Comments on BSE Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Stock Exchange Facility

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Date Received
Date Letter Type Commenter Name
Public Comment George W. Mann, Executive Vice President and General Counsel, Boston Stock Exchange, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid, regarding a December 16, 2003 meeting with representatives of the Chicago Board Options Exchange
Public Comment Michael J. Simon, Senior Vice President and Secretary, International Securities Exchange
Public Comment Michael J. Simon, Senior Vice President and Secretary, International Securities Exchange, Inc.
Public Comment Jeff Sutton
Public Comment Congressman Edward J. Markey, U.S. House of Representatives
Public Comment Edward J. Markey, Member of Congress
Meeting with SEC Officials Memorandum from Susie Cho regarding a November 4, 2003 conference call with Morgan Stanly
Meeting with SEC Officials Memorandum from Susie Cho regarding an October 30, 2003 meeting with the American Stock Exchange
Public Comment Congressman James C. Greenwood, U.S. House of Representatives
Meeting with SEC Officials Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding an September 30, 2003 meeting with representatives of the Susquehanna International Group and Sutherland Asbill & Brennan
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid, regarding an August 1, 2003 meeting with representatives of the Chicago Board Options Exchange and Schiff Hardin & Waite
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid, regarding an August 22, 2003 meeting with representatives of the Boston Stock Exchange
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid, regarding an October 20, 2003 meeting with representatives of the Boston Stock Exchange
Meeting with SEC Officials Memorandum from John Roeser regarding meeting with the Chicago Board Options Exchange, Inc.
Public Comment H. Kaur
Meeting with SEC Officials Memorandum from John Roeser regarding a conference call with Goldman Sachs
Meeting with SEC Officials Memorandum from John Roeser regarding an October 7, 2003 meeting with representatives of the International Securities Exchange
Public Comment Mary McDermott-Holland, Senior Vice President, Franklin Portfolio Associates
Public Comment James C. Miller III, Chairman; Mark Glueck, Vice Chairman; Gauri Prakash-Canjels, Vice President, The CapAnalysis Group, LLC, Howrey Simon Arnold & White
Public Comment James C. Miller III, Chairman, The CapAnalysis Group, LLC
Public Comment David Pugh
Public Comment Lewis P. Dickey, General Partner, Options Unlimited
Public Comment Mary McDermott-Holland, Senior Vice President, Franklin Portfolio Associates
Public Comment Doug Churchill
Public Comment Ralph Winters
Public Comment Fabrizio Fili
Public Comment Allison Brandsma
Public Comment Craig Hancey
Public Comment Steve Verbos

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-BSE-2002-15
Release Number
34-47186
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