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Release Number	SEC Issue Date	File Number	Details
33-11313, 34-101209, 39-2557, IC-35343	Sept. 27, 2024	S7-15-23	EDGAR Filer Access and Account Management View Received Comments See Also - Fact Sheet, Vol I of EDGAR Filer Manual, EDGAR Filer Manual (blackline copy)
33-11313, 34-101209, 39-2557, IC-35343	Sept. 27, 2024	S7-15-23	EDGAR Filer Access and Account Management View Received Comments See Also - Fact Sheet, Vol I of EDGAR Filer Manual, EDGAR Filer Manual (blackline copy)
33-11313, 34-101209, 39-2557, IC-35343	Sept. 27, 2024	S7-15-23	EDGAR Filer Access and Account Management View Received Comments See Also - Fact Sheet, Vol I of EDGAR Filer Manual, EDGAR Filer Manual (blackline copy)
33-11313, 34-101209, 39-2557, IC-35343	Sept. 27, 2024	S7-15-23	EDGAR Filer Access and Account Management View Received Comments See Also - Fact Sheet, Vol I of EDGAR Filer Manual, EDGAR Filer Manual (blackline copy)
34-101070	Sept. 18, 2024	S7-30-22	Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders View Received Comments See Also - Fact Sheet, Press Release Federal Register version (17 CFR Parts 242)
33-11304	Sept. 16, 2024		Adoption of Updated EDGAR Filer Manual
IC-35308	Aug. 28, 2024	S7-26-22	Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs View Received Comments See Also - Fact Sheet, Press Release Federal Register version
IC-35305	Aug. 21, 2024	S7-2024-01	Qualifying Venture Capital Funds Inflation Adjustment *Comments Due:* March 22, 2024 View Received Comments Submit a Comment on S7-2024-01 Federal Register version
33-11294, 34-100450, IC-35273	July 1, 2024	S7-16-23	Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments to Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments View Received Comments See Also - Fact Sheet, Press Release Federal Register version
33-11294, 34-100450, IC-35273	July 1, 2024	S7-16-23	Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments to Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments View Received Comments See Also - Fact Sheet, Press Release Federal Register version
33-11294, 34-100450, IC-35273	July 1, 2024	S7-16-23	Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments to Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments View Received Comments See Also - Fact Sheet, Press Release Federal Register version
33-11293	July 1, 2024		Adoption of Updated EDGAR Filer Manual Federal Register version
34-100155A	June 21, 2024	S7-05-23	Final rule; correction View Received Comments
34-100155, IA-6604, IC-35193	May 16, 2024	S7-05-23	Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information View Received Comments See Also - Fact Sheet, Press Release, Small Entity Compliance Guide Federal Register version
34-100155, IA-6604, IC-35193	May 16, 2024	S7-05-23	Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information View Received Comments See Also - Fact Sheet, Press Release, Small Entity Compliance Guide Federal Register version
34-100155, IA-6604, IC-35193	May 16, 2024	S7-05-23	Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information View Received Comments See Also - Fact Sheet, Press Release, Small Entity Compliance Guide Federal Register version
IA-6578	March 27, 2024	S7-13-23	Exemption for Certain Investment Advisers Operating Through the Internet View Received Comments See Also - Fact Sheet, Small Entity Compliance Guide Federal Register version
34-99778, IC-35157	March 19, 2024	S7-21-21	Final Rule, Technical Amendment View Received Comments Federal Register version
34-99778, IC-35157	March 19, 2024	S7-21-21	Final Rule, Technical Amendment View Received Comments Federal Register version
33-11277, 34-99752, 39-2554, IC-35155	March 18, 2024		Adoption of Updated EDGAR Filer Manual Federal Register version
33-11277, 34-99752, 39-2554, IC-35155	March 18, 2024		Adoption of Updated EDGAR Filer Manual Federal Register version
