National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-48355 | SEC Issue Date:Aug 15, 2003 | File Number:SR-BSE-2002-15 | SRO Organization:Boston Stock Exchange (BSE) |
Details: Notice of Filing of Amendment No. 3 to the Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility View Received Comments See Also - Rel. No. 34-49068, Rel. No. 34-47186, Amendment No. 3 including trading rules |
| Release Number:34-48351 | SEC Issue Date:Aug 15, 2003 | File Number:SR-PCX-2003-34 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc., and Amendment No. 1 Thereto, Relating to its Arbitration Program View Received Comments |
| Release Number:34-48333 | SEC Issue Date:Aug 13, 2003 | File Number:SR-PCX-2003-37 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 by the Pacific Exchange, Inc. Relating to a One-Year Extension of the Automatic Opening Rotation Pilot Program |
| Release Number:34-48313 | SEC Issue Date:Aug 8, 2003 | File Number:SR-Phlx-2003-49 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Member Voting View Received Comments |
| Release Number:34-48306 | SEC Issue Date:Aug 8, 2003 | File Number:SR-CBOE-2003-24 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated To Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis View Received Comments See Also - Rel. No. 34-48115 |
| Release Number:34-48172 | SEC Issue Date:Jul 14, 2003 | File Number:SR-Amex-2003-34 | SRO Organization:American Stock Exchange (Amex) |
Details: Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC, Relating to Indications, Openings and Re-Openings |
| Release Number:34-48115 | SEC Issue Date:Jul 1, 2003 | File Number:SR-CBOE-2003-24 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis View Received Comments See Also - Rel. No. 34-48306 |
| Release Number:34-48076 | SEC Issue Date:Jun 23, 2003 | File Number:SR-CHX-2003-15 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated To Amend the Membership Dues and Fees Schedule To Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities View Received Comments See Also - Rel. No. 34-48447 |
| Release Number:34-48053 | SEC Issue Date:Jun 17, 2003 | File Number:SR-Amex-2003-50 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC and Amendment No. 1 Thereto Relating to a Marketing Fee To Be Imposed on Certain Transactions of Specialists and Registered Options Traders View Received Comments |
| Release Number:34-47977 | SEC Issue Date:Jun 4, 2003 | File Number:SR-Phlx-2003-37 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. to Delete the Prohibition Against the Delivery of Electronically Generated Orders Via AUTOM View Received Comments See Also - Rel. No. 34-48648 |