Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: May 21, 2021	Respondents: The Premier Healthcare Solution, LLC, Josiah David, Defendants, and Provision Corporation LLC, and Denis Joachim, Relief Defendants Release No. LR-25094 See Also: SEC Complaint
Date: May 20, 2021	Respondents: LFS Funding Limited Partnership, et al. Release No. LR-25093 See Also: SEC Complaint
Date: May 20, 2021	Respondents: BTIG, LLC Release No. LR-25092 See Also: SEC Complaint
Date: May 17, 2021	Respondents: Roy Y. Gagaza Release No. LR-25091 See Also: SEC Complaint
Date: May 17, 2021	Respondents: Kirk Sperry and Sperry and Sons Capital Investments, LLC Release No. LR-25090 See Also: Consent of Defendant Kirk Sperry , LLC , Notice of Partial Settlement and Request to Vacate Pretrial and Trial Dates , Judgment as to Defendant Kirk Sperry , LLC
Date: May 13, 2021	Respondents: Knight Nguyen Investments, Christopher Knight Lopez, Forrest Andrew Jones, and Jayson Lopez Release No. LR-25089 See Also: SEC Complaint
Date: May 13, 2021	Respondents: DaRayl D. Davis and Affluent Advisory Group, LLC Release No. LR-25088
Date: May 7, 2021	Respondents: David N. Osegueda, et al. Release No. LR-25087
Date: May 3, 2021	Respondents: Richard Randall Release No. LR-25086 See Also: SEC Complaint
Date: April 29, 2021	Respondents: Rahsaan King and Students of Strength, Inc. Release No. LR-25085 See Also: SEC Complaint
Date: April 28, 2021	Respondents: Mark Ahn Release No. LR-25084 See Also: Final Judgement , Motion For Judgment , Consent
Date: April 27, 2021	Respondents: Peter R. Quartararo, Defendant, and Private Equity Solutions, Inc., Leonard Quartararo, Paul Casella, and Lisa Eckert, Relief Defendants Release No. LR-25083 See Also: SEC Complaint
Date: April 27, 2021	Respondents: Jonathan P. Maroney, Et. Al Release No. LR-25082 See Also: SEC Complaint
Date: April 23, 2021	Respondents: Andrew T. Franzone and FF Fund Management, LLC Release No. LR-25081 See Also: SEC Complaint
Date: April 23, 2021	Respondents: Gregory Altieri Release No. LR-25080 See Also: SEC Complaint , Consent Judgment
Date: April 22, 2021	Respondents: Corbyn W. Jones, Esq. Release No. LR-25079 See Also: SEC Complaint
Date: April 22, 2021	Respondents: Ubong Uboh and Tyler Crockett Release No. LR-25075 See Also: SEC Complaint
Date: April 21, 2021	Respondents: Lester Burroughs, Civ. Action Release No. LR-25078
Date: April 21, 2021	Respondents: Edward J. Kosinski Release No. LR-25077
Date: April 20, 2021	Respondents: Sheng-Wen Cheng Release No. LR-25076 See Also: SEC Complaint
Date: April 20, 2021	Respondents: Hai Khoa Dang Release No. LR-25074
Date: April 19, 2021	Respondents: Spot Tech House, Ltd., formerly known as Spot Option, Ltd., Malhaz Pinhas Patarkazishvili and Ran Amiran Release No. LR-25073 See Also: SEC Complaint
Date: April 19, 2021	Respondents: Morrie Tobin et al. Release No. LR-25072
Date: April 15, 2021	Respondents: Lev Parnas and David Correia Release No. LR-25071
Date: April 15, 2021	Respondents: Martin Silver Release No. LR-25070 See Also: SEC Complaint
Date: April 13, 2021	Respondents: Hughe Duwayne Graham, Donald Howard, Larry Louis Matyas Release No. LR-25069 See Also: SEC Complaint
Date: April 8, 2021	Respondents: Clarence Dean Alford Release No. LR-25068 See Also: Final Judgment
Date: April 8, 2021	Respondents: Zachary J. Horwitz, et al. Release No. LR-25067 See Also: SEC Complaint
