Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: March 31, 2016	Respondents: John Scott Clark Release No. LR-23509
Date: March 31, 2016	Respondents: Nathanial D. Ponn Release No. LR-23508 See Also: SEC Complaint
Date: March 31, 2016	Respondents: Daniel Ustian Release No. LR-23507 See Also: SEC Complaint
Date: March 30, 2016	Respondents: Daniel Rivera, et al. Release No. LR-23506 See Also: SEC Complaint
Date: March 29, 2016	Respondents: Andrew W.W. Caspersen, et al. Release No. LR-23505 See Also: SEC Complaint
Date: March 29, 2016	Respondents: Tobin Smith, et al. Release No. LR-23504 See Also: SEC Complaint
Date: March 29, 2016	Respondents: AVEO Pharmaceuticals, Inc., et al. Release No. LR-23503
Date: March 29, 2016	Respondents: Stanley J. Kowalewski et al. Release No. LR-23502
Date: March 25, 2016	Respondents: John V. Bivona, et al. Release No. LR-23501 See Also: SEC Complaint
Date: March 25, 2016	Respondents: James M. Louks and FiberPoP Solutions, Inc. Release No. LR-23500
Date: March 25, 2016	Respondents: Gilbert G. Lundstrom, et al. Release No. LR-23499
Date: March 24, 2016	Respondents: Dubovoy, et al. Release No. LR-23498
Date: March 24, 2016	Respondents: Arcturus Corporation, et al. Release No. LR-23497
Date: March 23, 2016	Respondents: Guy Gentile Release No. LR-23496 See Also: SEC Complaint
Date: March 23, 2016	Respondents: Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, and Christopher Nix Release No. LR-23495
Date: March 23, 2016	Respondents: Gregory G. Jones. Release No. LR-23494
Date: March 21, 2016	Respondents: Bruce D. Strebinger, et al. Release No. LR-23493
Date: March 18, 2016	Respondents: John E. Hardy III Release No. LR-23492 See Also: SEC Complaint
Date: March 16, 2016	Respondents: Yue Han, et al. Release No. LR-23491
Date: March 16, 2016	Respondents: Mark A. Jones Release No. LR-23490 See Also: SEC Complaint
Date: March 16, 2016	Respondents: Cary Lee Peterson, et al. Release No. LR-23489
Date: March 14, 2016	Respondents: Daniel Thibeault Release No. LR-23488
Date: March 11, 2016	Respondents: BIC Real Estate Development Corp. et al. Release No. LR-23487
Date: March 11, 2016	Respondents: PTG Capital Partners LTD, et al. Release No. LR-23486
Date: March 11, 2016	Respondents: Aequitas Management, LLC, et al. Release No. LR-23485 See Also: SEC Complaint
Date: March 10, 2016	Respondents: Reed J. Killion, et al. Release No. LR-23484
Date: March 9, 2016	Respondents: Jay Y. Fung and Kevin L. Dowd Release No. LR-23483
Date: March 9, 2016	Respondents: Edwin Yoshihiro Fujinaga and MRI International, Inc., et al. Release No. LR-23482
Date: March 9, 2016	Respondents: Banc de Binary Ltd., et al. Release No. LR-23481
Date: March 7, 2016	Respondents: Rhode Island Commerce Corporation (f/k/a Rhode Island Economic Development Corporation), Wells Fargo Securities, LLC, Peter M. Cannava, Keith W. Stokes, and James Michael Saul Release No. LR-23480 See Also: SEC Complaint
Date: March 3, 2016	Respondents: Fortitude Group, Inc., et al. Release No. LR-23479 See Also: Fortitude Group , and Strategic Global Investments
Date: March 2, 2016	Respondents: Daryl M. Payton, et al. Release No. LR-23478
Date: March 1, 2016	Respondents: Zachary Zwerko and David L. Post Release No. LR-23477
Date: Feb. 26, 2016	Respondents: Bonan Huang, et al. Release No. LR-23476
Date: Feb. 26, 2016	Respondents: Steven H. Davis, et. al Release No. LR-23475
