Fixed Income Clearing Corporation (FICC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
File Number
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SRO Organization
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Details
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Release Number:34-97247 | SEC Issue Date:Apr 4, 2023 | File Number:SR-FICC-2023-005 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change to Make Administrative Updates to FICC’s GSD Rules, MBSD Rules, EPN Rules, and Restated Certificate of Incorporation Comments Due: May 1, 2023 See Also - Exhibit 5 Submit a Comment on SR-FICC-2023-005
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Release Number:34-97001 | SEC Issue Date:Mar 1, 2023 | File Number:SR-FICC-2023-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Revise the Description of the Stressed Period Used To Calculate the Value-at-Risk Charge and Make Other Changes Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-96938 | SEC Issue Date:Feb 15, 2023 | File Number:SR-FICC-2023-002 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the FICC Government Securities Division Rulebook Comments Due: March 15, 2023 See Also - Exhibit 5 |
Release Number:34-96800 | SEC Issue Date:Feb 3, 2023 | File Number:SR-FICC-2023-001 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: March 2, 2023 See Also - Exhibit 5 |
Release Number:34-96575 | SEC Issue Date:Dec 22, 2022 | File Number:SR-FICC-2022-009 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain MBSD Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 |
Release Number:34-96555 | SEC Issue Date:Dec 20, 2022 | File Number:SR-NSCC-2022-013, SR-FICC-2022-008, SR-DTC-2022-011 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Order Granting Proposed Rule Changes To Amend Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes |
Release Number:34-96345 | SEC Issue Date:Nov 17, 2022 | File Number:SR-NSCC-2022-006, SR-FICC-2022-004, SR-DTC-2022-006 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Order Granting Proposed Rule Changes To Amend the Stress Testing Framework and Liquidity Risk Management Framework |
Release Number:34-96210 | SEC Issue Date:Nov 2, 2022 | File Number:SR-FICC-2022-008 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes Comments Due: November 29, 2022 See Also - Exhibit 3, Exhibit 5 |
Release Number:34-96136 | SEC Issue Date:Oct 24, 2022 | File Number:SR-FICC-2022-006 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Granting Approval of Proposed Rule Change To Increase the Minimum Required Fund Deposit for Government Securities Division Netting Members and Sponsoring Members, and Make Other Changes Comments Due: 21 days after publication in the Federal Register |
Release Number:34-96061 | SEC Issue Date:Oct 13, 2022 | File Number:SR-FICC-2022-007 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify and Update GSD Rules, MBSD Rules and EPN Rules Comments Due: November 9, 2022 See Also - Exhibit 5 |