33-11277, 34-99752, 39-2554, IC-35155	March 18, 2024		Adoption of Updated EDGAR Filer Manual Federal Register version
33-11277, 34-99752, 39-2554, IC-35155	March 18, 2024		Adoption of Updated EDGAR Filer Manual Federal Register version
34-99679	March 6, 2024	S7-29-22	Disclosure of Order Execution Information View Received Comments See Also - Fact Sheet Federal Register version
33-11275, 34-99678	March 6, 2024	S7-10-22	The Enhancement and Standardization of Climate-Related Disclosures for Investors View Received Comments See Also - Order Issuing Stay, Fact Sheet, Press Release No. 2024-31 Federal Register version (89 FR 21668)
33-11275, 34-99678	March 6, 2024	S7-10-22	The Enhancement and Standardization of Climate-Related Disclosures for Investors View Received Comments See Also - Order Issuing Stay, Fact Sheet, Press Release No. 2024-31 Federal Register version (89 FR 21668)
34-99582	Feb. 22, 2024	S7-02-23	Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission View Received Comments See Also - Press Release Federal Register version
IA-6546	Feb. 8, 2024	S7-22-22	Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers View Received Comments See Also - Fact Sheet, Press Release Federal Register version (17 CFR Parts 275 and 279 )
34-99477	Feb. 6, 2024	S7-12-22	Further Definition of “As a Part of a Regular Business” View Received Comments See Also - Fact Sheet Federal Register version (17 CFR Part 240)
33-11265, 34-99418, IC-35096	Jan. 24, 2024	S7-13-22	Special Purpose Acquisition Companies, Shell Companies, and Projections View Received Comments See Also - Press Release, Fact Sheet, Small Entity Compliance Guide, 33-11265A Correction, Federal Register Version of 33-11265A Correction Federal Register version
33-11265, 34-99418, IC-35096	Jan. 24, 2024	S7-13-22	Special Purpose Acquisition Companies, Shell Companies, and Projections View Received Comments See Also - Press Release, Fact Sheet, Small Entity Compliance Guide, 33-11265A Correction, Federal Register Version of 33-11265A Correction Federal Register version
33-11265, 34-99418, IC-35096	Jan. 24, 2024	S7-13-22	Special Purpose Acquisition Companies, Shell Companies, and Projections View Received Comments See Also - Press Release, Fact Sheet, Small Entity Compliance Guide, 33-11265A Correction, Federal Register Version of 33-11265A Correction Federal Register version
33-11259, 34-99193, 39-2553, IC-35068	Dec. 18, 2023		Adoption of Updated EDGAR Filer Manual Federal Register version (89 FR 4545)
33-11259, 34-99193, 39-2553, IC-35068	Dec. 18, 2023		Adoption of Updated EDGAR Filer Manual Federal Register version (89 FR 4545)
33-11259, 34-99193, 39-2553, IC-35068	Dec. 18, 2023		Adoption of Updated EDGAR Filer Manual Federal Register version (89 FR 4545)
33-11259, 34-99193, 39-2553, IC-35068	Dec. 18, 2023		Adoption of Updated EDGAR Filer Manual Federal Register version (89 FR 4545)
34-99149	Dec. 13, 2023	S7-23-22	Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities View Received Comments See Also - Fact Sheet, Press Release Federal Register version
33-11254	Nov. 27, 2023	S7-01-23	Prohibition Against Conflicts of Interest in Certain Securitizations View Received Comments See Also - Fact Sheet, Press Release, Small Entity Compliance Guide Federal Register version
34-98959	Nov. 16, 2023	S7-21-22	Clearing Agency Governance and Conflicts of Interest View Received Comments See Also - Fact Sheet, Press Release Federal Register version
34-98845	Nov. 2, 2023	S7-14-22	Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities View Received Comments See Also - Press Release, Fact Sheet Submit a Comment on S7-14-22 Federal Register version
34-98738	Oct. 13, 2023	S7-08-22	Short Position and Short Activity Reporting by Institutional Investment Managers *Comments Due:* April 26, 2022 View Received Comments See Also - Notice of the Text of the Amendment to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection, Fact Sheet: Enhancing Short Sale Disclosure, Press Release 2023-221 Federal Register version (88 FR 75100)
