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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-96792 SEC Issue Date:Feb 2, 2023 File Number:SR-NYSECHX-2022-30 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls
Comments Due: January 9, 2023
View Received Comments
Release Number:34-96734 SEC Issue Date:Jan 23, 2023 File Number:SR-NYSECHX-2023-04 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Violations of Article 6, Rule 13 to the List of Minor Rule Violations in Rule 10.9217
Comments Due: February 17, 2023
See Also - Exhibit 5
Release Number:34-96713 SEC Issue Date:Jan 19, 2023 File Number:SR-NYSECHX-2023-05 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2)
Comments Due: February 15, 2023
See Also - Exhibit 5
Release Number:34-96697 SEC Issue Date:Jan 18, 2023 File Number:SR-NYSECHX-2023-02 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31
Comments Due: February 14, 2023
See Also - Exhibit 5
Release Number:34-96691 SEC Issue Date:Jan 18, 2023 File Number:SR-NYSECHX-2023-03 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630
Comments Due: February 14, 2023
Release Number:34-96683 SEC Issue Date:Jan 17, 2023 File Number:SR-NYSECHX-2023-01 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
Comments Due: February 13, 2023
See Also - Exhibit 5
Release Number:34-96489 SEC Issue Date:Dec 13, 2022 File Number:SR-NYSECHX-2022-31 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5
Comments Due: January 9, 2023
View Received Comments
Release Number:34-96488 SEC Issue Date:Dec 13, 2022 File Number:SR-NYSECHX-2022-30 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19
Comments Due: January 9, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-96475 SEC Issue Date:Dec 12, 2022 File Number:SR-NYSECHX-2022-29 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Withdrawal of a Proposed Rule Change To Amend Article 17, Rule 5
Release Number:34-96461 SEC Issue Date:Dec 7, 2022 File Number:SR-NYSECHX-2022-28 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc.
Comments Due: January 3, 2023
See Also - Exhibit 5