Administrative Proceeding File No. 3-15790
Respondents
Horowitz, Michael A. Cohen, Moshe Marc
Administrative Proceeding File No. 3-15790 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-10661 |
Other Release Numbers:
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Name of Document: Order Vacating Investment Adviser, Municipal Securities Dealer, and Transfer Agent Bars |
| Release Date: | Release Number:33-10205 |
Other Release Numbers:
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Name of Document: Opinion of the Commission; Order Imposing Remedial Sanctions |
| Release Date: | Release Number:33-9912 |
Other Release Numbers:
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Name of Document: Order Requesting Additional Submissions |
| Release Date: | Release Number:34-74557 | Other Release Numbers: | Name of Document: Order Granting Petitions for Review and Scheduling Briefs |
| Release Date: | Release Number:AP-2297 | Other Release Numbers: | Name of Document: Order Denying Motion to Correct Manifest Error of Fact in the Initial Decision |
| Release Date: | Release Number:AP-2232 | Other Release Numbers: | Name of Document: Order Granting Request for Additional Time to File Opposition |
| Release Date: | Release Number:733 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-1769 | Other Release Numbers: | Name of Document: Order Following Hearing |
| Release Date: | Release Number:AP-1696 | Other Release Numbers: | Name of Document: Notice |
| Release Date: | Release Number:AP-1676 | Other Release Numbers: | Name of Document: Order On Subpoenas |
| Release Date: | Release Number:33-9620 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Michael A. Horowitz |
| Release Date: | Release Number:AP-1601 | Other Release Numbers: | Name of Document: Notice of Hearing Location |
| Release Date: | Release Number:AP-1589 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-1583 | Other Release Numbers: | Name of Document: Order Setting Prehearing Conference |
| Release Date: | Release Number:AP-1578 | Other Release Numbers: | Name of Document: Order Staying Proceedings as to Michael A. Horowitz |
| Release Date: | Release Number:AP-1459 | Other Release Numbers: | Name of Document: Notice of Hearing Location |
| Release Date: | Release Number:AP-1340 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-1323 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-1305 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-9559 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, and Notice of Hearing |