Date: April 7, 2021	Respondents: William C. Skelley and Sohin S. Shah, Defendants Release No. LR-25066 See Also: SEC Complaint
Date: April 6, 2021	Respondents: Martin Shkreli, et al. Release No. LR-25065 See Also: SEC Complaint , Final Judgment
Date: April 1, 2021	Respondents: Richard J. Randolph, III, Civ. Action Release No. LR-25064 See Also: SEC Complaint
Date: April 1, 2021	Respondents: George S. Blankenbaker, et al. Release No. LR-25063 See Also: SEC Complaint
Date: March 30, 2021	Respondents: Kevin R. Kuhnash and Jason P. Jimerson Release No. LR-25062
Date: March 30, 2021	Respondents: Douglas E. Elstun Release No. LR-25061 See Also: SEC Complaint
Date: March 29, 2021	Respondents: LBRY, Inc. Release No. LR-25060 See Also: SEC Complaint
Date: March 23, 2021	Respondents: Jason P. Wootten, et al. Release No. LR-25059 See Also: SEC Complaint
Date: March 22, 2021	Respondents: MintBroker International Ltd., f/k/a Swiss America Securities, Ltd. and d/b/a SureTrader, and Guy Gentile Release No. LR-25058 See Also: SEC Complaint
Date: March 22, 2021	Respondents: John W. Fisher Release No. LR-25057 See Also: SEC Complaint
Date: March 19, 2021	Respondents: Jessica Richman and Zachary Apte Release No. LR-25056 See Also: SEC Complaint
Date: March 19, 2021	Respondents: Chatfield PCS Ltd. et al. Release No. LR-25055 See Also: SEC Complaint
Date: March 19, 2021	Respondents: Seth P. Levine Release No. LR-25054 See Also: SEC Complaint
Date: March 17, 2021	Respondents: Chris A. Dantin, and Christopher D. Dantin, David P. Ortiz, Andrew L. White Release No. LR-25053 See Also: SEC Complaint - Dantin , SEC Complaint - Ortiz , SEC Complaint - White
Date: March 17, 2021	Respondents: Andrew L. Fassari Release No. LR-25052 See Also: SEC Complaint
Date: March 12, 2021	Respondents: APEG Energy, GP, Paul W. Haarman and Patrick E. Duke Release No. LR-25051 See Also: SEC Complaint
Date: March 12, 2021	Respondents: Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq Release No. LR-25049 See Also: SEC Complaint
Date: March 11, 2021	Respondents: Kevin R. Kuhnash and Jason P. Jimerson Release No. LR-25050
Date: March 11, 2021	Respondents: Nicholas Kabylafkas Release No. LR-25048 See Also: SEC Complaint
Date: March 11, 2021	Respondents: George Heckler Release No. LR-25047 See Also: SEC Complaint
Date: March 11, 2021	Respondents: Shawn C. Cutting Release No. LR-25046 See Also: SEC Complaint
Date: March 5, 2021	Respondents: AT&T, Inc., et al. Release No. LR-25045 See Also: SEC Complaint
Date: March 5, 2021	Respondents: Craig C. Garrick Release No. LR-25044 See Also: SEC Complaint
Date: March 5, 2021	Respondents: Airborne Wireless Network, et al. Release No. LR-25043 See Also: SEC Complaint
Date: March 4, 2021	Respondents: World Tree Financial, LLC, et al. Release No. LR-25042 See Also: Final Judgment
Date: March 2, 2021	Respondents: Renew Forestry Group, LLC et al. Release No. LR-25041 See Also: SEC Complaint
Date: March 2, 2021	Respondents: EarthSource Minerals International, LLC et al. Release No. LR-25040 See Also: SEC Complaint
Date: March 1, 2021	Respondents: Michael J. Starkweather and Andiamo Corporation Release No. LR-25039 See Also: SEC Complaint
Date: Feb. 26, 2021	Respondents: Christopher Fulco (a/k/a Christian Anthony, Johnathan Stewart, and Michael Barron Release No. LR-25038
Date: Feb. 26, 2021	Respondents: Bolton Securities Corporation d/b/a Bolton Global Asset Management Release No. LR-25037 See Also: Final Judgment
