Bats EDGA Rulemaking
The EDGA Exchange has changed its name to Bats EDGA Exchange. All filings by Bats EDGA Exchange will be posted to the Bats EDGA page. Filings filed with "EDGA" as part of the file number will be posted on the EDGA Exchange page. |
We encourage the public to submit comments on the following Bats EDGA Exchange (BatsEDGA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
Bats EDGA File Number List for 2017
Additional Archives
Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-BatsEDGA-2017-23 | ||
| 34-81600 | Sep. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-14 | ||
| 34-81500 | Aug. 30, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80835 Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31 |
| SR-BatsEDGA-2017-22 | ||
| 34-81496 | Aug. 30, 2017 | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Harmonize the Corporate Governance Framework with that of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated
Comments due: September 27, 2017 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e |
| SR-BatsEDGA-2017-21 | ||
| 34-81454 | Aug. 22, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.8, Order Types, to Permit MidPoint Discretionary Orders to be Non-Displayed
Comments due: September 18, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-20 | ||
| 34-81369 | Aug. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc.
Comments due: September 6, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-19 | ||
| 34-81291 | Aug. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc.
Comments due: August 29, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-14 | ||
| 34-81158 | Jul. 18, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 4.17, Consolidated Audit Trail - Fee Dispute Resolution
See also: Order: Rel. No. 34-81500, Notice: Rel. No. 34-80835 |
| Second Quarter | ||
| SR-BatsEDGA-2017-13 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 See also: Notice: Rel. No. 34-80784 Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| SR-BatsEDGA-2017-18 | ||
| 34-80976 | Jun. 20, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amend its Fee Schedule to Replace Current Inverted Pricing Model with Low Fee Model
Comments due: July 17, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-14 | ||
| 34-80835 | Jun. 1, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Rule 4.17, Consolidated Audit Trail - Fee Dispute Resolution
Comments due: June 28, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81500, Notice: Rel. No. 34-81158 Comments received are available for this proposal. |
| SR-BatsEDGA-2017-13 | ||
| 34-80784 | May 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc.
Comments due: June 22, 2017 Additional Materials: Exhibit 5, Appendix See also: Order: Rel. No. 34-81067 Comments received are available for this proposal. |
| SR-BatsEDGA-2017-10 | ||
| 34-80686 | May 16, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule11.21 of Bats EDGA Exchange, Inc. to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 12, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-12 | ||
| 34-80653 | May 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees
Comments due: June 7, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-07 | ||
| 34-80608 | May 5, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of Bats EDGA Exchange, Inc. to Authorize the Exchange to Share a User's Risk Settings with the Clearing Firm that Clears Transactions on Behalf of the User Comments due: June 1, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-06 | ||
| 34-80448 | Apr. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc. Comments due: May 10, 2017 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-BatsEDGA-2017-03 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79962 Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| SR-BatsEDGA-2017-05 | ||
| 34-80215 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.21 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-04 | ||
| 34-80187 | Mar. 9, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees
Comments due: April 5, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-03 | ||
| 34-79962 | Feb. 3, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Rules 4.5 through 4.16 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 2, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80256 |
| SR-BatsEDGA-2017-01 | ||
| 34-79773 | Jan. 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Connectivity and its Communication and Routing Service Known as Bats Connect
Comments due: February 8, 2017 Additional Materials: Exhibit 5 |
Bats EDGA File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-BatsEDGA-2017-23 | ||
| 34-81600 | Sep. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-22 | ||
| 34-81496 | Aug. 30, 2017 | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Harmonize the Corporate Governance Framework with that of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated
Comments due: September 27, 2017 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e |
| SR-BatsEDGA-2017-21 | ||
| 34-81454 | Aug. 22, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.8, Order Types, to Permit MidPoint Discretionary Orders to be Non-Displayed
Comments due: September 18, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-20 | ||
| 34-81369 | Aug. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc.
Comments due: September 6, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-19 | ||
| 34-81291 | Aug. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc.
Comments due: August 29, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-18 | ||
| 34-80976 | Jun. 20, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amend its Fee Schedule to Replace Current Inverted Pricing Model with Low Fee Model
Comments due: July 17, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-14 | ||
| 34-81500 | Aug. 30, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80835 Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31 |
| 34-81158 | Jul. 18, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 4.17, Consolidated Audit Trail - Fee Dispute Resolution |
| 34-80835 | Jun. 1, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Rule 4.17, Consolidated Audit Trail - Fee Dispute Resolution
Comments due: June 28, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-13 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| 34-80784 | May 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc.
Comments due: June 22, 2017 Additional Materials: Exhibit 5, Appendix Comments received are available for this proposal. |
| SR-BatsEDGA-2017-12 | ||
| 34-80653 | May 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees
Comments due: June 7, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-10 | ||
| 34-80686 | May 16, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule11.21 of Bats EDGA Exchange, Inc. to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 12, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-07 | ||
| 34-80608 | May 5, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of Bats EDGA Exchange, Inc. to Authorize the Exchange to Share a User's Risk Settings with the Clearing Firm that Clears Transactions on Behalf of the User
Comments due: June 1, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-06 | ||
| 34-80448 | Apr. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc.
Comments due: May 10, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-05 | ||
| 34-80215 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.21 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-04 | ||
| 34-80187 | Mar. 9, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees
Comments due: April 5, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-03 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| 34-79962 | Feb. 3, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Rules 4.5 through 4.16 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 2, 2017 Additional Materials: Exhibit 5 |
| SR-BatsEDGA-2017-01 | ||
| 34-79773 | Jan. 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Connectivity and its Communication and Routing Service Known as Bats Connect
Comments due: February 8, 2017 Additional Materials: Exhibit 5 |