34-103320
June 25, 2025
S7-11-23
Extension of Compliance Date for Required Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule View Received Comments Press Release Federal Register version
33-11378, 34-103258, 39-2561, IC-35636
June 16, 2025
Adoption of Updated EDGAR Filer Manual Volume II Version 75 (June 2025) , Volume II Version 76 (Issued June 16, 2025 and effective September 15, 2025) Federal Register version
33-11378, 34-103258, 39-2561, IC-35636
June 16, 2025
Adoption of Updated EDGAR Filer Manual Volume II Version 75 (June 2025) , Volume II Version 76 (Issued June 16, 2025 and effective September 15, 2025) Federal Register version
33-11378, 34-103258, 39-2561, IC-35636
June 16, 2025
Adoption of Updated EDGAR Filer Manual Volume II Version 75 (June 2025) , Volume II Version 76 (Issued June 16, 2025 and effective September 15, 2025) Federal Register version
33-11378, 34-103258, 39-2561, IC-35636
June 16, 2025
Adoption of Updated EDGAR Filer Manual Volume II Version 75 (June 2025) , Volume II Version 76 (Issued June 16, 2025 and effective September 15, 2025) Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-20-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-20-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-20-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-20-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-04-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-17-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-17-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-17-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-17-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-25-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-25-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-25-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-25-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-10
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-10
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-10
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-10
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-18-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-18-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-18-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-18-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-32-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-31-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-31-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-31-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-31-22
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-07-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-07-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-07-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-07-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-06-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-06-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-06-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-06-23
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-02-22
Withdrawal of Proposed Regulatory Actions View Received Comments
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-02-22
Withdrawal of Proposed Regulatory Actions View Received Comments
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-02-22
Withdrawal of Proposed Regulatory Actions View Received Comments
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-02-22
Withdrawal of Proposed Regulatory Actions View Received Comments
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-12-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-10-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-10-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-10-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
33-11377, 34-103247, IA-6885, IC-35635
June 12, 2025
S7-10-20
Withdrawal of Proposed Regulatory Actions View Received Comments Federal Register version
IA-6883
June 11, 2025
S7-22-22
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date View Received Comments Press Release Federal Register version
IC-35538
April 16, 2025
S7-26-22
Form N-PORT Reporting; Extension of Effective and Compliance Dates View Received Comments Federal Register version
IA-6865
March 18, 2025
S7-22-22
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers View Received Comments Federal Register version
33-11369
March 17, 2025
Adoption of Updated EDGAR Filer Manual Federal Register version
33-11368, 34-102680, IC-35500
March 14, 2025
S7-16-22
Investment Company Names; Extension of Compliance Date View Received Comments Federal Register version
33-11368, 34-102680, IC-35500
March 14, 2025
S7-16-22
Investment Company Names; Extension of Compliance Date View Received Comments Federal Register version
33-11368, 34-102680, IC-35500
March 14, 2025
S7-16-22
Investment Company Names; Extension of Compliance Date View Received Comments Federal Register version
33-11366
March 10, 2025
Delegation of Authority to Director of the Division of Enforcement
