Nasdaq ISE Rulemaking

Note: Effective April 3, 2017, International Securities Exchange, LLC, changed its name to Nasdaq ISE, LLC.

We encourage the public to submit comments on the following Nasdaq ISE LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

ISE File Number List for 2017

Additional Archives

Chronological List

Release No. Date Details
Third Quarter
SR-ISE-2017-82
34-81610 Sep. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Third Party Developer Fees from the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ISE-2017-81
34-81605 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees to Increase the Priority Customer Taker Fee for Regular Orders in SPY
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-83
34-81598 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Substantive, Clarifying Changes to ISE's Rulebook and Schedule of Fees
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-80
34-81555 Sep. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation of SR-ISE-2017-32
Comments due: October 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-46
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-80787
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-ISE-2017-52
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80971
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
SR-ISE-2017-78
34-81434 Aug. 18, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening
Comments due: September 14, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-79
34-81403 Aug. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .14 of Rule 504, Entitled "Series of Options Contracts Open for Trading"
Comments due: September 11, 2017
SR-ISE-2017-77
34-81350 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees
Comments due: September 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-71
34-81345 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE's Schedule of Fees With Respect to the Options Regulatory Fee
Comments due: September 5, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ISE-2017-76
34-81322 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 720, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ISE-2017-32
34-81263 Jul. 31, 2017 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Harmonize the Corporate Governance Framework of Nasdaq ISE, LLC with that of The NASDAQ Stock Market LLC, NASDAQ PHLX LLC, and NASDAQ BX, Inc.
Comments due: August 25, 2017
See also: Notice: Rel. No. 34-80923, Notice: Rel. No. 34-80530
SR-ISE-2017-73
34-81213 Jul. 26, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees
Comments due: August 22, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-75
34-81212 Jul. 26, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date in Rule 723(b)
Comments due: August 22, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-52
34-81181 Jul. 20, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 912
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-80971
SR-ISE-2017-46
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80787, Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37; SR-BatsEDGX-2017-23; SR-BOX-2017-17; SR-C2-2017-018; SR-CBOE-2017-041; SR-FINRA-2017-013; SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027; SR-PHLX-2017-43; SR-NYSE- 2017-23; SR-NYSEArca-2017-57; SR-NYSEArca- 2017-59; SR-NYSEMKT-2017-29; SR-NYSEMKT-2017-30
SR-ISE-2017-67
34-81148 Jul. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Re-Letter Rulebook Definition
Comments due: August 10, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-69
34-81144 Jul. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees in Connection with the ISE System Migration
Comments due: August 10, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-66
34-81128 Jul. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Fees and Rebates for Trades Executed on June 30, 2017 in INET Launch Symbols
Comments due: August 8, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-65
34-81108 Jul. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Priority Customer Taker Fees for Regular Orders in Select Symbols
Comments due: August 4, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-63
34-81106 Jul. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Fees and Rebates for Trades in KANG Executed on June 27 - 30, 2017
Comments due: August 4, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-62
34-81095 Jul. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Ports and Gateways that Members Use to Connect to the Exchange
Comments due: August 3, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-72
34-81094 Jul. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 3, 2017
Additional Materials: Exhibit 3, Exhibit 5
Second Quarter
SR-ISE-2017-45
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
See also: Notice: Rel. No. 34-80715
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
SR-ISE-2017-58
34-81034 Jun. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Specify an Exception to the Manner In Which Market Maker Immediate-or-Cancel Orders Will Be Handled
Comments due: July 24, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-54
34-81024 Jun. 26, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Non-Priority Customer License Surcharge
Comments due: July 21, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-59
34-80999 Jun. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section III of the Schedule of Fees
Comments due: July 19, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-52
34-80971 Jun. 19, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rule 912
Comments due: July 14, 2017
Additional Materials: Exhibit 5
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-81181
Comments received are available for this proposal.
SR-ISE-2017-42
34-80944 Jun. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quotations
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-32
34-80923 Jun. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Harmonize the Corporate Governance Framework with that of The NASDAQ Stock Market LLC, NASDAQ PHLX LLC, and NASDAQ BX, Inc.
See also: Notice: Rel. No. 34-81263, Notice: Rel. No. 34-80530
SR-ISE-2017-49
34-80922 Jun. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees to (1) Reduce the Priority Customer Taker Fee for Regular Orders in SPY to $0.35 Per Contract, and (2) Lower the Threshold of Net Zero Complex Contracts
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-51
34-80873 Jun. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Chapter 21 from the ISE Rulebook
Comments due: July 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-48
34-80827 May 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program to Quote and to Trade Certain Options Classes in Penny Increments
Comments due: June 27, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-46
34-80787 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145