34-98737	Oct. 13, 2023	S7-18-21	Reporting of Securities Loans View Received Comments See Also - Fact Sheet: Reporting of Securities Loans, Press Release 2023-220 Federal Register version (88 FR 75644)
33-11253, 34-98704	Oct. 10, 2023	S7-06-22	Modernization of Beneficial Ownership Reporting View Received Comments See Also - Fact Sheet: Modernization of Beneficial Ownership Reporting, Press Release 2023-219 Submit a Comment on S7-06-22 Federal Register version (88 FR 76896)
33-11253, 34-98704	Oct. 10, 2023	S7-06-22	Modernization of Beneficial Ownership Reporting View Received Comments See Also - Fact Sheet: Modernization of Beneficial Ownership Reporting, Press Release 2023-219 Submit a Comment on S7-06-22 Federal Register version (88 FR 76896)
34-98437, PA-60	Sept. 20, 2023	S7-03-23	The Commission’s Privacy Act Regulations View Received Comments See Also - SEC Press Release Federal Register version
34-98437, PA-60	Sept. 20, 2023	S7-03-23	The Commission’s Privacy Act Regulations View Received Comments See Also - SEC Press Release Federal Register version
33-11238A, 34-98438A, IC-35000A	Sept. 20, 2023	S7-16-22	Investment Company Names View Received Comments See Also - Fact Sheet, 33-11238A Correction, Federal Register Version of 33-11238A Correction, Small Entity Compliance Guide Federal Register version (88 FR 70436)
33-11238A, 34-98438A, IC-35000A	Sept. 20, 2023	S7-16-22	Investment Company Names View Received Comments See Also - Fact Sheet, 33-11238A Correction, Federal Register Version of 33-11238A Correction, Small Entity Compliance Guide Federal Register version (88 FR 70436)
33-11238A, 34-98438A, IC-35000A	Sept. 20, 2023	S7-16-22	Investment Company Names View Received Comments See Also - Fact Sheet, 33-11238A Correction, Federal Register Version of 33-11238A Correction, Small Entity Compliance Guide Federal Register version (88 FR 70436)
33-11235, 34-98419, 39-2552, IC-34998	Sept. 18, 2023		Adoption of Updated EDGAR Filer Manual
33-11235, 34-98419, 39-2552, IC-34998	Sept. 18, 2023		Adoption of Updated EDGAR Filer Manual
33-11235, 34-98419, 39-2552, IC-34998	Sept. 18, 2023		Adoption of Updated EDGAR Filer Manual
33-11235, 34-98419, 39-2552, IC-34998	Sept. 18, 2023		Adoption of Updated EDGAR Filer Manual
IA-6383	Aug. 23, 2023	S7-03-22	Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews *Comments Due:* October 16, 2023 View Received Comments See Also - Fact Sheet, Small entity compliance guide, Court Decision Vacating Rules Federal Register version
34-98202	Aug. 23, 2023	S7-05-15	Exemption for Certain Exchange Members View Received Comments See Also - Fact Sheet, Press Release 2023-154 Federal Register version
33-11216	July 26, 2023	S7-09-22	Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure *Comments Due:* May 9, 2022 View Received Comments See Also - Press Release 2023-139, Fact Sheet, Small entity compliance guide Federal Register version (2023-16194)
33-11211, 34-97876, IA-6344, IC-34959	July 12, 2023	S7-22-21	Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A *Comments Due:* April 11, 2022 View Received Comments See Also - ic-34441.pdf, 33-11211-fact-sheet, Press Release 2023-129 Federal Register version
33-11211, 34-97876, IA-6344, IC-34959	July 12, 2023	S7-22-21	Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A *Comments Due:* April 11, 2022 View Received Comments See Also - ic-34441.pdf, 33-11211-fact-sheet, Press Release 2023-129 Federal Register version
33-11211, 34-97876, IA-6344, IC-34959	July 12, 2023	S7-22-21	Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A *Comments Due:* April 11, 2022 View Received Comments See Also - ic-34441.pdf, 33-11211-fact-sheet, Press Release 2023-129 Federal Register version
33-11211, 34-97876, IA-6344, IC-34959	July 12, 2023	S7-22-21	Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A *Comments Due:* April 11, 2022 View Received Comments See Also - ic-34441.pdf, 33-11211-fact-sheet, Press Release 2023-129 Federal Register version
