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(Click here for meetings with SEC officials)
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| Sep. 26, 2023 | Members of the U.S. House of Representatives, Patrick McHenry, Frank Lucas, French Hill, Pete Sessions, Bill Posey, Blaine Luetkemeyer, Bill Huizenga, Ann Wagner, Andy Barr, Roger Williams, Tom Emmer, Barry Loudermilk, Alexander X. Mooney, Warren Davidson, John Rose, Bryan Steil, William Timmons, Ralph Norman, Dan Meuser, Scott Fitzgerald, Andrew R. Garbarino, Young Kim, Byron Donalds, Mike Flood, Michael V. Lawler, Zach Nunn, Monica De La Cruz, Erin Houchin, Andy Ogles |
| Aug. 8, 2023 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Jul. 24, 2023 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
| May. 3, 2023 | Ben Passlow |
| Mar. 16, 2023 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
| Feb. 21, 2023 | 29 Organizations and Individuals |
| Dec. 20, 2022 | David Kwon |
| Dec. 19, 2022 | Rohan Gupta, Julia Bateman, Steve Liu and Wendy Jiang |
| Dec. 7, 2022 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Oct. 13, 2022 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. |
| Oct. 13, 2022 | Robert Rutkowski |
| Oct. 11, 2022 | Andrew Park, Americans for Financial Reform Education Fund |
| Oct. 11, 2022 | Paul P. Andrews, Managing Director, Research, Advocacy, and Standards, CFA Institute |
| Oct. 11, 2022 | Lindsey Weber Keljo, Esq., Head - Asset Management Group, and Kevin Ehrlich, Managing Director, Asset Management Group, Associate General Counsel, SIFMA |
| Oct. 11, 2022 | Ian Gary, Executive Director, Erica Hanichak, Government Affairs Director, and Ryan Gurule, Policy Directory, FACT Coalition |
| Oct. 11, 2022 | Jiří Król, Deputy CEO, Global Head of Government Affairs, AIMA, Global Head of the ACC |
| Oct. 11, 2022 | Stephan Wolf, CEO, GLEIF |
| Oct. 11, 2022 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Regulatory Affairs, Managed Funds Association |
| Oct. 11, 2022 | Blake Daniels |
| Oct. 11, 2022 | Andrew Hartnett |
| Oct. 11, 2022 | Tab Timothy Stewart, Senior Vice President & Senior Counsel, Financial Services Standards & Corporate Trust, American Bankers Association |
| Oct. 11, 2022 | Kristen Malinconico, Director, Center for Capital Markets Competitiveness, United States Chamber of Commerce |
| Oct. 11, 2022 | Stephen W. Hall, Legal Director and Securities Specialist, and Scott Farnin, Legal Counsel, Better Markets, Inc. |
| Oct. 11, 2022 | Schulte Roth & Zabel LLP |
| Oct. 11, 2022 | Retail Investor, CPA |
| Oct. 11, 2022 | Steven M. Rothstein, Managing Director, Ceres Accelerator for Sustainable Capital Markets, Ceres |
| Oct. 11, 2022 | Jason E. Brown and Joel Wattenbarger, Ropes & Gray LLP |
| Oct. 11, 2022 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Sep. 14, 2022 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Regulatory Affairs, Managed Funds Association, et al. |
| Sep. 14, 2022 | Deep Mangat, Mangat Analytics |
| Sep. 14, 2022 | Briana Culver |
| Sep. 9, 2022 | Mohammed Ali Rashid, Mohammed Ali Rashid Advisors |
| Aug. 24, 2022 | SB |
| Aug. 24, 2022 | Anonymous |
| Aug. 19, 2022 | Anonymous |
| Aug. 17, 2022 | Debra Pattison, Life Chiropractic College West |
| Aug. 11, 2022 | H. D. Hansen, Verisure |
| Aug. 10, 2022 | Andrew von Zellen, Retail Investor |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Feb. 8, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a February 8, 2024 meeting with representatives of Better Markets |
| May. 18, 2023 | Memorandum from the Office of Public Engagement regarding a May 12, 2023 meeting with the Managed Funds Association |
| Mar. 9, 2023 | Memorandum from the Division of Investment Management regarding a March 9, 2023 meeting with representatives of the Managed Funds Association |
| Feb. 24, 2023 | Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations |
| Dec. 21, 2022 | Memorandum from the Office of the Chair regarding a December 21, 2022 meeting with representatives of the Americans for Financial Reform |
| Dec. 14, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a December 13, 2022 meeting with representatives of the Managed Funds Association |
| Oct. 18, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 18, 2022 meeting with SIFMA-AMG |