Comments received are available for this proposal.
SR-ISE-2017-41
34-80751 May 23, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Opening Process
Comments due: June 20, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-47
34-80744 May 23, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Decrease Member Order Routing Program Rebates
Comments due: June 20, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-44
34-80718 May 18, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Implementation of QCC with Stock Order Functionality Upon Migration to INET
Comments due: June 14, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-45
34-80715 May 18, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Section X of the ISE Fee Schedule
Comments due: June 14, 2017
Additional Materials: Exhibit 3, Exhibit 5
See also: Order: Rel. No. 34-81067
Comments received are available for this proposal.
SR-ISE-2017-39
34-80684 May 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Modify Fees and Rebates for PIM Orders
Comments due: June 12, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-35
34-80637 May 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees to Amend Pricing Related to Options Overlying NDX and MNX
Comments due: June 6, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-37
34-80613 May 5, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Quoting
Comments due: June 1, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-34
34-80569 May 1, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation
Comments due: May 26, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-32
34-80530 Apr. 26, 2017 Notice of Filing of Proposed Rule Change to Harmonize the Corporate Governance Framework with that of The NASDAQ Stock Market LLC, NASDAQ PHLX LLC, and NASDAQ BX, Inc.
Comments due: May 23, 2017
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e
See also: Notice: Rel. No. 34-81263, Notice: Rel. No. 34-80923
Comments received are available for this proposal.
SR-ISE-2017-33
34-80525 Apr. 25, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Simultaneous Complex Order Auctions
Comments due: May 22, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-31
34-80438 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .03 to Rule 713 to Change the Allocation Entitlement for Preferred PMMs.
Comments due: May 9, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-03
34-80432 Apr. 11, 2017 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend Various Rules in Connection with a System Migration to Nasdaq INET Technology
See also: Notice: Rel. No. 34-80075
SR-ISE-2017-30
34-80429 Apr. 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obvious Errors
Comments due: May 8, 2017
Additional Materials: Exhibit 5
First Quarter
SR-ISE-2017-25
34-80325 Mar. 29, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange as Nasdaq ISE, LLC
Comments due: April 25, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-28
34-80316 Mar. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Functionality Associated with Stock-Option Orders
Comments due: April 21, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-27
34-80274 Mar. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to "Tick-Worse" Functionality
Comments due: April 13, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-24
34-80267 Mar. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Modify the Member Order Routing Program
Comments due: April 13, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-08
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79967
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
SR-ISE-2017-23
34-80249 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-22
34-80219 Mar. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Change the Definition of Net Zero Complex Order
Comments due: April 7, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-02
34-80225 Mar. 13, 2017 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchange Opening Process
See also: Notice: Rel. No. 34-79887
SR-ISE-2017-18
34-80212 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-20
34-80194 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct a Typographical Error in Section 413 of the Exchange's Rules
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-16
34-80188 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-17
34-80185 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Qualified Contingent Cross and Solicitation Rebate Tiers
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-15
34-80100 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Directed Orders
Comments due: March 22, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-12
34-80090 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 715 and Rule 721
Comments due: March 21, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-10
34-80080 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 20, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-03
34-80075 Feb. 21, 2017 Notice of Filing of Proposed Rule Change to Amend Various Rules in Connection with a System Migration to Nasdaq INET Technology
Comments due: March 20, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80432
Comments received are available for this proposal.
SR-ISE-2016-31
34-80009 Feb. 10, 2017 Order Approving Proposed Rule Change to Amend the Supplementary Material to ISE Rule 1901
See also: Notice: Rel. No. 34-79686
SR-ISE-2016-27
34-79994 Feb. 9, 2017 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Exchange's Rules Regarding Routing of Orders, Cancellation of Orders, and Handling of Error Positions, and Permit Nasdaq Execution Services, LLC to become an Affiliated Member of the Exchange to Perform Certain Routing and Other Functions
See also: Notice: Rel. No. 34-79665
SR-ISE-2017-08
34-79967 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to Adopt Chapter 9
Comments due: March 2, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
Comments received are available for this proposal.
SR-ISE-2017-02
34-79887 Jan. 27, 2017 Notice of Filing of Proposed Rule Change to Amend the Opening Process
Comments due: February 23, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80225
Comments received are available for this proposal.
SR-ISE-2016-29
34-79829 Jan. 18, 2017 Order Granting Approval of Proposed Rule Change to Amend ISE Rule 723 and to Make Pilot Program Permanent
See also: Notice: Rel. No. 34-79530
SR-ISE-2017-01
34-79811 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 14, 2017
Additional Materials: Exhibit 5
SR-ISE-2016-26
34-79733 Jan. 4, 2017 Order Approving a Proposed Rule Change to Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism
See also: Notice: Rel. No. 34-79352
SR-ISE-2016-32
34-79721 Jan. 3, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules to Extend a Pilot Program
Comments due: January 30, 2017
Additional Materials: Exhibit 5

