Administrative Proceeding File No. 3-16312
Respondents
Stephan, Scott M.
Administrative Proceeding File No. 3-16312 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:888 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-3108 | Other Release Numbers: | Name of Document: Protective Order |
| Release Date: | Release Number:AP-3074 | Other Release Numbers: | Name of Document: Motion to the Commission for Extension |
| Release Date: | Release Number:AP-2944 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-2937 | Other Release Numbers: | Name of Document: Notice of Hearing Location |
| Release Date: | Release Number:AP-2934 | Other Release Numbers: | Name of Document: Order Scheduling Hearing |
| Release Date: | Release Number:AP-2914 | Other Release Numbers: | Name of Document: Order Lifting Stay, Scheduling Hearing, and Setting Prehearing Deadlines |
| Release Date: | Release Number:AP-2853 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2815 | Other Release Numbers: | Name of Document: Order Granting Motion to Correct Hearing Transcript |
| Release Date: | Release Number:AP-2816 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2805 | Other Release Numbers: | Name of Document: Order Extending Stay Order and Admitting Exhibit |
| Release Date: | Release Number:AP-2792 | Other Release Numbers: | Name of Document: Order Extending Deadline to File Stipulations as to Proposed Findings of Fact and Conclusions of Law |
| Release Date: | Release Number:AP-2792 | Other Release Numbers: | Name of Document: Order Extending Deadline to File Stipulations as to Proposed Findings of Fact and Conclusions of Law |
| Release Date: | Release Number:AP-2778 | Other Release Numbers: | Name of Document: Order Extending Deadline to File Stipulations or Motions Regarding Transcript Corrections |
| Release Date: | Release Number:AP-2708 | Other Release Numbers: | Name of Document: Post-Hearing Order |
| Release Date: | Release Number:AP-2646 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2641 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-2627 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-2612 | Other Release Numbers: | Name of Document: Order Regarding Respondent Dembski's Advice of Counsel Defense |
| Release Date: | Release Number:AP-2606 | Other Release Numbers: | Name of Document: Order Regarding Respondent Dembski's Advice of Counsel Defense and Opposition to Motions in Limine |
| Release Date: | Release Number:AP-2603 | Other Release Numbers: | Name of Document: Order Regarding Compliance with U.S. Court of Appeals for the Second Circuit Courtroom Requirements |
| Release Date: | Release Number:AP-2601 | Other Release Numbers: | Name of Document: Order Regarding Testimony |
| Release Date: | Release Number:AP-2583 | Other Release Numbers: | Name of Document: Order Regarding Testimony |
| Release Date: | Release Number:AP-2578 | Other Release Numbers: | Name of Document: Order Regarding Motions in Limine |
| Release Date: | Release Number:AP-2562 | Other Release Numbers: | Name of Document: Order Regarding Exhibit Lists |
| Release Date: | Release Number:AP-2562 | Other Release Numbers: | Name of Document: Order Regarding Exhibit Lists |
| Release Date: | Release Number:AP-2553 | Other Release Numbers: | Name of Document: Order Extending Prehearing Deadlines |
| Release Date: | Release Number:AP-2537 | Other Release Numbers: | Name of Document: Notice of Hearing Location |
| Release Date: | Release Number:AP-2205 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2168 | Other Release Numbers: | Name of Document: Order Postponing Hearings |
| Release Date: | Release Number:AP-2121 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-9687 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing |