Nasdaq ISE Rulemaking
Note: Effective April 3, 2017, International Securities Exchange, LLC, changed its name to Nasdaq ISE, LLC.
We encourage the public to submit comments on the following Nasdaq ISE LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
Additional Archives
2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
Chronological List
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-ISE-2018-96 | ||
| 34-84729 | Dec. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-95 | ||
| 34-84682 | Nov. 29, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Supplementary Material .07 to ISE Rule 722
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-93 | ||
| 34-84587 | Nov. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 506, Long-Term Options Contracts
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-90 | ||
| 34-84580 | Nov. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Related to Market Maker Quoting Obligations
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-92 | ||
| 34-84568 | Nov. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 8 of the Exchange's Rules
Comments due: December 7, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-88 | ||
| 34-84539 | Nov. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2008(g), Pricing When Primary Market Does Not Open
Comments due: November 30, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-89 | ||
| 34-84522 | Nov. 1, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Exchange's Pricing Schedule
Comments due: November 28, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-91 | ||
| 34-84516 | Nov. 1, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to delete ISE Section 22 of The Rulebook Entitled "Rate-Modified Foreign Currency Options Rules"
Comments due: November 28, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-87 | ||
| 34-84487 | Oct. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchanges Schedule of Fees to Modify the Crossing Fee Cap
Comments due: November 21, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-85 | ||
| 34-84478 | Oct. 24, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Current Rules on Arbitration, under Chapter 18
Comments due: November 20, 2018 |
| SR-ISE-2018-86 | ||
| 34-84465 | Oct. 22, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 303 (Approval to Operate Multiple Memberships)
Comments due: November 16, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-83 | ||
| 34-84402 | Oct. 11, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Maker/Taker Fees in Section I of the Exchanges Schedule of Fees
Comments due: November 7, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-82 | ||
| 34-84384 | Oct. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend, Reorganize and Enhance its Membership, Registration and Qualification Rules and to Make Conforming Changes to Certain Other Rules
Comments due: November 5, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-56 | ||
| 34-84373 | Oct. 5, 2018 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Rules Relating to Complex Orders
Comments due: November 2, 2018 |
| SR-ISE-2018-81 | ||
| 34-84339 | Oct. 2, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Pricing for Flash Orders
Comments due: October 30, 2018 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-ISE-2018-80 | ||
| 34-84237 | Sep. 20, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Protections
Comments due: October 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-79 | ||
| 34-84203 | Sep. 19, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Conform By-Law's CRO Provisions to Those of an Affiliate Exchange
Comments due: October 16, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-76 | ||
| 34-84035 | Sep. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Permit Certain Affiliated Market Participants to Aggregate Volume and Qualify for Various Pricing Incentives
Comments due: October 2, 2018 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-ISE-2018-72 | ||
| 34-83841 | Aug. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees at Section II
Comments due: September 10, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-66 | ||
| 34-83830 | Aug. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees Relating to Crossing Orders and Responses to Crossing Orders in Index Options on the Nasdaq 100 Reduced Value Index
Comments due: September 7, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-56 | ||
| 34-83818 | Aug. 10, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Its Rules Related to Complex Orders |
| SR-ISE-2018-70 | ||
| 34-83793 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-69 | ||
| 34-83790 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Regular Order Take Fee and the QCC and Solicitation Order Rebate
Comments due: September 4, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-65 | ||
| 34-83729 | Jul. 27, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Definitions of the Protocols That Members Can Use to Enter Quotes and Orders
Comments due: August 23, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-59 | ||
| 34-83703 | Jul. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align Existing Investigatory and Disciplinary Processes and Related Rules with the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc.