Date: Feb. 24, 2021	Respondents: Glen A. Stewart Release No. LR-25036 See Also: SEC Complaint
Date: Feb. 24, 2021	Respondents: Bajic et al. Release No. LR-25035
Date: Feb. 24, 2021	Respondents: Bruce Schoengood, Medifirst Solutions, Inc. and Joshua Tyrell Release No. LR-25034 See Also: SEC Complaint
Date: Feb. 22, 2021	Respondents: James T. Booth Release No. LR-25033
Date: Feb. 17, 2021	Respondents: Coinseed, Inc. and Delgerdalai Davaasambuu Release No. LR-25032 See Also: SEC Complaint
Date: Feb. 17, 2021	Respondents: Joseph Cimino Release No. LR-25031 See Also: SEC Complaint
Date: Feb. 17, 2021	Respondents: Morningstar Credit Ratings LLC Release No. LR-25030 See Also: SEC Complaint
Date: Feb. 11, 2021	Respondents: Arrayit Corporation and Rene Schena Release No. LR-25029 See Also: SEC Complaint
Date: Feb. 10, 2021	Respondents: David Hu Release No. LR-25028 See Also: Judgment - Hu
Date: Feb. 9, 2021	Respondents: Daniel Dirk Coddington, et al. Release No. LR-25027 See Also: SEC Complaint
Date: Feb. 9, 2021	Respondents: Isaiah L. Goodman Release No. LR-25026 See Also: SEC Complaint
Date: Feb. 5, 2021	Respondents: Stephen Moleski, et al. Release No. LR-25025 See Also: SEC Complaint
Date: Feb. 5, 2021	Respondents: Mark Ahn Release No. LR-25024 See Also: SEC Complaint
Date: Feb. 5, 2021	Respondents: Lev Parnas and David Correia Release No. LR-25023 See Also: SEC Complaint
Date: Feb. 3, 2021	Respondents: CR Intrinsic Investors, et al. Release No. LR-25022 See Also: Final Judgment
Date: Feb. 2, 2021	Respondents: Premier Holding Corporation, Randall Letcavage and Joseph Greenblatt Release No. LR-25021
Date: Feb. 1, 2021	Respondents: Kristijan Krstic (a/k/a Felix Logan), John DeMarr and Robin Enos Release No. LR-25020 See Also: SEC Complaint
Date: Jan. 29, 2021	Respondents: Revolutionary Concepts, Inc., et al Release No. LR-25019 See Also: Final Judgment
Date: Jan. 28, 2021	Respondents: Viktor Gjonaj Release No. LR-25018 See Also: SEC Complaint
Date: Jan. 27, 2021	Respondents: Vuuzle Media Corp., Ronald Shane Flynn, and Richard Marchitto Release No. LR-25017 See Also: SEC Complaint
Date: Jan. 27, 2021	Respondents: Ivan Ramos Release No. LR-25016 See Also: SEC Complaint
Date: Jan. 26, 2021	Respondents: Peter Baker, et al. Release No. LR-25015
Date: Jan. 21, 2021	Respondents: Geoffrey Thompson Release No. LR-25014 See Also: SEC Complaint
Date: Jan. 21, 2021	Respondents: William Andrew Stack, Esq. Release No. LR-25013 See Also: SEC Complaint
Date: Jan. 19, 2021	Respondents: Abhi Batra a/k/a Abhimanyu Batra Release No. LR-25012 See Also: SEC Complaint
Date: Jan. 19, 2021	Respondents: Jacob C. Glick Release No. LR-25011 See Also: SEC Complaint
Date: Jan. 19, 2021	Respondents: Michael Sztrom, David Sztrom, and Sztrom Wealth Management, Inc. Release No. LR-25010 See Also: SEC Complaint
Date: Jan. 14, 2021	Respondents: City of Harvey, et al. Release No. LR-25009
Date: Jan. 14, 2021	Respondents: Thomas V. Conwell and Kerry L. Hoffman Release No. LR-25008
Date: Jan. 12, 2021	Respondents: Eric C. Malley, et al. Release No. LR-25007 See Also: SEC Complaint
Date: Jan. 11, 2021	Respondents: Justin Robert King, et al. Release No. LR-25006 See Also: SEC Complaint
Date: Jan. 8, 2021	Respondents: ConTXT, Inc, Thomas J. Robbins, Daniel J. Merriman, Mark W. Wiseman, and Clark J. Madsen Release No. LR-25005 See Also: SEC Complaint
Date: Jan. 5, 2021	Respondents: Barry F. Connell Release No. LR-25004 See Also: SEC Complaint , Final Judgment