National Securities Exchanges
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National Securities Exchanges Table
Release Number
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File Number
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SRO Organization
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Details
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|
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Release Number:34-96792 | SEC Issue Date:Feb 2, 2023 | File Number:SR-NYSECHX-2022-30 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls Comments Due: January 9, 2023 View Received Comments Submit a Comment on SR-NYSECHX-2022-30
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Release Number:34-96734 | SEC Issue Date:Jan 23, 2023 | File Number:SR-NYSECHX-2023-04 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Violations of Article 6, Rule 13 to the List of Minor Rule Violations in Rule 10.9217 Comments Due: February 17, 2023 See Also - Exhibit 5 |
Release Number:34-96713 | SEC Issue Date:Jan 19, 2023 | File Number:SR-NYSECHX-2023-05 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: February 15, 2023 See Also - Exhibit 5 |
Release Number:34-96697 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSECHX-2023-02 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: February 14, 2023 See Also - Exhibit 5 |
Release Number:34-96691 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSECHX-2023-03 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 Comments Due: February 14, 2023 |
Release Number:34-96683 | SEC Issue Date:Jan 17, 2023 | File Number:SR-NYSECHX-2023-01 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: February 13, 2023 See Also - Exhibit 5 |
Release Number:34-96489 | SEC Issue Date:Dec 13, 2022 | File Number:SR-NYSECHX-2022-31 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5 Comments Due: January 9, 2023 View Received Comments |
Release Number:34-96488 | SEC Issue Date:Dec 13, 2022 | File Number:SR-NYSECHX-2022-30 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Comments Due: January 9, 2023 View Received Comments See Also - Exhibit 5 |
Release Number:34-96475 | SEC Issue Date:Dec 12, 2022 | File Number:SR-NYSECHX-2022-29 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Withdrawal of a Proposed Rule Change To Amend Article 17, Rule 5 |
Release Number:34-96461 | SEC Issue Date:Dec 7, 2022 | File Number:SR-NYSECHX-2022-28 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Comments Due: January 3, 2023 See Also - Exhibit 5 |