Comments due: August 21, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-63 | ||
| 34-83660 | Jul. 18, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Waive Fees and Rebates for Trades in NQX Options
Comments due: August 14, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-62 | ||
| 34-83644 | Jul. 16, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 723
Comments due: August 10, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-61 | ||
| 34-83639 | Jul. 16, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Add Establish Fees and Rebates for NQX Options and Make Several Clarifying Changes
Comments due: August 10, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-56 | ||
| 34-83576 | Jul. 2, 2018 | Notice of Filing of Proposed Rule Change to Amend Its Rules Related to Complex Orders
Comments due: July 30, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| Second Quarter | ||
| SR-ISE-2018-57 | ||
| 34-83531 | Jun. 28, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 24, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-54 | ||
| 34-83478 | Jun. 20, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity
Comments due: July 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-55 | ||
| 34-83464 | Jun. 19, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Box and Butterfly Spread Protections
Comments due: July 16, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-52 | ||
| 34-83446 | Jun. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Certain Route-Out Fees Set Forth in Section IV.F of the Schedule of Fees
Comments due: July 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-51 | ||
| 34-83431 | Jun. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees Related to Complex Orders
Comments due: July 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-53 | ||
| 34-83416 | Jun. 12, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position and Exercise Limits for Options on the SPY Exchange Traded Fund
Comments due: July 9, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-50 | ||
| 34-83411 | Jun. 12, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section IV.D of the Exchange's Schedule of Fees
Comments due: July 9, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-48 | ||
| 34-83370 | Jun. 4, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend and Reorganize Chapter V of the ISE Schedule of Fees
Comments due: June 29, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-47 | ||
| 34-83323 | May 24, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Its Order and Execution Information into ISE Rule 718, Entitled "Data Feeds"
Comments due: June 21, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-46 | ||
| 34-83306 | May 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees Related to Complex Orders
Comments due: June 19, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-16 | ||
| 34-83278 | May 17, 2018 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: June 13, 2018 |
| SR-ISE-2018-45 | ||
| 34-83269 | May 17, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .03 to Rule 804 to Enhance Anti-Internalization Functionality
Comments due: June 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-42 | ||
| 34-83257 | May 16, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchanges Schedule of Fees
Comments due: June 12, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-44 | ||
| 34-83238 | May 15, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material to Rule 706 to Harmonize Its Sponsored Access Rules with Those of Its Affiliates
Comments due: June 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-39 | ||
| 34-83156 | May 2, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules 412, Position Limits, and 414, Exercise Limits
Comments due: May 29, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-38 | ||
| 34-83144 | May 1, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Pricing for P.M. Settled Options on Broad-Based Indexes with Nonstandard Expiration Dates
Comments due: May 29, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-16 | ||
| 34-83119 | Apr. 26, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: days after publication in the Federal Register |
| SR-ISE-2018-37 | ||
| 34-83104 | Apr. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regular Order Fees and Rebates
Comments due: May 22, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-36 | ||
| 34-83105 | Apr. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program Under the Schedule of Fees
Comments due: May 22, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-40 | ||
| 34-83101 | Apr. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Delay for the Re-introduction of Concurrent Complex Order Auction Functionality
Comments due: May 22, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-35 | ||
| 34-83079 | Apr. 20, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq ISE
Comments due: May 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-32 | ||
| 34-83051 | Apr. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Within Rule 718 the Data Feeds on ISE
Comments due: May 10, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-30 | ||
| 34-83006 | Apr. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules 700, 2008, and 2009
Comments due: May 3, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-29 | ||
| 34-83001 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Delay of Complex Order Quoting Functionality
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-27 | ||
| 34-83002 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Rebates Provided to Members that Send Unsolicited Crossing Orders to the Exchange
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-28 | ||
| 34-82999 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Clarify the Fees and Rebates for the Complex Order Exposure Auction Pursuant to Rule 722(b)(3)(iii)
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-24 | ||
| 34-82989 | Apr. 4, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI of the Exchange's Schedule of Fees
Comments due: May 1, 2018 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-ISE-2018-21 | ||
| 34-82961 | Mar. 28, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Delay for Re-introduction of Legging Functionality for Stock-Option Orders on INET by an Additional Year
Comments due: April 24, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-20 | ||
| 34-82920 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program in the Schedule of Fees
Comments due: April 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-106 | ||
| 34-82911 | Mar. 20, 2018 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Listing and Trading of NQX Index Options on a Pilot Basis |
| SR-ISE-2018-16 | ||
| 34-82846 | Mar. 9, 2018 | Notice of Filing of Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: April 4, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-ISE-2018-15 | ||
| 34-82749 | Feb. 21, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gateway Fees
Comments due: March 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-14 | ||
| 34-82712 | Feb. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's INET Port Fees to Indicate that Those Fees are Prorated
Comments due: March 14, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-13 | ||
| 34-82700 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-12 | ||
| 34-82699 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Functionality Designed to Assist Members in the Event that They Lose Communication