ISE File Number List for 2017

Release No. Date Details
SR-ISE-2017-83
34-81598 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Substantive, Clarifying Changes to ISE's Rulebook and Schedule of Fees
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-82
34-81610 Sep. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Third Party Developer Fees from the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ISE-2017-81
34-81605 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees to Increase the Priority Customer Taker Fee for Regular Orders in SPY
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-80
34-81555 Sep. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation of SR-ISE-2017-32
Comments due: October 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-79
34-81403 Aug. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .14 of Rule 504, Entitled "Series of Options Contracts Open for Trading"
Comments due: September 11, 2017
SR-ISE-2017-78
34-81434 Aug. 18, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening
Comments due: September 14, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-77
34-81350 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees
Comments due: September 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-76
34-81322 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 720, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-ISE-2017-75
34-81212 Jul. 26, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date in Rule 723(b)
Comments due: August 22, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-73
34-81213 Jul. 26, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees
Comments due: August 22, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-72
34-81094 Jul. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 3, 2017
Additional Materials: Exhibit 3, Exhibit 5
SR-ISE-2017-71
34-81345 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE's Schedule of Fees With Respect to the Options Regulatory Fee
Comments due: September 5, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ISE-2017-69
34-81144 Jul. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees in Connection with the ISE System Migration
Comments due: August 10, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-67
34-81148 Jul. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Re-Letter Rulebook Definition
Comments due: August 10, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-66
34-81128 Jul. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Fees and Rebates for Trades Executed on June 30, 2017 in INET Launch Symbols
Comments due: August 8, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-65
34-81108 Jul. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Priority Customer Taker Fees for Regular Orders in Select Symbols
Comments due: August 4, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-63
34-81106 Jul. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Fees and Rebates for Trades in KANG Executed on June 27 - 30, 2017
Comments due: August 4, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-62
34-81095 Jul. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Ports and Gateways that Members Use to Connect to the Exchange
Comments due: August 3, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-59
34-80999 Jun. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section III of the Schedule of Fees
Comments due: July 19, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-58
34-81034 Jun. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Specify an Exception to the Manner In Which Market Maker Immediate-or-Cancel Orders Will Be Handled
Comments due: July 24, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-54
34-81024 Jun. 26, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Non-Priority Customer License Surcharge
Comments due: July 21, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-52
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80971
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
34-81181 Jul. 20, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 912
34-80971 Jun. 19, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rule 912
Comments due: July 14, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ISE-2017-51
34-80873 Jun. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Chapter 21 from the ISE Rulebook
Comments due: July 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-49
34-80922 Jun. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees to (1) Reduce the Priority Customer Taker Fee for Regular Orders in SPY to $0.35 Per Contract, and (2) Lower the Threshold of Net Zero Complex Contracts
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-48
34-80827 May 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program to Quote and to Trade Certain Options Classes in Penny Increments
Comments due: June 27, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-47
34-80744 May 23, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Decrease Member Order Routing Program Rebates
Comments due: June 20, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-46
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37; SR-BatsEDGX-2017-23; SR-BOX-2017-17; SR-C2-2017-018; SR-CBOE-2017-041; SR-FINRA-2017-013; SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027; SR-PHLX-2017-43; SR-NYSE- 2017-23; SR-NYSEArca-2017-57; SR-NYSEArca-2017-59; SR-NYSEMKT-2017-29; SR-NYSEMKT-2017-30
34-80787 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ISE-2017-45
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
