The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Legg and Berman Acquisitions Management
[ Unregistered Soliciting Entities ]
The Mercantile Exchange
30 South Wacker Drive, 22/F Suite 228-230
Chicago, IL 60611
July 26, 2019