34-102487
Feb. 25, 2025
S7-23-22
Extension of Compliance Dates for Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities View Received Comments Federal Register version
IA-6838
Jan. 29, 2025
S7-22-22
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of Compliance Date View Received Comments Federal Register version
33-11361, 34-102243
Jan. 17, 2025
Technical Amendments to Commission Rules and Forms Federal Register version
33-11361, 34-102243
Jan. 17, 2025
Technical Amendments to Commission Rules and Forms Federal Register version
34-102022
Dec. 20, 2024
S7-11-23
Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule View Received Comments Press Release , Fact Sheet Federal Register version
33-11342, 34-101925, IC-35420
Dec. 16, 2024
S7-08-23
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report View Received Comments Federal Register version (90 FR 7250)
33-11342, 34-101925, IC-35420
Dec. 16, 2024
S7-08-23
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report View Received Comments Federal Register version (90 FR 7250)
33-11342, 34-101925, IC-35420
Dec. 16, 2024
S7-08-23
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report View Received Comments Federal Register version (90 FR 7250)
33-11341, 34-101914, 39-2559, IC-35419
Dec. 16, 2024
Adoption of Updated EDGAR Filer Manual Federal Register version
33-11341, 34-101914, 39-2559, IC-35419
Dec. 16, 2024
Adoption of Updated EDGAR Filer Manual Federal Register version
33-11341, 34-101914, 39-2559, IC-35419
Dec. 16, 2024
Adoption of Updated EDGAR Filer Manual Federal Register version
33-11341, 34-101914, 39-2559, IC-35419
Dec. 16, 2024
Adoption of Updated EDGAR Filer Manual Federal Register version
33-11337, 34-101867
Dec. 10, 2024
Update to the Commission’s Organization and Program Management Regulations Federal Register version
33-11337, 34-101867
Dec. 10, 2024
Update to the Commission’s Organization and Program Management Regulations Federal Register version
IA-6773
Nov. 8, 2024
S7-03-22
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews View Received Comments Federal Register version
33-11325
Nov. 7, 2024
Conforming Amendments to Commission Rules and Forms Federal Register version
34-101446
Oct. 25, 2024
S7-10-23
Covered Clearing Agency Resilience and Recovery and Orderly Wind-Down Plans View Received Comments Fact Sheet , Press Release Federal Register version
33-11313, 34-101209, 39-2557, IC-35343
Sept. 27, 2024
S7-15-23
EDGAR Filer Access and Account Management View Received Comments Fact Sheet , Vol I of EDGAR Filer Manual (issued Sept. 27, 2024 and effective Mar. 24, 2025) , EDGAR Filer Manual (blackline copy) , EDGAR Filer Access and Account Management - Small Entity Compliance Guide Federal Register version
33-11313, 34-101209, 39-2557, IC-35343
Sept. 27, 2024
S7-15-23
EDGAR Filer Access and Account Management View Received Comments Fact Sheet , Vol I of EDGAR Filer Manual (issued Sept. 27, 2024 and effective Mar. 24, 2025) , EDGAR Filer Manual (blackline copy) , EDGAR Filer Access and Account Management - Small Entity Compliance Guide Federal Register version
33-11313, 34-101209, 39-2557, IC-35343
Sept. 27, 2024
S7-15-23
EDGAR Filer Access and Account Management View Received Comments Fact Sheet , Vol I of EDGAR Filer Manual (issued Sept. 27, 2024 and effective Mar. 24, 2025) , EDGAR Filer Manual (blackline copy) , EDGAR Filer Access and Account Management - Small Entity Compliance Guide Federal Register version
33-11313, 34-101209, 39-2557, IC-35343
Sept. 27, 2024
S7-15-23
EDGAR Filer Access and Account Management View Received Comments Fact Sheet , Vol I of EDGAR Filer Manual (issued Sept. 27, 2024 and effective Mar. 24, 2025) , EDGAR Filer Manual (blackline copy) , EDGAR Filer Access and Account Management - Small Entity Compliance Guide Federal Register version
34-101070
Sept. 18, 2024
S7-30-22
Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders View Received Comments Order Granting Partial Stay , Fact Sheet , Press Release Federal Register version (17 CFR Parts 242)
33-11304
Sept. 16, 2024
Adoption of Updated EDGAR Filer Manual Federal Register version Note:
Federal Register cite: 89 FR 84280
IC-35308
Aug. 28, 2024
S7-26-22
Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs View Received Comments Fact Sheet , Press Release , Small Entity Compliance Guide Federal Register version
IC-35305
Aug. 21, 2024
S7-2024-01
Qualifying Venture Capital Funds Inflation Adjustment Comments Due: View Received Comments Federal Register version
33-11294, 34-100450, IC-35273
July 1, 2024
S7-16-23
Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments to Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments View Received Comments Fact Sheet , Press Release Federal Register version
33-11294, 34-100450, IC-35273
July 1, 2024
S7-16-23
Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments to Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments View Received Comments Fact Sheet , Press Release Federal Register version