Date: Feb. 24, 2016	Respondents: Steven Fishoff, et al. Release No. LR-23474
Date: Feb. 19, 2016	Respondents: Nathan Halsey and TexStar Oil Co., Ltd. Release No. LR-23473 See Also: SEC Complaint
Date: Feb. 18, 2016	Respondents: Scott Valente and The ELIV Group, LLC Release No. LR-23472
Date: Feb. 18, 2016	Respondents: Zavodchiko, et al. Release No. LR-23471 See Also: SEC Complaint
Date: Feb. 17, 2016	Respondents: Randy A. Hamdan and Oracle Consultants, LLC Release No. LR-23470
Date: Feb. 17, 2016	Respondents: Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, and Christopher Nix Release No. LR-23469
Date: Feb. 16, 2016	Respondents: PV Enterprises, Inc., Panagiotis Villiotis, Virtual Sourcing, Inc., Norman Birmingham, Mario Faraone and Sweet Challenge, LLC (a/k/a Sweet Challenge, Inc.) Release No. LR-23468 See Also: SEC Complaint
Date: Feb. 16, 2016	Respondents: Wade James Lawrence Release No. LR-23467 See Also: SEC Complaint
Date: Feb. 12, 2016	Respondents: Gregory Ruehle Release No. LR-23466 See Also: SEC Complaint
Date: Feb. 11, 2016	Respondents: Jilbert Tahmazian Release No. LR-23465 See Also: SEC Complaint
Date: Feb. 11, 2016	Respondents: Optimum Income Property, LLC, Optimum Property Investments, LLC, and Frank E. Lleras Release No. LR-23464 See Also: SEC Complaint
Date: Feb. 10, 2016	Respondents: Moazzam "Mark" Malik and American Bridge Investment Group, LLC, d/b/a Wolf Hedge LLC Release No. LR-23463
Date: Feb. 8, 2016	Respondents: Zev Saltsman, et al. Release No. LR-23462
Date: Feb. 8, 2016	Respondents: Herbert K. Sudfeld Release No. LR-23461
Date: Feb. 8, 2016	Respondents: Robert M. Munakash, Carlos A. Rodriguez, and Marc Winters Release No. LR-23460 See Also: SEC Complaint
Date: Feb. 3, 2016	Respondents: American Growth Funding II, LLC, Portfolio Advisors Alliance, Inc., Ralph C. Johnson, Howard J. Allen III, and Kerri L. Wasserman Release No. LR-23459 See Also: SEC Complaint
Date: Feb. 2, 2016	Respondents: Dubovoy, et al. Release No. LR-23458
Date: Feb. 1, 2016	Respondents: eAdGear, Inc., et al. Release No. LR-23457
Date: Jan. 29, 2016	Respondents: J. Patrick O'Neill and Robert H. Bray Release No. LR-23456
Date: Jan. 27, 2016	Respondents: Vlad B. Spivak, et al. Release No. LR-23455
Date: Jan. 27, 2016	Respondents: Andrew M. Miller Release No. LR-23454, AAER-3734
Date: Jan. 27, 2016	Respondents: Kenneth W. Crumbley Release No. LR-23453 See Also: SEC Complaint
Date: Jan. 22, 2016	Respondents: OTC Capital Partners, LLC et al Release No. LR-23452
Date: Jan. 21, 2016	Respondents: Marquis Properties, LLC Release No. LR-23451 See Also: SEC Complaint
Date: Jan. 20, 2016	Respondents: TelexFree, Inc. et al., Carlos Nataniel Wanzeler, and James Matthew Merrill Release No. LR-23450
Date: Jan. 20, 2016	Respondents: Stewart A. Merkin Release No. LR-23449
Date: Jan. 20, 2016	Respondents: Nicholas Toms Release No. LR-23448
Date: Jan. 20, 2016	Respondents: Anthony Andrade, et al. Release No. LR-23447
Date: Jan. 14, 2016	Respondents: Robert B. Crowe Release No. LR-23446
Date: Jan. 14, 2016	Respondents: Bonan Huang, et al. Release No. LR-23445
Date: Jan. 11, 2016	Respondents: Roger S. Bliss Release No. LR-23444
Date: Jan. 11, 2016	Respondents: Steven H. Davis, et. al Release No. LR-23443
Date: Jan. 7, 2016	Respondents: Edward Durante, a.k.a. Ted Wise, et al. Release No. LR-23442 See Also: SEC Complaint
Date: Jan. 6, 2016	Respondents: Ronald Lawrence Schuman Release No. LR-23441