34-80715 May 18, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Section X of the ISE Fee Schedule
Comments due: June 14, 2017
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this proposal.
SR-ISE-2017-44
34-80718 May 18, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Implementation of QCC with Stock Order Functionality Upon Migration to INET
Comments due: June 14, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-42
34-80944 Jun. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quotations
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-41
34-80751 May 23, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Opening Process
Comments due: June 20, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-39
34-80684 May 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Modify Fees and Rebates for PIM Orders
Comments due: June 12, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-37
34-80613 May 5, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Quoting
Comments due: June 1, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-35
34-80637 May 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees to Amend Pricing Related to Options Overlying NDX and MNX
Comments due: June 6, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-34
34-80569 May 1, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation
Comments due: May 26, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-33
34-80525 Apr. 25, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Simultaneous Complex Order Auctions
Comments due: May 22, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-32
34-81263 Jul. 31, 2017 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Harmonize the Corporate Governance Framework of Nasdaq ISE, LLC with that of The NASDAQ Stock Market LLC, NASDAQ PHLX LLC, and NASDAQ BX, Inc.
Comments due: August 25, 2017
34-80923 Jun. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Harmonize the Corporate Governance Framework with that of The NASDAQ Stock Market LLC, NASDAQ PHLX LLC, and NASDAQ BX, Inc.
34-80530 Apr. 26, 2017 Notice of Filing of Proposed Rule Change to Harmonize the Corporate Governance Framework with that of The NASDAQ Stock Market LLC, NASDAQ PHLX LLC, and NASDAQ BX, Inc.
Comments due: May 23, 2017
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e
Comments received are available for this proposal.
SR-ISE-2017-31
34-80438 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .03 to Rule 713 to Change the Allocation Entitlement for Preferred PMMs.
Comments due: May 9, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-30
34-80429 Apr. 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obvious Errors
Comments due: May 8, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-28
34-80316 Mar. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Functionality Associated with Stock-Option Orders
Comments due: April 21, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-27
34-80274 Mar. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to "Tick-Worse" Functionality
Comments due: April 13, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-25
34-80325 Mar. 29, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange as Nasdaq ISE, LLC
Comments due: April 25, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-24
34-80267 Mar. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Modify the Member Order Routing Program
Comments due: April 13, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-23
34-80249 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-22
34-80219 Mar. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Change the Definition of Net Zero Complex Order
Comments due: April 7, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-20
34-80194 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct a Typographical Error in Section 413 of the Exchange's Rules
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-18
34-80212 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-17
34-80185 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Qualified Contingent Cross and Solicitation Rebate Tiers
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-16
34-80188 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-15
34-80100 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Directed Orders
Comments due: March 22, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-12
34-80090 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 715 and Rule 721
Comments due: March 21, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-10
34-80080 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 20, 2017
Additional Materials: Exhibit 5
SR-ISE-2017-08
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
34-79967 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to Adopt Chapter 9
Comments due: March 2, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ISE-2017-03
34-80432 Apr. 11, 2017 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend Various Rules in Connection with a System Migration to Nasdaq INET Technology
34-80075 Feb. 21, 2017 Notice of Filing of Proposed Rule Change to Amend Various Rules in Connection with a System Migration to Nasdaq INET Technology
Comments due: March 20, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ISE-2017-02
34-80225 Mar. 13, 2017 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchange Opening Process
34-79887 Jan. 27, 2017 Notice of Filing of Proposed Rule Change to Amend the Opening Process
Comments due: February 23, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ISE-2017-01
34-79811 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 14, 2017
Additional Materials: Exhibit 5