Comments due: March 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-106 | ||
| 34-82666 | Feb. 8, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Permit the Listing and Trading of NQX Index Options on a Pilot Basis |
| SR-ISE-2018-10 | ||
| 34-82644 | Feb. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Modify Complex Order Fees and Rebates
Comments due: March 5, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-111 | ||
| 34-82612 | Feb. 1, 2018 | Order Approving a Proposed Rule Change to Establish a Nonstandard Expirations Pilot Program |
| SR-ISE-2018-09 | ||
| 34-82599 | Jan. 30, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due: February 23, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-06 | ||
| 34-82572 | Jan. 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 502
Comments due: February 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-07 | ||
| 34-82568 | Jan. 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess Fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port Connectivity
Comments due: February 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-46 | ||
| 34-82524 | Jan. 17, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-ISE-2018-04 | ||
| 34-82521 | Jan. 17, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders
Comments due: February 13, 2018 |
| SR-ISE-2017-45 | ||
| 34-82503 | Jan. 16, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| SR-ISE-2018-03 | ||
| 34-82472 | Jan. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Price Level Protection Rule
Comments due: February 6, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-113 | ||
| 34-82465 | Jan. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees at Chapter VIII, Section J, entitled "Nasdaq ISE Trades Feed"
Comments due: February 6, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2017-111 | ||
| 34-82458 | Jan. 8, 2018 | Notice of Filing of Proposed Rule Change to Establish a Nonstandard Expirations Pilot Program
Comments due: February 2, 2018 |
| SR-ISE-2017-112 | ||
| 34-82446 | Jan. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Non-Transaction Fees in the Exchange's Schedule of Fees
Comments due: February 1, 2018 Additional Materials: Exhibit 5 |
ISE File Number List for 2018
| Release No. | Date | Details |
|---|---|---|
| SR-ISE-2018-96 | ||
| 34-84729 | Dec. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-95 | ||
| 34-84682 | Nov. 29, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Supplementary Material .07 to ISE Rule 722
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-ISE-2018-93 | ||
| 34-84587 | Nov. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 506, Long-Term Options Contracts
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-92 | ||
| 34-84568 | Nov. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 8 of the Exchange's Rules
Comments due: December 7, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-91 | ||
| 34-84516 | Nov. 1, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to delete ISE Section 22 of The Rulebook Entitled "Rate-Modified Foreign Currency Options Rules"
Comments due: November 28, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-90 | ||
| 34-84580 | Nov. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Related to Market Maker Quoting Obligations
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-89 | ||
| 34-84522 | Nov. 1, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Exchange's Pricing Schedule
Comments due: November 28, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-88 | ||
| 34-84539 | Nov. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2008(g), Pricing When Primary Market Does Not Open
Comments due: November 30, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-87 | ||
| 34-84487 | Oct. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchanges Schedule of Fees to Modify the Crossing Fee Cap
Comments due: November 21, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-86 | ||
| 34-84465 | Oct. 22, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 303 (Approval to Operate Multiple Memberships)
Comments due: November 16, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-85 | ||
| 34-84478 | Oct. 24, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Current Rules on Arbitration, under Chapter 18
Comments due: November 20, 2018 |
| SR-ISE-2018-83 | ||
| 34-84402 | Oct. 11, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Maker/Taker Fees in Section I of the Exchanges Schedule of Fees
Comments due: November 7, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-82 | ||
| 34-84384 | Oct. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend, Reorganize and Enhance its Membership, Registration and Qualification Rules and to Make Conforming Changes to Certain Other Rules
Comments due: November 5, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-81 | ||
| 34-84339 | Oct. 2, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Pricing for Flash Orders
Comments due: October 30, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-80 | ||
| 34-84237 | Sep. 20, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Protections
Comments due: October 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-79 | ||
| 34-84203 | Sep. 19, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Conform By-Law's CRO Provisions to Those of an Affiliate Exchange
Comments due: October 16, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-76 | ||
| 34-84035 | Sep. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Permit Certain Affiliated Market Participants to Aggregate Volume and Qualify for Various Pricing Incentives
Comments due: October 2, 2018 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-ISE-2018-72 | ||
| 34-83841 | Aug. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees at Section II
Comments due: September 10, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-70 | ||
| 34-83793 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-69 | ||
| 34-83790 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Regular Order Take Fee and the QCC and Solicitation Order Rebate
Comments due: September 4, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-66 | ||
| 34-83830 | Aug. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees Relating to Crossing Orders and Responses to Crossing Orders in Index Options on the Nasdaq 100 Reduced Value Index
Comments due: September 7, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-65 | ||
| 34-83729 | Jul. 27, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Definitions of the Protocols That Members Can Use to Enter Quotes and Orders
Comments due: August 23, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-63 | ||
| 34-83660 | Jul. 18, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Waive Fees and Rebates for Trades in NQX Options
Comments due: August 14, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-62 | ||
| 34-83644 | Jul. 16, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 723
Comments due: August 10, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-61 | ||
| 34-83639 | Jul. 16, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Add Establish Fees and Rebates for NQX Options and Make Several Clarifying Changes
Comments due: August 10, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-59 | ||
| 34-83703 | Jul. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align Existing Investigatory and Disciplinary Processes and Related Rules with the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc.
