Nasdaq ISE Rulemaking

Note: Effective April 3, 2017, International Securities Exchange, LLC, changed its name to Nasdaq ISE, LLC.

We encourage the public to submit comments on the following Nasdaq ISE LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

ISE File Number List for 2018

Additional Archives

Chronological List

Release No. Date Details
First Quarter
SR-ISE-2018-07
34-82568 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess Fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port Connectivity
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ISE-2017-46
34-82524 Jan. 17, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-ISE-2018-04
34-82521 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders
Comments due: 21 days after publication in the Federal Register
SR-ISE-2017-45
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
SR-ISE-2018-03
34-82472 Jan. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Price Level Protection Rule
Comments due: February 6, 2018
Additional Materials: Exhibit 5
SR-ISE-2017-113
34-82465 Jan. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees at Chapter VIII, Section J, entitled "Nasdaq ISE Trades Feed"
Comments due: February 6, 2018
Additional Materials: Exhibit 5
SR-ISE-2017-111
34-82458 Jan. 8, 2018 Notice of Filing of Proposed Rule Change to Establish a Nonstandard Expirations Pilot Program
Comments due: February 2, 2018
SR-ISE-2017-112
34-82446 Jan. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Non-Transaction Fees in the Exchange's Schedule of Fees
Comments due: February 1, 2018
Additional Materials: Exhibit 5

ISE File Number List for 2018

Release No. Date Details
SR-ISE-2018-07
34-82568 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess Fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port Connectivity
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ISE-2018-04
34-82521 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders
Comments due: 21 days after publication in the Federal Register
SR-ISE-2018-03
34-82472 Jan. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Price Level Protection Rule
Comments due: February 6, 2018
Additional Materials: Exhibit 5