33-11205, 34-97735, 39-2550, IC-34942	June 15, 2023		Adoption of Updated EDGAR Filer Manual Federal Register version
33-11205, 34-97735, 39-2550, IC-34942	June 15, 2023		Adoption of Updated EDGAR Filer Manual Federal Register version
33-11205, 34-97735, 39-2550, IC-34942	June 15, 2023		Adoption of Updated EDGAR Filer Manual Federal Register version
33-11205, 34-97735, 39-2550, IC-34942	June 15, 2023		Adoption of Updated EDGAR Filer Manual Federal Register version
34-97657	June 7, 2023	S7-11-22	Removal of References to Credit Ratings from Regulation M View Received Comments See Also - Removal of References to Credit Ratings From Regulation M, Press Release No. 2023-105, Fact Sheet Federal Register version
34-97656	June 7, 2023	S7-32-10	Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers *Comments Due:* Comments should be received on or before 30 days after publication in the Federal Register or August 21, 2023, (which is 60 days after date of issuance), whichever is later View Received Comments See Also - Proposed Rule, Press Release No. 2023-104, Fact Sheet
33-11197, 34-97621, IA-6316, IC-34932	May 31, 2023		Technical Amendments to Commission Rules and Forms Federal Register version
33-11197, 34-97621, IA-6316, IC-34932	May 31, 2023		Technical Amendments to Commission Rules and Forms Federal Register version
33-11197, 34-97621, IA-6316, IC-34932	May 31, 2023		Technical Amendments to Commission Rules and Forms Federal Register version
33-11197, 34-97621, IA-6316, IC-34932	May 31, 2023		Technical Amendments to Commission Rules and Forms Federal Register version
34-97478	May 11, 2023		Technical Amendments to Form BD and Form BDW
IA-6297	May 3, 2023	S7-01-22	Amendments to Form PF to Require Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers and to Amend Reporting Requirements for Large Private Equity Fund Advisers View Received Comments See Also - ia-5950.pdf, Press Release No. 2023-86, Fact Sheet Federal Register version (88 FR 38146)
34-97424	May 3, 2023	S7-21-21	Share Repurchase Disclosure Modernization View Received Comments See Also - Final Rule: Share Repurchase Disclosure Modernization - 34-97424, Press Release No. 2023-85, Fact Sheet, Order Issuing Stay, Court Decision Vacating Rule Federal Register version
33-11168, 34-97161, 39-2549, IC-34860	March 20, 2023		Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version) Federal Register version
33-11168, 34-97161, 39-2549, IC-34860	March 20, 2023		Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version) Federal Register version
33-11168, 34-97161, 39-2549, IC-34860	March 20, 2023		Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version) Federal Register version
33-11168, 34-97161, 39-2549, IC-34860	March 20, 2023		Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version) Federal Register version
33-11159, 34-96959, 39-2548	Feb. 21, 2023		Extending Form 144 EDGAR Filing Hours Federal Register version (88 FR 12205)
33-11159, 34-96959, 39-2548	Feb. 21, 2023		Extending Form 144 EDGAR Filing Hours Federal Register version (88 FR 12205)
33-11159, 34-96959, 39-2548	Feb. 21, 2023		Extending Form 144 EDGAR Filing Hours Federal Register version (88 FR 12205)
34-96930, IA-6239	Feb. 15, 2023	S7-05-22	Shortening the Securities Transaction Settlement Cycle See Also - Proposed Rule Rel. No. 34-94196, Press Release No. 2023-29, Fact Sheet, Small Entity Compliance Guide, Frequently Asked Questions Regarding the Transition to a T+1 Standard Settlement Cycle Federal Register version (88 FR 13872)
34-96930, IA-6239	Feb. 15, 2023	S7-05-22	Shortening the Securities Transaction Settlement Cycle See Also - Proposed Rule Rel. No. 34-94196, Press Release No. 2023-29, Fact Sheet, Small Entity Compliance Guide, Frequently Asked Questions Regarding the Transition to a T+1 Standard Settlement Cycle Federal Register version (88 FR 13872)