Comments due: August 21, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-57 | ||
| 34-83531 | Jun. 28, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 24, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-56 | ||
| 34-84373 | Oct. 5, 2018 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Rules Relating to Complex Orders
Comments due: November 2, 2018 |
| 34-83818 | Aug. 10, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Its Rules Related to Complex Orders |
| 34-83576 | Jul. 2, 2018 | Notice of Filing of Proposed Rule Change to Amend Its Rules Related to Complex Orders
Comments due: July 30, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-ISE-2018-55 | ||
| 34-83464 | Jun. 19, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Box and Butterfly Spread Protections
Comments due: July 16, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-54 | ||
| 34-83478 | Jun. 20, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity
Comments due: July 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-53 | ||
| 34-83416 | Jun. 12, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position and Exercise Limits for Options on the SPY Exchange Traded Fund
Comments due: July 9, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-52 | ||
| 34-83446 | Jun. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Certain Route-Out Fees Set Forth in Section IV.F of the Schedule of Fees
Comments due: July 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-51 | ||
| 34-83431 | Jun. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees Related to Complex Orders
Comments due: July 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-50 | ||
| 34-83411 | Jun. 12, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section IV.D of the Exchange's Schedule of Fees
Comments due: July 9, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-48 | ||
| 34-83370 | Jun. 4, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend and Reorganize Chapter V of the ISE Schedule of Fees
Comments due: June 29, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-47 | ||
| 34-83323 | May 24, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Its Order and Execution Information into ISE Rule 718, Entitled "Data Feeds"
Comments due: June 21, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-46 | ||
| 34-83306 | May 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees Related to Complex Orders
Comments due: June 19, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-45 | ||
| 34-83269 | May 17, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .03 to Rule 804 to Enhance Anti-Internalization Functionality
Comments due: June 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-44 | ||
| 34-83238 | May 15, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material to Rule 706 to Harmonize Its Sponsored Access Rules with Those of Its Affiliates
Comments due: June 11, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-42 | ||
| 34-83257 | May 16, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchanges Schedule of Fees
Comments due: June 12, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-40 | ||
| 34-83101 | Apr. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Delay for the Re-introduction of Concurrent Complex Order Auction Functionality
Comments due: May 22, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-39 | ||
| 34-83156 | May 2, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules 412, Position Limits, and 414, Exercise Limits
Comments due: May 29, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-38 | ||
| 34-83144 | May 1, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Pricing for P.M. Settled Options on Broad-Based Indexes with Nonstandard Expiration Dates
Comments due: May 29, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-37 | ||
| 34-83104 | Apr. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regular Order Fees and Rebates
Comments due: May 22, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-36 | ||
| 34-83105 | Apr. 25, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program Under the Schedule of Fees
Comments due: May 22, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-35 | ||
| 34-83079 | Apr. 20, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq ISE
Comments due: May 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-32 | ||
| 34-83051 | Apr. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Within Rule 718 the Data Feeds on ISE
Comments due: May 10, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-30 | ||
| 34-83006 | Apr. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules 700, 2008, and 2009
Comments due: May 3, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-29 | ||
| 34-83001 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Delay of Complex Order Quoting Functionality
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-28 | ||
| 34-82999 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Clarify the Fees and Rebates for the Complex Order Exposure Auction Pursuant to Rule 722(b)(3)(iii)
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-27 | ||
| 34-83002 | Apr. 5, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Rebates Provided to Members that Send Unsolicited Crossing Orders to the Exchange
Comments due: May 2, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-24 | ||
| 34-82989 | Apr. 4, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI of the Exchange's Schedule of Fees
Comments due: May 1, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-21 | ||
| 34-82961 | Mar. 28, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Delay for Re-introduction of Legging Functionality for Stock-Option Orders on INET by an Additional Year
Comments due: April 24, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-20 | ||
| 34-82920 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Maker Plus Program in the Schedule of Fees
Comments due: April 17, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-16 | ||
| 34-83278 | May 17, 2018 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: June 13, 2018 |
| 34-83119 | Apr. 26, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: days after publication in the Federal Register |
| 34-82846 | Mar. 9, 2018 | Notice of Filing of Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: April 4, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-ISE-2018-15 | ||
| 34-82749 | Feb. 21, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gateway Fees
Comments due: March 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-14 | ||
| 34-82712 | Feb. 14, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's INET Port Fees to Indicate that Those Fees are Prorated
Comments due: March 14, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-13 | ||
| 34-82700 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-12 | ||
| 34-82699 | Feb. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Functionality Designed to Assist Members in the Event that They Lose Communication
Comments due: March 13, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-10 | ||
| 34-82644 | Feb. 6, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees to Modify Complex Order Fees and Rebates
Comments due: March 5, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-09 | ||
| 34-82599 | Jan. 30, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due: February 23, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-07 | ||
| 34-82568 | Jan. 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess Fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port Connectivity
Comments due: February 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-06 | ||
| 34-82572 | Jan. 23, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 502
Comments due: February 20, 2018 Additional Materials: Exhibit 5 |
| SR-ISE-2018-04 | ||
| 34-82521 | Jan. 17, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders
Comments due: February 13, 2018 |
| SR-ISE-2018-03 | ||
| 34-82472 | Jan. 9, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Price Level Protection Rule
Comments due: February 6, 2018 Additional Materials: Exhibit 5 |