Open Meeting Agenda
Wednesday, August 21, 2019
| Item 1: | Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers |
| Office: | Division of Investment Management |
| Staff: | Dalia Blass, Paul Cellupica, Holly Hunter-Ceci, David Bartels, and Thankam Varghese |
The Commission will consider whether to publish guidance regarding the proxy voting responsibilities of investment advisers under Rule 206(4)-6 under the Investment Advisers Act of 1940, and Form N-1A, Form N-2, Form N-3, and Form N-CSR under the Investment Company Act of 1940.
For further information, please contact Thankam Varghese or Holly Hunter-Ceci in the Division of Investment Management at (202) 551-6825.
| Item 2: | Commission Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice |
| Office: | Division of Corporation Finance |
| Staff: | William Hinman, Michele Anderson, Ted Yu, Tamara Brightwell, and Adam Turk |
The Commission will consider whether to publish an interpretation and related guidance regarding the applicability of certain rules, which the Commission has promulgated under Section 14 of the Securities Exchange Act of 1934, to proxy voting advice.
For further information, please contact Adam Turk in the Division of Corporation Finance at (202) 551-3500.