Nasdaq ISE Rulemaking
Note: Effective April 3, 2017, International Securities Exchange, LLC, changed its name to Nasdaq ISE, LLC.
We encourage the public to submit comments on the following Nasdaq ISE LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
Additional Archives
2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
Chronological List
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-ISE-2018-35 | ||
| 34-83079 | Apr. 20, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq ISE
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-32 | ||
| 34-83051 | Apr. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Within Rule 718 the Data Feeds on ISE
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-30 | ||
| 34-83006 | Apr. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules 700, 2008, and 2009
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-29 | ||
| 34-83001 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Delay of Complex Order Quoting Functionality
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-27 | ||
| 34-83002 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Rebates Provided to Members that Send Unsolicited Crossing Orders to the Exchange
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-28 | ||
| 34-82999 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Clarify the Fees and Rebates for the Complex Order Exposure Auction Pursuant to Rule 722(b)(3)(iii)
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-24 | ||
| 34-82989 | Apr. 4, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI of the Exchange's Schedule of Fees
Comments due: May 1, 2018 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-ISE-2018-21 | ||
| 34-82961 | Mar. 28, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Delay for Re-introduction of Legging Functionality for Stock-Option Orders on INET by an Additional Year
Comments due: April 24, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-20 | ||
| 34-82920 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program in the Schedule of Fees
Comments due: April 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-106 | ||
| 34-82911 | Mar. 20, 2018 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Listing and Trading of NQX Index Options on a Pilot Basis |
| SR-ISE-2018-16 | ||
| 34-82846 | Mar. 9, 2018 | Notice of Filing of Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: April 4, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-15 | ||
| 34-82749 | Feb. 21, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gateway Fees
Comments due: March 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-14 | ||
| 34-82712 | Feb. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's INET Port Fees to Indicate that Those Fees are Prorated
Comments due: March 14, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-13 | ||
| 34-82700 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-12 | ||
| 34-82699 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Functionality Designed to Assist Members in the Event that They Lose Communication
Comments due: March 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-106 | ||
| 34-82666 | Feb. 8, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Permit the Listing and Trading of NQX Index Options on a Pilot Basis |
| SR-ISE-2018-10 | ||
| 34-82644 | Feb. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Modify Complex Order Fees and Rebates
Comments due: March 5, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-111 | ||
| 34-82612 | Feb. 1, 2018 | Order Approving a Proposed Rule Change to Establish a Nonstandard Expirations Pilot Program |
| SR-ISE-2018-09 | ||
| 34-82599 | Jan. 30, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due: February 23, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-06 | ||
| 34-82572 | Jan. 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 502
Comments due: February 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-07 | ||
| 34-82568 | Jan. 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess Fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port Connectivity
Comments due: February 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-46 | ||
| 34-82524 | Jan. 17, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-ISE-2018-04 | ||
| 34-82521 | Jan. 17, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders
Comments due: February 13, 2018 |
| SR-ISE-2017-45 | ||
| 34-82503 | Jan. 16, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| SR-ISE-2018-03 | ||
| 34-82472 | Jan. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Price Level Protection Rule
Comments due: February 6, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-113 | ||
| 34-82465 | Jan. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees at Chapter VIII, Section J, entitled "Nasdaq ISE Trades Feed"
Comments due: February 6, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-111 | ||
| 34-82458 | Jan. 8, 2018 | Notice of Filing of Proposed Rule Change to Establish a Nonstandard Expirations Pilot Program
Comments due: February 2, 2018 |
| SR-ISE-2017-112 | ||
| 34-82446 | Jan. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Non-Transaction Fees in the Exchange's Schedule of Fees
Comments due: February 1, 2018 Additional Materials: Exhibit 5 |
ISE File Number List for 2018
| Release No. | Date | Details |
|---|---|---|
| SR-ISE-2018-35 | ||
| 34-83079 | Apr. 20, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq ISE
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-32 | ||
| 34-83051 | Apr. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Within Rule 718 the Data Feeds on ISE
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-30 | ||
| 34-83006 | Apr. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules 700, 2008, and 2009
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-29 | ||
| 34-83001 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Delay of Complex Order Quoting Functionality
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-28 | ||
| 34-82999 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Clarify the Fees and Rebates for the Complex Order Exposure Auction Pursuant to Rule 722(b)(3)(iii)
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-27 | ||
| 34-83002 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Rebates Provided to Members that Send Unsolicited Crossing Orders to the Exchange
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-24 | ||
| 34-82989 | Apr. 4, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI of the Exchange's Schedule of Fees
Comments due: May 1, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-21 | ||
| 34-82961 | Mar. 28, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Delay for Re-introduction of Legging Functionality for Stock-Option Orders on INET by an Additional Year
Comments due: April 24, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-20 | ||
| 34-82920 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program in the Schedule of Fees
Comments due: April 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-16 | ||
| 34-82846 | Mar. 9, 2018 | Notice of Filing of Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: April 4, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-15 | ||
| 34-82749 | Feb. 21, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gateway Fees
Comments due: March 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-14 | ||
| 34-82712 | Feb. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's INET Port Fees to Indicate that Those Fees are Prorated
Comments due: March 14, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-13 | ||
| 34-82700 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-12 | ||
| 34-82699 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Functionality Designed to Assist Members in the Event that They Lose Communication
Comments due: March 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-10 | ||
| 34-82644 | Feb. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Modify Complex Order Fees and Rebates
Comments due: March 5, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-09 | ||
| 34-82599 | Jan. 30, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due: February 23, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-07 | ||
| 34-82568 | Jan. 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess Fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port Connectivity
Comments due: February 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-06 | ||
| 34-82572 | Jan. 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 502
Comments due: February 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-04 | ||
| 34-82521 | Jan. 17, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders
Comments due: February 13, 2018 |
| SR-ISE-2018-03 | ||
| 34-82472 | Jan. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Price Level Protection Rule
Comments due: February 6, 2018 Additional Materials: Exhibit 5 |