33-11140, 34-96525, 39-2547, IC-34778	Dec. 19, 2022		Adoption of Updated EDGAR Filer Manual Federal Register version (88 FR 4083)
33-11140, 34-96525, 39-2547, IC-34778	Dec. 19, 2022		Adoption of Updated EDGAR Filer Manual Federal Register version (88 FR 4083)
33-11140, 34-96525, 39-2547, IC-34778	Dec. 19, 2022		Adoption of Updated EDGAR Filer Manual Federal Register version (88 FR 4083)
33-11140, 34-96525, 39-2547, IC-34778	Dec. 19, 2022		Adoption of Updated EDGAR Filer Manual Federal Register version (88 FR 4083)
33-11139, 34-96508, IA-6203, IC-34774	Dec. 15, 2022		Technical Amendments to Commission Rules Federal Register version (87 FR 77982)
33-11139, 34-96508, IA-6203, IC-34774	Dec. 15, 2022		Technical Amendments to Commission Rules Federal Register version (87 FR 77982)
33-11139, 34-96508, IA-6203, IC-34774	Dec. 15, 2022		Technical Amendments to Commission Rules Federal Register version (87 FR 77982)
33-11139, 34-96508, IA-6203, IC-34774	Dec. 15, 2022		Technical Amendments to Commission Rules Federal Register version (87 FR 77982)
33-11138, 34-96492, 33-11013	Dec. 14, 2022	S7-20-21	Insider Trading Arrangements and Related Disclosures See Also - Press Release No. 2022-222, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide Federal Register version (87 FR 80362)
33-11138, 34-96492, 33-11013	Dec. 14, 2022	S7-20-21	Insider Trading Arrangements and Related Disclosures See Also - Press Release No. 2022-222, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide Federal Register version (87 FR 80362)
33-11138, 34-96492, 33-11013	Dec. 14, 2022	S7-20-21	Insider Trading Arrangements and Related Disclosures See Also - Press Release No. 2022-222, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide Federal Register version (87 FR 80362)
33-11131, 34-96206, IC-34745	Nov. 2, 2022	S7-11-21	Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers See Also - Press Release No. 2022-198, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide Federal Register version (87 FR 78770)
33-11131, 34-96206, IC-34745	Nov. 2, 2022	S7-11-21	Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers See Also - Press Release No. 2022-198, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide Federal Register version (87 FR 78770)
33-11131, 34-96206, IC-34745	Nov. 2, 2022	S7-11-21	Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers See Also - Press Release No. 2022-198, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide Federal Register version (87 FR 78770)
33-11125, 34-96158, IC-34731	Oct. 26, 2022	S7-09-20	Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements See Also - Press Release No. 2022-193, Fact Sheet, Proposed Rule Rel. No. 33-10814, Small Entity Compliance Guide, Form N-CSR prior to 2022 amendments, Form N-CSR with 2022 amendments Federal Register version (87 FR 72758)
33-11126, 34-96159, IC-34732	Oct. 26, 2022	S7-12-15	Listing Standards for Recovery of Erroneously Awarded Compensation *Comments Due:* September 14, 2015 View Received Comments See Also - Press Release No. 2022-192, Fact Sheet, Proposed Rule Rel. No. 33-9861, Small Entity Compliance Guide Submit a Comment on S7-12-15 Federal Register version (87 FR 73076)
33-11125, 34-96158, IC-34731	Oct. 26, 2022	S7-09-20	Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements See Also - Press Release No. 2022-193, Fact Sheet, Proposed Rule Rel. No. 33-10814, Small Entity Compliance Guide, Form N-CSR prior to 2022 amendments, Form N-CSR with 2022 amendments Federal Register version (87 FR 72758)
33-11126, 34-96159, IC-34732	Oct. 26, 2022	S7-12-15	Listing Standards for Recovery of Erroneously Awarded Compensation *Comments Due:* September 14, 2015 View Received Comments See Also - Press Release No. 2022-192, Fact Sheet, Proposed Rule Rel. No. 33-9861, Small Entity Compliance Guide Submit a Comment on S7-12-15 Federal Register version (87 FR 73076)