This listing includes common periodic SEC reports.

Note: For periodic FOIA reports on Alternative Trading Systems, Fails-to-Deliver Data, Registered Investment Advisers and Broker Dealers, see Frequently Requested FOIA Documents. For occasional reports on current trends and issues facing the securities industry, see SEC Special Studies.

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Date
Title
Category
Date: Title: Fiscal Year 2018 Agency Financial Report
Category: Annual Reports
Date: Title: Fiscal Year 2017 Agency Financial Report
Category: Annual Reports
Date: Title: Summary of Performance and Financial Information, Fiscal Year 2016(PDF)
Category: Annual Reports
Date: Title: Fiscal Year 2016 Agency Financial Report
Category: Annual Reports
Date: Title: Summary of Performance and Financial Information, Fiscal Year 2015(PDF)
Category: Annual Reports
Date: Title: Fiscal Year 2015 Agency Financial Report
Category: Annual Reports
Date: Title: Summary of Performance and Financial Information, Fiscal Year 2014(PDF)
Category: Annual Reports
Date: Title: Fiscal Year 2014 Agency Financial Report
Category: Annual Reports
Date: Title: Report on Objectives - Office of the Investor Advocate(PDF)
Category: Annual Reports
Date: Title: 2013 Agency Financial Report
Category: Annual Reports
Date: Title: Office of Minority and Women Inclusion Annual Report(PDF)
Category: Annual Reports
Date: Title: Summary of Performance and Financial Information, Fiscal Year 2012 (PDF)(PDF)
Category: Annual Reports
Date: Title: Office of Minority and Women Inclusion Annual Report(PDF)
Category: Annual Reports
Date: Title: 2012 Agency Financial Report
Category: Annual Reports
Date: Title: 2011 Annual Report
Category: Annual Reports
Date: Title: 2010 Annual Report
Category: Annual Reports
Date: Title: 2009 Annual Report
Category: Annual Reports
Date: Title: 2008 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: 2008 Citizens’ Report
Category: Annual Reports
Date: Title: 2007 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: 2006 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: 2005 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: 2004 Annual Report — Performance and Accountability Report
Category: Annual Reports
Date: Title: 2003 Annual Report
Category: Annual Reports
Date: Title: 2002 Annual Report
Category: Annual Reports
Date: Title: 2001 Annual Report
Category: Annual Reports
Date: Title: 2000 Annual Report
Category: Annual Reports
Date: Title: 1999 Annual Report
Category: Annual Reports
Date: Title: 1998 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1997 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1996 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1995 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1994 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1993 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1992 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1991 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1990 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1989 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1988 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1987 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1986 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1985 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1984 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1983 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1982 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1981 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1980 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1979 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1978 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1977 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1976 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1975 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1974 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1973 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1972 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1971 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1970 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1969 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1968 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1967 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1966 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1965 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1964 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1963 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1962 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1961 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1960 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1959 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1958 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1957 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1956 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1955 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1954 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1953 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1952 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1951 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1950 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1949 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1948 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1947 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1946 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1945 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1944 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1943 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1942 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1941 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1940 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1939 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1938 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1937 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1936 Annual Report(PDF)
Category: Annual Reports
Date: Title: 1935 Annual Report(PDF)
Category: Annual Reports
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  • Items
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