34-104903
Feb. 27, 2026
Holding Foreign Insiders Accountable Act Disclosure Fact Sheet , Press Release Federal Register version
IC-35963
Feb. 18, 2026
S7-16-22
Investment Company Names Form N-PORT Reporting; Extension of Compliance Date View Received Comments Fact Sheet Federal Register version
34-104595
Jan. 13, 2026
Technical Amendment to Delegation of Authority to Grant or Deny Exemptions from Rule 612 of Regulation NMS under the Securities Exchange Act of 1934 Federal Register version
IA-6934
Dec. 29, 2025
Delegation of Authority to the Director of the Division of Investment Management Federal Register version
33-11398, IC-35821
Dec. 15, 2025
Technical Amendments to Commission Rules and Forms Federal Register version
33-11398, IC-35821
Dec. 15, 2025
Technical Amendments to Commission Rules and Forms Federal Register version
34-104349
Dec. 9, 2025
Technical Amendments to Commission Forms
34-104147
Sept. 30, 2025
S7-29-22
Extension of Compliance Date for Disclosure of Order Execution Information View Received Comments Federal Register version
34-103980
Sept. 17, 2025
Amendments to the Commission’s Rules of Practice Fact Sheet Federal Register version
IA-6919
Sept. 17, 2025
S7-22-22
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date View Received Comments Federal Register version
33-11386
Sept. 8, 2025
S7-08-23
Extension of Compliance Dates for Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report View Received Comments Federal Register version
33-11379, 34-103337, IA-6891, IC-35635
June 27, 2025
S7-2025-02
Regulatory Flexibility Agenda Comments Due: Federal Register
View Received Comments Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions Federal Register version
33-11379, 34-103337, IA-6891, IC-35635
June 27, 2025
S7-2025-02
Regulatory Flexibility Agenda Comments Due: Federal Register
View Received Comments Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions Federal Register version
33-11379, 34-103337, IA-6891, IC-35635
June 27, 2025
S7-2025-02
Regulatory Flexibility Agenda Comments Due: Federal Register
View Received Comments Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions Federal Register version
33-11379, 34-103337, IA-6891, IC-35635
June 27, 2025
S7-2025-02
Regulatory Flexibility Agenda Comments Due: Federal Register
View Received Comments Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions Federal Register version
34-103320
June 25, 2025
S7-11-23
Extension of Compliance Date for Required Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule View Received Comments Press Release Federal Register version
33-11378, 34-103258, 39-2561, IC-35636
June 16, 2025
Adoption of Updated EDGAR Filer Manual Volume II Version 75 (June 2025) , Volume II Version 76 (Issued June 16, 2025 and effective September 15, 2025) Federal Register version
33-11378, 34-103258, 39-2561, IC-35636
June 16, 2025
Adoption of Updated EDGAR Filer Manual Volume II Version 75 (June 2025) , Volume II Version 76 (Issued June 16, 2025 and effective September 15, 2025) Federal Register version
33-11378, 34-103258, 39-2561, IC-35636
June 16, 2025
Adoption of Updated EDGAR Filer Manual Volume II Version 75 (June 2025) , Volume II Version 76 (Issued June 16, 2025 and effective September 15, 2025) Federal Register version
33-11378, 34-103258, 39-2561, IC-35636
June 16, 2025
Adoption of Updated EDGAR Filer Manual Volume II Version 75 (June 2025) , Volume II Version 76 (Issued June 16, 2025 and effective September 15, 2025) Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-20-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-20-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-20-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-20-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-17-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-17-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-17-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-17-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-25-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-25-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-25-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-25-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-10
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-10
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-10
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-10
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-18-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-18-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-18-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-18-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-31-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-31-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-31-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-31-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-07-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-07-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-07-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-07-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-06-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-06-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-06-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-06-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-02-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-02-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-02-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-02-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-10-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-10-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-10-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-10-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
IA-6883
June 11, 2025
S7-22-22
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date View Received Comments Press Release Federal Register version
IC-35538
April 16, 2025
S7-26-22
Form N-PORT Reporting; Extension of Effective and Compliance Dates View Received Comments Federal Register version
IA-6865
March 18, 2025
S7-22-22
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers View Received Comments Federal Register version
33-11369
March 17, 2025
Adoption of Updated EDGAR Filer Manual Federal Register version
33-11368, 34-102680, IC-35500
March 14, 2025
S7-16-22
Investment Company Names; Extension of Compliance Date View Received Comments Federal Register version
33-11368, 34-102680, IC-35500
March 14, 2025
S7-16-22
Investment Company Names; Extension of Compliance Date View Received Comments Federal Register version
33-11368, 34-102680, IC-35500
March 14, 2025
S7-16-22
Investment Company Names; Extension of Compliance Date View Received Comments Federal Register version
33-11366
March 10, 2025
Delegation of Authority to Director of the Division of Enforcement Federal Register version
34-102487
Feb. 25, 2025
S7-23-22
Extension of Compliance Dates for Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities View Received Comments Press Release Federal Register version
IA-6838
Jan. 29, 2025
S7-22-22
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of Compliance Date View Received Comments Federal Register version
33-11361, 34-102243
Jan. 17, 2025
Technical Amendments to Commission Rules and Forms Federal Register version
33-11361, 34-102243
Jan. 17, 2025
Technical Amendments to Commission Rules and Forms Federal Register version
34-102022
Dec. 20, 2024
S7-11-23
Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule View Received Comments Press Release , Fact Sheet Federal Register version
33-11342, 34-101925, IC-35420
Dec. 16, 2024
S7-08-23
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report View Received Comments Small Entity Compliance Guide Federal Register version (90 FR 7250)
33-11342, 34-101925, IC-35420
Dec. 16, 2024
S7-08-23
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report View Received Comments Small Entity Compliance Guide Federal Register version (90 FR 7250)
33-11342, 34-101925, IC-35420
Dec. 16, 2024
S7-08-23
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report View Received Comments Small Entity Compliance Guide Federal Register version (90 FR 7250)
33-11341, 34-101914, 39-2559, IC-35419
Dec. 16, 2024
Adoption of Updated EDGAR Filer Manual Federal Register version
33-11341, 34-101914, 39-2559, IC-35419
Dec. 16, 2024
Adoption of Updated EDGAR Filer Manual Federal Register version
33-11341, 34-101914, 39-2559, IC-35419
Dec. 16, 2024
Adoption of Updated EDGAR Filer Manual Federal Register version
33-11341, 34-101914, 39-2559, IC-35419
Dec. 16, 2024
Adoption of Updated EDGAR Filer Manual Federal Register version
