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| Jul. 26, 2006 |
Memorandum from the Office of Regulatory Policy, Division of Investment Management, regarding a July 26, 2006 meeting with representatives of the Swiss Bankers Association |
| Jul. 6, 2006 |
William M. Tartikoff, Calvert Group, Ltd., Bethesda, Maryland |
| Jul. 2, 2006 |
Steven G. Stelmachowski, Milwaukee, Wisconsin |
| May 25, 2006 |
Memorandum from the Office of Regulatory Policy, Division of Investment Management, regarding a May 24, 2006 meeting with representatives of The SPARK Institute, Inc., the ING Group, T. Rowe Price, and Citistreet LLC |
| May 1, 2006 |
Robert G. Wuelfing, President, and Larry H. Goldbrum, General Counsel, the SPARK Institute, Inc. |
| Apr. 21, 2006 |
Memorandum from the Executive Staff regarding a April 20, 2006 meeting with representatives of NewRiver Inc. and Pickard & Djinis LLP |
| Apr. 21, 2006 |
David L. Wray, President, Profit Sharing/401(k) Council of America (PSCA) |
| Apr. 17, 2006 |
Heidi Stam, General Counsel, The Vanguard Group, Inc., Valley Forge, Pennsylvania |
| Apr. 14, 2006 |
Memorandum from the Executive Staff regarding a April 12, 2006 meeting with representatives of the Investment Company Institute |
| Apr. 14, 2006 |
Sarah A. Miller, Director & Chief Regulatory Counsel, Center for Securities, Trust and Investments, American Bankers Association |
| Apr. 13, 2006 |
Della M. Labate, M.S., Ed., Teacher of American History, Phoenix, Arizona |
| Apr. 12, 2006 |
Mark N. Polebaum, General Counsel, MFS Investment Management, Boston, Massachusetts |
| Apr. 10, 2006 |
Martin G. Byrne, Chairman, Securities Industry Association |
| Apr. 10, 2006 |
Stephen E. Roth, Frederick R. Bellamy, and W. Thomas Conner, Sutherland Asbill & Brennan LLP |
| Apr. 10, 2006 |
Elizabeth Krentzman, General Counsel, Investment Company Institute |
| Apr. 10, 2006 |
Henry H. Hopkins, Chief Legal Counsel, and Laura H. Chasney, Associate Legal Counsel, T. Rowe Price Associates, Inc. |
| Apr. 10, 2006 |
Niels Holch, Executive Director, Coalition of Mutual Fund Investors |
| Apr. 10, 2006 |
Cynthia Dash, General Counsel, MG Colorado Holdings, Inc., MSCS and MSCS Financial Services, LLC |
| Apr. 10, 2006 |
James S. Viola, Assistant Vice President and Counsel, Massachusetts Mutual Life Insurance Company |
| Apr. 10, 2006 |
Carl B. Wilkerson, Vice President and Chief Counsel, American Council of Life Insurers |
| Apr. 10, 2006 |
Michael H. Koonce, Sr. Vice President and General Counsel, Evergreen Investments, Boston, Massachusetts |
| Apr. 10, 2006 |
Deborah A. Lamb, EVP, Chief Compliance Officer, STI Classic Funds |
| Apr. 10, 2006 |
Kimberly J. Smith, Deputy General Counsel, ING Americas U.S. Legal Services |
| Apr. 10, 2006 |
David J. Lekich, V.P. and Senior Corporate Counsel, Charles Schwab Co., Inc., San Francisco, California |
| Apr. 10, 2006 |
Mark S. Howard, Senior Vice President, Secretary and Counsel, USAA Investment Management Company, San Antonio, Texas |
| Apr. 10, 2006 |
Brian H. Graff, Esq., APM, Executive Director/CEO, American Society of Pension Professionals & Actuaries (ASPPA) |
| Apr. 10, 2006 |
Robert G. Wuelfing, President, and Larry H. Goldbrum, General Counsel, SPARK Institute, Inc. |
| Apr. 10, 2006 |
Jan M. Jacobson, Director, Retirement Policy, American Benefits Council |
| Apr. 10, 2006 |
Mark R. Thresher, President and Chief Operating Officer, Nationwide Financial Services, Inc. |
| Apr. 10, 2006 |
Carol A. Jameson, Esq., Vice President and Senior Counsel, National Securities Clearing Corporation, New York, New York |
| Apr. 7, 2006 |
Michael P. DeGeorge, General Counsel, National Association for Variable Annuities |
| Apr. 7, 2006 |
William M. Tartikoff, General Counsel, and Andrew Niebler, Assistant General Counsel, The Calvert Group, Ltd., Bethesda, Maryland |
| Apr. 6, 2006 |
Jay S. Neuman, ReedSmith LLP |
| Mar. 20, 2006 |
Chris Jackson, AFIM, Assistant Vice President & Portfolio Manager, Orrstown Financial Advisors |