814, and Small Entity Compliance Guide
Federal Register version (73 FR 10592)
33-8891, 34-57280, 39-2453, IC-28145 S7-12-07 Electronic Filing and Revision of Form D
View Received Comments
See Also - Proposed Rule Release No. 33-8814, and Small Entity Compliance Guide
Federal Register version (73 FR 10592)
33-8891, 34-57280, 39-2453, IC-28145 S7-12-07 Electronic Filing and Revision of Form D
View Received Comments
See Also - Proposed Rule Release No. 33-8814, and Small Entity Compliance Guide
Federal Register version (73 FR 10592)
34-57262 Delegation of Authority to the Director of the Division of Corporation Finance
See Also - 2008 Federal Register version
Federal Register version (73 FR 7205)
33-8885, 34-57218, 39-2452, IC-28137 Amendment of Procedures for Payment of Fees
See Also - 2008 Federal Register version
Federal Register version (73 FR 6011)
33-8885, 34-57218, 39-2452, IC-28137 Amendment of Procedures for Payment of Fees
See Also - 2008 Federal Register version
Federal Register version (73 FR 6011)
33-8885, 34-57218, 39-2452, IC-28137 Amendment of Procedures for Payment of Fees
See Also - 2008 Federal Register version
Federal Register version (73 FR 6011)
33-8885, 34-57218, 39-2452, IC-28137 Amendment of Procedures for Payment of Fees
See Also - 2008 Federal Register version
Federal Register version (73 FR 6011)
34-57172, IC-28124 S7-16-07 Electronic Shareholder Forums
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 34-56160, and Small Entity Compliance Guide
Federal Register version (73 FR 4450)
34-57172, IC-28124 S7-16-07 Electronic Shareholder Forums
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 34-56160, and Small Entity Compliance Guide
Federal Register version (73 FR 4450)
34-57166, IA-2695 Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADV-W and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3-1, 15Ca1-1, 15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-1
See Also - 2008. Federal Register version
Federal Register version (73 FR 4690)
34-57166, IA-2695 Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADV-W and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3-1, 15Ca1-1, 15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-1
See Also - 2008. Federal Register version
Federal Register version (73 FR 4690)
33-8879, 34-57026, International Series Release No. 1306 S7-13-07 Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8818
Federal Register version (73 FR 985)
33-8879, 34-57026, International Series Release No. 1306 S7-13-07 Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP
View Received Comments
See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8818
Federal Register version (73 FR 985)